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Ziqiao Wang

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17 papers

2 author rows

NeurIPS Conference 2025 Conference Paper

CHPO: Constrained Hybrid-action Policy Optimization for Reinforcement Learning

Ao Zhou
Jiayi Guan
Li Shen
Fan Lu
Sanqing Qu
Junqiao Zhao
Ziqiao Wang
Ya Wu

Constrained hybrid-action reinforcement learning (RL) promises to learn a safe policy within a parameterized action space, which is particularly valuable for safety-critical applications involving discrete-continuous hybrid action spaces. However, existing hybrid-action RL algorithms primarily focus on reward maximization, which faces significant challenges for tasks involving both cost constraints and hybrid action spaces. In this work, we propose a novel Constrained Hybrid-action Policy Optimization algorithm (CHPO) to address the problems of constrained hybrid-action RL. Concretely, we rethink the limitations of hybrid-action RL in handling safe tasks with parameterized action spaces and reframe the objective of constrained hybrid-action RL by introducing the concept of Constrained Parameterized-action Markov Decision Process (CPMDP). Subsequently, we present a constrained hybrid-action policy optimization algorithm to confront the constrained hybrid-action problems and conduct theoretical analyses demonstrating that the CHPO converges to the optimal solution while satisfying safety constraints. Finally, extensive experiments demonstrate that the CHPO achieves competitive performance across multiple experimental tasks.

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ICML Conference 2025 Conference Paper

Generalization in Federated Learning: A Conditional Mutual Information Framework

Ziqiao Wang
Cheng Long
Yongyi Mao

Federated learning (FL) is a widely adopted privacy-preserving distributed learning framework, yet its generalization performance remains less explored compared to centralized learning. In FL, the generalization error consists of two components: the out-of-sample gap, which measures the gap between the empirical and true risk for participating clients, and the participation gap, which quantifies the risk difference between participating and non-participating clients. In this work, we apply an information-theoretic analysis via the conditional mutual information (CMI) framework to study FL’s two-level generalization. Beyond the traditional supersample-based CMI framework, we introduce a superclient construction to accommodate the two-level generalization setting in FL. We derive multiple CMI-based bounds, including hypothesis-based CMI bounds, illustrating how privacy constraints in FL can imply generalization guarantees. Furthermore, we propose fast-rate evaluated CMI bounds that recover the best-known convergence rate for two-level FL generalization in the small empirical risk regime. For specific FL model aggregation strategies and structured loss functions, we refine our bounds to achieve improved convergence rates with respect to the number of participating clients. Empirical evaluations confirm that our evaluated CMI bounds are non-vacuous and accurately capture the generalization behavior of FL algorithms.

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NeurIPS Conference 2025 Conference Paper

MutualVPR: A Mutual Learning Framework for Resolving Supervision Inconsistencies via Adaptive Clustering

Qiwen Gu
Xufei Wang
Junqiao Zhao
Siyue Tao
Tiantian Feng
Ziqiao Wang
Guang Chen

Visual Place Recognition (VPR) enables robust localization through image retrieval based on learned descriptors. However, drastic appearance variations of images at the same place caused by viewpoint changes can lead to inconsistent supervision signals, thereby degrading descriptor learning. Existing methods either rely on manually defined cropping rules or labeled data for view differentiation, but they suffer from two major limitations: (1) reliance on labels or handcrafted rules restricts generalization capability; (2) even within the same view direction, occlusions can introduce feature ambiguity. To address these issues, we propose MutualVPR, a mutual learning framework that integrates unsupervised view self-classification and descriptor learning. We first group images by geographic coordinates, then iteratively refine the clusters using K-means to dynamically assign place categories without manual labeling. Specifically, we adopt a DINOv2-based encoder to initialize the clustering. During training, the encoder and clustering co-evolve, progressively separating drastic appearance variations of the same place and enabling consistent supervision. Furthermore, we find that capturing fine-grained image differences at a place enhances robustness. Experiments demonstrate that MutualVPR achieves state-of-the-art (SOTA) performance across multiple datasets, validating the effectiveness of our framework in improving view direction generalization, occlusion robustness.

