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Xiaobao Wu

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11 papers

2 author rows

TMLR Journal 2025 Journal Article

A Survey of Recent Backdoor Attacks and Defenses in Large Language Models

Shuai Zhao
Meihuizi Jia
Zhongliang Guo
Leilei Gan
Xiaoyu Xu
Xiaobao Wu
Jie Fu
Feng Yichao

Large Language Models (LLMs), which bridge the gap between human language understanding and complex problem-solving, achieve state-of-the-art performance on several NLP tasks, particularly in few-shot and zero-shot settings. Despite the demonstrable efficacy of LLMs, due to constraints on computational resources, users have to engage with open-source language models or outsource the entire training process to third-party platforms. However, research has demonstrated that language models are susceptible to potential security vulnerabilities, particularly in backdoor attacks. Backdoor attacks are designed to introduce targeted vulnerabilities into language models by poisoning training samples or model weights, allowing attackers to manipulate model responses through malicious triggers. While existing surveys on backdoor attacks provide a comprehensive overview, they lack an in-depth examination of backdoor attacks specifically targeting LLMs. To bridge this gap and grasp the latest trends in the field, this paper presents a novel perspective on backdoor attacks for LLMs by focusing on fine-tuning methods. Specifically, we systematically classify backdoor attacks into three categories: full-parameter fine-tuning, parameter-efficient fine-tuning, and no fine-tuning. Based on insights from a substantial review, we also discuss crucial issues for future research on backdoor attacks, such as further exploring attack algorithms that do not require fine-tuning, or developing more covert attack algorithms.

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NeurIPS Conference 2025 Conference Paper

HyperGraphRAG: Retrieval-Augmented Generation via Hypergraph-Structured Knowledge Representation

Haoran Luo
Haihong E
Guanting Chen
Yandan Zheng
Xiaobao Wu
Yikai Guo
Qika Lin
Yu Feng

Standard Retrieval-Augmented Generation (RAG) relies on chunk-based retrieval, whereas GraphRAG advances this approach by graph-based knowledge representation. However, existing graph-based RAG approaches are constrained by binary relations, as each edge in an ordinary graph connects only two entities, limiting their ability to represent the n-ary relations (n >= 2) in real-world knowledge. In this work, we propose HyperGraphRAG, the first hypergraph-based RAG method that represents n-ary relational facts via hyperedges. HyperGraphRAG consists of a comprehensive pipeline, including knowledge hypergraph construction, retrieval, and generation. Experiments across medicine, agriculture, computer science, and law demonstrate that HyperGraphRAG outperforms both standard RAG and previous graph-based RAG methods in answer accuracy, retrieval efficiency, and generation quality.

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ICML Conference 2025 Conference Paper

KBQA-o1: Agentic Knowledge Base Question Answering with Monte Carlo Tree Search

Haoran Luo 0001
Haihong E
Yikai Guo
Qika Lin
Xiaobao Wu
Xinyu Mu
Wenhao Liu
Meina Song

Knowledge Base Question Answering (KBQA) aims to answer natural language questions with a large-scale structured knowledge base (KB). Despite advancements with large language models (LLMs), KBQA still faces challenges in weak KB awareness, imbalance between effectiveness and efficiency, and high reliance on annotated data. To address these challenges, we propose KBQA-o1, a novel agentic KBQA method with Monte Carlo Tree Search (MCTS). It introduces a ReAct-based agent process for stepwise logical form generation with KB environment exploration. Moreover, it employs MCTS, a heuristic search method driven by policy and reward models, to balance agentic exploration’s performance and search space. With heuristic exploration, KBQA-o1 generates high-quality annotations for further improvement by incremental fine-tuning. Experimental results show that KBQA-o1 outperforms previous low-resource KBQA methods with limited annotated data, boosting Llama-3. 1-8B model’s GrailQA F1 performance to 78. 5% compared to 48. 5% of the previous sota method with GPT-3. 5-turbo. Our code is publicly available.

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AAAI Conference 2025 Conference Paper

Motion-aware Contrastive Learning for Temporal Panoptic Scene Graph Generation

Thong Thanh Nguyen
Xiaobao Wu
Yi Bin
Cong-Duy T Nguyen
See-Kiong Ng
Anh Tuan Luu

To equip artificial intelligence with a comprehensive understanding towards a temporal world, video and 4D panoptic scene graph generation abstracts visual data into nodes to represent entities and edges to capture temporal relations. Existing methods encode entity masks tracked across temporal dimensions (mask tubes), then predict their relations with temporal pooling operation, which does not fully utilize the motion indicative of the entities' relation. To overcome this limitation, we introduce a contrastive representation learning framework that focuses on motion pattern for temporal scene graph generation. Firstly, our framework encourages the model to learn close representations for mask tubes of similar subject-relation-object triplets. Secondly, we seek to push apart mask tubes from their temporally shuffled versions. Moreover, we also learn distant representations for mask tubes belonging to the same video but different triplets. Extensive experiments show that our motion-aware contrastive framework significantly improves state-of-the-art methods on both video and 4D datasets.

