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Yining Mao

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ICML Conference 2023 Conference Paper

Accuracy on the Curve: On the Nonlinear Correlation of ML Performance Between Data Subpopulations

Weixin Liang
Yining Mao
Yongchan Kwon
Xinyu Yang 0002
James Y. Zou

Understanding the performance of machine learning (ML) models across diverse data distributions is critically important for reliable applications. Despite recent empirical studies positing a near-perfect linear correlation between in-distribution (ID) and out-of-distribution (OOD) accuracies, we empirically demonstrate that this correlation is more nuanced under subpopulation shifts. Through rigorous experimentation and analysis across a variety of datasets, models, and training epochs, we demonstrate that OOD performance often has a nonlinear correlation with ID performance in subpopulation shifts. Our findings, which contrast previous studies that have posited a linear correlation in model performance during distribution shifts, reveal a "moon shape" correlation (parabolic uptrend curve) between the test performance on the majority subpopulation and the minority subpopulation. This non-trivial nonlinear correlation holds across model architectures, hyperparameters, training durations, and the imbalance between subpopulations. Furthermore, we found that the nonlinearity of this "moon shape" is causally influenced by the degree of spurious correlations in the training data. Our controlled experiments show that stronger spurious correlation in the training data creates more nonlinear performance correlation. We provide complementary experimental and theoretical analyses for this phenomenon, and discuss its implications for ML reliability and fairness. Our work highlights the importance of understanding the nonlinear effects of model improvement on performance in different subpopulations, and has the potential to inform the development of more equitable and responsible machine learning models.

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AAAI Conference 2022 Conference Paper

Safe Distillation Box

Jingwen Ye
Yining Mao
Jie Song
Xinchao Wang
Cheng Jin
Mingli Song

Knowledge distillation (KD) has recently emerged as a powerful strategy to transfer knowledge from a pre-trained teacher model to a lightweight student, and has demonstrated its unprecedented success over a wide spectrum of applications. In spite of the encouraging results, the KD process per se poses a potential threat to network ownership protection, since the knowledge contained in network can be effortlessly distilled and hence exposed to a malicious user. In this paper, we propose a novel framework, termed as Safe Distillation Box (SDB), that allows us to wrap a pre-trained model in a virtual box for intellectual property protection. Specifically, SDB preserves the inference capability of the wrapped model to all users, but precludes KD from unauthorized users. For authorized users, on the other hand, SDB carries out a knowledge augmentation scheme to strengthen the KD performances and the results of the student model. In other words, all users may employ a model in SDB for inference, but only authorized users get access to KD from the model. The proposed SDB imposes no constraints over the model architecture, and may readily serve as a plug-andplay solution to protect the ownership of a pre-trained network. Experiments across various datasets and architectures demonstrate that, with SDB, the performance of an unauthorized KD drops significantly while that of an authorized gets enhanced, demonstrating the effectiveness of SDB.

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