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NeurIPS Conference 2025 Conference Paper

Neural-Driven Image Editing

Pengfei Zhou
Jie Xia
Xiaopeng Peng
Wangbo Zhao
Zilong Ye
Zekai Li
Suorong Yang
Jiadong Pan

Traditional image editing typically relies on manual prompting, making it labor-intensive and inaccessible to individuals with limited motor control or language abilities. Leveraging recent advances in brain-computer interfaces (BCIs) and generative models, we propose LoongX, a hands-free image editing approach driven by multimodal neurophysiological signals. LoongX utilizes state-of-the-art diffusion models trained on a comprehensive dataset of 23, 928 image editing pairs, each paired with synchronized electroencephalography (EEG), functional near-infrared spectroscopy (fNIRS), photoplethysmography (PPG), and head motion signals that capture user intent. To effectively address the heterogeneity of these signals, LoongX integrates two key modules. The cross-scale state space (CS3) module encodes informative modality-specific features. The dynamic gated fusion (DGF) module further aggregates these features into a unified latent space, which is then aligned with edit semantics via fine-tuning on a diffusion transformer (DiT). Additionally, we pre-train the encoders using contrastive learning to align cognitive states with semantic intentions from embedded natural language. Extensive experiments demonstrate that LoongX achieves performance comparable to text-driven methods (CLIP-I: 0. 6605 vs. 0. 6558; DINO: 0. 4812 vs. 0. 4637) and outperforms them when neural signals are combined with speech (CLIP-T: 0. 2588 vs. 0. 2549). These results highlight the promise of neural-driven generative models in enabling accessible, intuitive image editing and open new directions for cognitive-driven creative technologies. The code and dataset are released on the project website: https: //loongx1. github. io.

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NeurIPS Conference 2025 Conference Paper

REPA Works Until It Doesn’t: Early-Stopped, Holistic Alignment Supercharges Diffusion Training

Ziqiao Wang
Wangbo Zhao
Yuhao Zhou
Zekai Li
Zhiyuan Liang
Mingjia Shi
Xuanlei Zhao
Pengfei Zhou

Diffusion Transformers (DiTs) deliver state-of-the-art image quality, yet their training remains notoriously slow. A recent remedy---representation alignment (REPA) that matches DiT hidden features to those of a non-generative teacher (e. g. , DINO)---dramatically accelerates the early epochs but plateaus or even degrades performance later. We trace this failure to the capacity mismatch: once the generative student begins modeling the joint data distribution, the teacher's lower-dimensional embeddings and attention patterns become a straitjacket rather than a guide. We then introduce HASTE (Holistic Alignment with Stage-wise Termination for Efficient training), a two-phase schedule that keeps the help and drops the hindrance. Phase I applies a holistic alignment loss that simultaneously distills attention maps (relational priors) and feature projections (semantic anchors) from the teacher into mid-level layers of the DiT, yielding rapid convergence. Phase II then performs one-shot termination that deactivates the alignment loss, once a simple trigger such as a fixed iteration is hit, freeing the DiT to focus on denoising and exploit its generative capacity. HASTE speeds up training of diverse DiTs without architecture changes. On ImageNet 256×256, it reaches the vanilla SiT-XL/2 baseline FID in 50 epochs and matches REPA’s best FID in 500 epochs, amounting to a 28× reduction in optimization steps. HASTE also improves text-to-image DiTs on MS-COCO, proving to be a simple yet principled recipe for efficient diffusion training across various tasks.

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NeurIPS Conference 2025 Conference Paper

Theoretically Grounded Framework for LLM Watermarking: A Distribution-Adaptive Approach

Haiyun He
Yepeng Liu
Ziqiao Wang
Yongyi Mao
Yuheng Bu

Watermarking has emerged as a crucial method to distinguish AI-generated text from human-created text. Current watermarking approaches often lack formal optimality guarantees or address the scheme and detector design separately. In this paper, we introduce a novel, unified theoretical framework for watermarking Large Language Models (LLMs) that jointly optimizes both the watermarking scheme and detector. Our approach aims to maximize detection performance while maintaining control over the worst-case false positive rate (FPR) and distortion on text quality. We derive closed-form optimal solutions for this joint design and characterize the fundamental trade-off between watermark detectability and distortion. Notably, we reveal that the optimal watermarking schemes should be adaptive to the LLM’s generative distribution. Building on our theoretical insights, we propose a distortion-free, distribution-adaptive watermarking algorithm (DAWA) that leverages a surrogate model for model-agnosticism and efficiency. Experiments on Llama2-13B and Mistral-8$\times$7B models confirm the effectiveness of our approach, particularly at ultra-low FPRs. Our code is available at \url{https: //github. com/yepengliu/DAWA}.

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AAAI Conference 2024 Conference Paper

Cross-Modal and Uni-Modal Soft-Label Alignment for Image-Text Retrieval

Hailang Huang
Zhijie Nie
Ziqiao Wang
Ziyu Shang

Current image-text retrieval methods have demonstrated impressive performance in recent years. However, they still face two problems: the inter-modal matching missing problem and the intra-modal semantic loss problem. These problems can significantly affect the accuracy of image-text retrieval. To address these challenges, we propose a novel method called Cross-modal and Uni-modal Soft-label Alignment (CUSA). Our method leverages the power of uni-modal pre-trained models to provide soft-label supervision signals for the image-text retrieval model. Additionally, we introduce two alignment techniques, Cross-modal Soft-label Alignment (CSA) and Uni-modal Soft-label Alignment (USA), to overcome false negatives and enhance similarity recognition between uni-modal samples. Our method is designed to be plug-and-play, meaning it can be easily applied to existing image-text retrieval models without changing their original architectures. Extensive experiments on various image-text retrieval models and datasets, we demonstrate that our method can consistently improve the performance of image-text retrieval and achieve new state-of-the-art results. Furthermore, our method can also boost the uni-modal retrieval performance of image-text retrieval models, enabling it to achieve universal retrieval. The code and supplementary files can be found at https://github.com/lerogo/aaai24_itr_cusa.