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AAAI Conference 2025 Conference Paper

Multi-Scale Contrastive Learning for Video Temporal Grounding

Thong Thanh Nguyen
Yi Bin
Xiaobao Wu
Zhiyuan Hu
Cong-Duy T Nguyen
See-Kiong Ng
Anh Tuan Luu

Temporal grounding, which localizes video moments related to a natural language query, is a core problem of vision-language learning and video understanding. To encode video moments of varying lengths, recent methods employ a multi-level structure known as a feature pyramid. In this structure, lower levels concentrate on short-range video moments, while higher levels address long-range moments. Because higher levels experience downsampling to accommodate increasing moment length, their capacity to capture information is reduced and consequently leads to degraded information in moment representations. To resolve this problem, we propose a contrastive learning framework to capture salient semantics among video moments. Our key methodology is to leverage samples from the feature space emanating from multiple stages of the video encoder itself requiring neither data augmentation nor online memory banks to obtain positive and negative samples. To enable such an extension, we introduce a sampling process to draw multiple video moments corresponding to a common query. Subsequently, by utilizing these moments' representations across video encoder layers, we instantiate a novel form of multi-scale and cross-scale contrastive learning that links local short-range video moments with global long-range video moments. Extensive experiments demonstrate the effectiveness of our framework for not only long-form but also short-form video grounding.

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NeurIPS Conference 2024 Conference Paper

FASTopic: Pretrained Transformer is a Fast, Adaptive, Stable, and Transferable Topic Model

Xiaobao Wu
Thong Nguyen
Delvin C. Zhang
William Y. Wang
Anh T. Luu

Topic models have been evolving rapidly over the years, from conventional to recent neural models. However, existing topic models generally struggle with either effectiveness, efficiency, or stability, highly impeding their practical applications. In this paper, we propose FASTopic, a fast, adaptive, stable, and transferable topic model. FASTopic follows a new paradigm: Dual Semantic-relation Reconstruction (DSR). Instead of previous conventional, VAE-based, or clustering-based methods, DSR directly models the semantic relations among document embeddings from a pretrained Transformer and learnable topic and word embeddings. By reconstructing through these semantic relations, DSR discovers latent topics. This brings about a neat and efficient topic modeling framework. We further propose a novel Embedding Transport Plan (ETP) method. Rather than early straightforward approaches, ETP explicitly regularizes the semantic relations as optimal transport plans. This addresses the relation bias issue and thus leads to effective topic modeling. Extensive experiments on benchmark datasets demonstrate that our FASTopic shows superior effectiveness, efficiency, adaptivity, stability, and transferability, compared to state-of-the-art baselines across various scenarios.

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AAAI Conference 2024 Conference Paper

On the Affinity, Rationality, and Diversity of Hierarchical Topic Modeling

Xiaobao Wu
Fengjun Pan
Thong Nguyen
Yichao Feng
Chaoqun Liu
Cong-Duy Nguyen
Anh Tuan Luu

Hierarchical topic modeling aims to discover latent topics from a corpus and organize them into a hierarchy to understand documents with desirable semantic granularity. However, existing work struggles with producing topic hierarchies of low affinity, rationality, and diversity, which hampers document understanding. To overcome these challenges, we in this paper propose Transport Plan and Context-aware Hierarchical Topic Model (TraCo). Instead of early simple topic dependencies, we propose a transport plan dependency method. It constrains dependencies to ensure their sparsity and balance, and also regularizes topic hierarchy building with them. This improves affinity and diversity of hierarchies. We further propose a context-aware disentangled decoder. Rather than previously entangled decoding, it distributes different semantic granularity to topics at different levels by disentangled decoding. This facilitates the rationality of hierarchies. Experiments on benchmark datasets demonstrate that our method surpasses state-of-the-art baselines, effectively improving the affinity, rationality, and diversity of hierarchical topic modeling with better performance on downstream tasks.

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AAAI Conference 2024 Conference Paper

READ-PVLA: Recurrent Adapter with Partial Video-Language Alignment for Parameter-Efficient Transfer Learning in Low-Resource Video-Language Modeling

Thong Nguyen
Xiaobao Wu
Xinshuai Dong
Khoi M. Le
Zhiyuan Hu
Cong-Duy Nguyen
See-Kiong Ng
Anh Tuan Luu

Fully fine-tuning pretrained large-scale transformer models has become a popular paradigm for video-language modeling tasks, such as temporal language grounding and video-language summarization. With a growing number of tasks and limited training data, such full fine-tuning approach leads to costly model storage and unstable training. To overcome these shortcomings, we introduce lightweight adapters to the pre-trained model and only update them at fine-tuning time. However, existing adapters fail to capture intrinsic temporal relations among video frames or textual words. Moreover, they neglect the preservation of critical task-related information that flows from the raw video-language input into the adapter’s low-dimensional space. To address these issues, we first propose a novel REcurrent ADapter (READ) that employs recurrent computation to enable temporal modeling capability. Second, we propose Partial Video-Language Alignment (PVLA) objective via the use of partial optimal transport to maintain task-related information flowing into our READ modules. We validate our READ-PVLA framework through extensive experiments where READ-PVLA significantly outperforms all existing fine-tuning strategies on multiple low-resource temporal language grounding and video-language summarization benchmarks.

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ICLR Conference 2024 Conference Paper

Topic Modeling as Multi-Objective Contrastive Optimization

Thong Thanh Nguyen
Xiaobao Wu
Xinshuai Dong
Cong-Duy T. Nguyen
See-Kiong Ng
Anh Tuan Luu

Recent representation learning approaches enhance neural topic models by optimizing the weighted linear combination of the evidence lower bound (ELBO) of the log-likelihood and the contrastive learning objective that contrasts pairs of input documents. However, document-level contrastive learning might capture low-level mutual information, such as word ratio, which disturbs topic modeling. Moreover, there is a potential conflict between the ELBO loss that memorizes input details for better reconstruction quality, and the contrastive loss which attempts to learn topic representations that generalize among input documents. To address these issues, we first introduce a novel contrastive learning method oriented towards sets of topic vectors to capture useful semantics that are shared among a set of input documents. Secondly, we explicitly cast contrastive topic modeling as a gradient-based multi-objective optimization problem, with the goal of achieving a Pareto stationary solution that balances the trade-off between the ELBO and the contrastive objective. Extensive experiments demonstrate that our framework consistently produces higher-performing neural topic models in terms of topic coherence, topic diversity, and downstream performance.

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ICML Conference 2023 Conference Paper

Effective Neural Topic Modeling with Embedding Clustering Regularization

Xiaobao Wu
Xinshuai Dong
Thong Thanh Nguyen
Anh Tuan Luu

Topic models have been prevalent for decades with various applications. However, existing topic models commonly suffer from the notorious topic collapsing: discovered topics semantically collapse towards each other, leading to highly repetitive topics, insufficient topic discovery, and damaged model interpretability. In this paper, we propose a new neural topic model, Embedding Clustering Regularization Topic Model (ECRTM). Besides the existing reconstruction error, we propose a novel Embedding Clustering Regularization (ECR), which forces each topic embedding to be the center of a separately aggregated word embedding cluster in the semantic space. This enables each produced topic to contain distinct word semantics, which alleviates topic collapsing. Regularized by ECR, our ECRTM generates diverse and coherent topics together with high-quality topic distributions of documents. Extensive experiments on benchmark datasets demonstrate that ECRTM effectively addresses the topic collapsing issue and consistently surpasses state-of-the-art baselines in terms of topic quality, topic distributions of documents, and downstream classification tasks.

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AAAI Conference 2023 Conference Paper

InfoCTM: A Mutual Information Maximization Perspective of Cross-Lingual Topic Modeling

Xiaobao Wu
Xinshuai Dong
Thong Nguyen
Chaoqun Liu
Liang-Ming Pan
Anh Tuan Luu

Cross-lingual topic models have been prevalent for cross-lingual text analysis by revealing aligned latent topics. However, most existing methods suffer from producing repetitive topics that hinder further analysis and performance decline caused by low-coverage dictionaries. In this paper, we propose the Cross-lingual Topic Modeling with Mutual Information (InfoCTM). Instead of the direct alignment in previous work, we propose a topic alignment with mutual information method. This works as a regularization to properly align topics and prevent degenerate topic representations of words, which mitigates the repetitive topic issue. To address the low-coverage dictionary issue, we further propose a cross-lingual vocabulary linking method that finds more linked cross-lingual words for topic alignment beyond the translations of a given dictionary. Extensive experiments on English, Chinese, and Japanese datasets demonstrate that our method outperforms state-of-the-art baselines, producing more coherent, diverse, and well-aligned topics and showing better transferability for cross-lingual classification tasks.

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