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NeurIPS Conference 2024 Conference Paper

Generalization Bounds via Conditional $f$-Information

Ziqiao Wang
Yongyi Mao

In this work, we introduce novel information-theoretic generalization bounds using the conditional $f$-information framework, an extension of the traditional conditional mutual information (MI) framework. We provide a generic approach to derive generalization bounds via $f$-information in the supersample setting, applicable to both bounded and unbounded loss functions. Unlike previous MI-based bounds, our proof strategy does not rely on upper bounding the cumulant-generating function (CGF) in the variational formula of MI. Instead, we set the CGF or its upper bound to zero by carefully selecting the measurable function invoked in the variational formula. Although some of our techniques are partially inspired by recent advances in the coin-betting framework (e. g. , Jang et al. (2023)), our results are independent of any previous findings from regret guarantees of online gambling algorithms. Additionally, our newly derived MI-based bound recovers many previous results and improves our understanding of their potential limitations. Finally, we empirically compare various $f$-information measures for generalization, demonstrating the improvement of our new bounds over the previous bounds.

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NeurIPS Conference 2024 Conference Paper

On $f$-Divergence Principled Domain Adaptation: An Improved Framework

Ziqiao Wang
Yongyi Mao

Unsupervised domain adaptation (UDA) plays a crucial role in addressing distribution shifts in machine learning. In this work, we improve the theoretical foundations of UDA proposed in Acuna et al. (2021) by refining their $f$-divergence-based discrepancy and additionally introducing a new measure, $f$-domain discrepancy ($f$-DD). By removing the absolute value function and incorporating a scaling parameter, $f$-DD obtains novel target error and sample complexity bounds, allowing us to recover previous KL-based results and bridging the gap between algorithms and theory presented in Acuna et al. (2021). Using a localization technique, we also develop a fast-rate generalization bound. Empirical results demonstrate the superior performance of $f$-DD-based learning algorithms over previous works in popular UDA benchmarks.

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AAAI Conference 2024 Conference Paper

On Unsupervised Domain Adaptation: Pseudo Label Guided Mixup for Adversarial Prompt Tuning

Fanshuang Kong
Richong Zhang
Ziqiao Wang
Yongyi Mao

To date, a backbone of methods for unsupervised domain adaptation (UDA) involves learning label-discriminative features via a label classifier and domain-invariant features through a domain discriminator in an adversarial scheme. However, these methods lack explicit control for aligning the source data and target data within the same label class, degrading the classifier's performance in the target domain. In this paper, we propose PL-Mix, a pseudo label guided Mixup method based on adversarial prompt tuning. Specifically, our PL-Mix facilitates class-dependent alignment and can alleviate the impact of noisy pseudo-labels. We then theoretically justify that PL-Mix can improve the generalization for UDA. Extensive experiments of the comparison with existing models also demonstrate the effectiveness of PL-Mix.

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UAI Conference 2024 Conference Paper

Two Facets of SDE Under an Information-Theoretic Lens: Generalization of SGD via Training Trajectories and via Terminal States

Ziqiao Wang
Yongyi Mao

Stochastic differential equations (SDEs) have been shown recently to characterize well the dynamics of training machine learning models with SGD. When the generalization error of the SDE approximation closely aligns with that of SGD in expectation, it provides two opportunities for understanding better the generalization behaviour of SGD through its SDE approximation. Firstly, viewing SGD as full-batch gradient descent with Gaussian gradient noise allows us to obtain trajectory-based generalization bound using the information-theoretic bound from Xu and Raginsky [2017]. Secondly, assuming mild conditions, we estimate the steady-state weight distribution of SDE and use information-theoretic bounds from Xu and Raginsky [2017] and Negrea et al. [2019] to establish terminal-state-based generalization bounds. Our proposed bounds have some advantages, notably the trajectory-based bound outperforms results in Wang and Mao [2022], and the terminal-state-based bound exhibits a fast decay rate comparable to stability-based bounds.

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ICLR Conference 2023 Conference Paper

Information-Theoretic Analysis of Unsupervised Domain Adaptation

Ziqiao Wang
Yongyi Mao

This paper uses information-theoretic tools to analyze the generalization error in unsupervised domain adaptation (UDA). We present novel upper bounds for two notions of generalization errors. The first notion measures the gap between the population risk in the target domain and that in the source domain, and the second measures the gap between the population risk in the target domain and the empirical risk in the source domain. While our bounds for the first kind of error are in line with the traditional analysis and give similar insights, our bounds on the second kind of error are algorithm-dependent, which also provide insights into algorithm designs. Specifically, we present two simple techniques for improving generalization in UDA and validate them experimentally.

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ICLR Conference 2023 Conference Paper

Over-Training with Mixup May Hurt Generalization

Zixuan Liu
Ziqiao Wang
Hongyu Guo
Yongyi Mao

Mixup, which creates synthetic training instances by linearly interpolating random sample pairs, is a simple and yet effective regularization technique to boost the performance of deep models trained with SGD. In this work, we report a previously unobserved phenomenon in Mixup raining: on a number of standard datasets, the performance of Mixup-trained models starts to decay after training for a large number of epochs, giving rise to a U-shaped generalization curve. This behavior is further aggravated when the size of original dataset is reduced. To help understand such a behavior of Mixup, we show theoretically that Mixup training may introduce undesired data-dependent label noises to the synthesized data. Via analyzing a least-square regression problem with a random feature model, we explain why noisy labels may cause the U-shaped curve to occur: Mixup improves generalization through fitting the clean patterns at the early training stage, but as training progresses, Mixup becomes over-fitting to the noise in the synthetic data. Extensive experiments are performed on a variety of benchmark datasets, validating this explanation.

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NeurIPS Conference 2023 Conference Paper

Sample-Conditioned Hypothesis Stability Sharpens Information-Theoretic Generalization Bounds

Ziqiao Wang
Yongyi Mao

We present new information-theoretic generalization guarantees through the a novel construction of the "neighboring-hypothesis" matrix and a new family of stability notions termed sample-conditioned hypothesis (SCH) stability. Our approach yields sharper bounds that improve upon previous information-theoretic bounds in various learning scenarios. Notably, these bounds address the limitations of existing information-theoretic bounds in the context of stochastic convex optimization (SCO) problems, as explored in the recent work by Haghifam et al. (2023).

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ICML Conference 2023 Conference Paper

Tighter Information-Theoretic Generalization Bounds from Supersamples

Ziqiao Wang
Yongyi Mao

In this work, we present a variety of novel information-theoretic generalization bounds for learning algorithms, from the supersample setting of Steinke & Zakynthinou (2020)—the setting of the “conditional mutual information” framework. Our development exploits projecting the loss pair (obtained from a training instance and a testing instance) down to a single number and correlating loss values with a Rademacher sequence (and its shifted variants). The presented bounds include square-root bounds, fast-rate bounds, including those based on variance and sharpness, and bounds for interpolating algorithms etc. We show theoretically or empirically that these bounds are tighter than all information-theoretic bounds known to date on the same supersample setting.

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IJCAI Conference 2022 Conference Paper

Cluster Attack: Query-based Adversarial Attacks on Graph with Graph-Dependent Priors

Zhengyi Wang
Zhongkai Hao
Ziqiao Wang
Hang Su
Jun Zhu

While deep neural networks have achieved great success in graph analysis, recent work has shown that they are vulnerable to adversarial attacks. Compared with adversarial attacks on image classification, performing adversarial attacks on graphs is more challenging because of the discrete and non-differential nature of the adjacent matrix for a graph. In this work, we propose Cluster Attack --- a Graph Injection Attack (GIA) on node classification, which injects fake nodes into the original graph to degenerate the performance of graph neural networks (GNNs) on certain victim nodes while affecting the other nodes as little as possible. We demonstrate that a GIA problem can be equivalently formulated as a graph clustering problem; thus, the discrete optimization problem of the adjacency matrix can be solved in the context of graph clustering. In particular, we propose to measure the similarity between victim nodes by a metric of Adversarial Vulnerability, which is related to how the victim nodes will be affected by the injected fake node, and to cluster the victim nodes accordingly. Our attack is performed in a practical and unnoticeable query-based black-box manner with only a few nodes on the graphs that can be accessed. Theoretical analysis and extensive experiments demonstrate the effectiveness of our method by fooling the node classifiers with only a small number of queries.

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ICLR Conference 2022 Conference Paper

On the Generalization of Models Trained with SGD: Information-Theoretic Bounds and Implications

Ziqiao Wang
Yongyi Mao

This paper follows up on a recent work of Neu et al. (2021) and presents some new information-theoretic upper bounds for the generalization error of machine learning models, such as neural networks, trained with SGD. We apply these bounds to analyzing the generalization behaviour of linear and two-layer ReLU networks. Experimental study of these bounds provide some insights on the SGD training of neural networks. They also point to a new and simple regularization scheme which we show performs comparably to the current state of the art.

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