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Umang Bhatt

Possible papers associated with this exact author name in Arrow. This page groups case-insensitive exact name matches and is not a full identity disambiguation profile.

14 papers
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Possible papers

14

AAAI Conference 2025 Conference Paper

Learning Personalized Decision Support Policies

  • Umang Bhatt
  • Valerie Chen
  • Katherine M. Collins
  • Parameswaran Kamalaruban
  • Emma Kallina
  • Adrian Weller
  • Ameet Talwalkar

Individual human decision-makers may benefit from different forms of support to improve decision outcomes, but when will each form of support yield better outcomes? In this work, we posit that personalizing access to decision support tools can be an effective mechanism for instantiating the appropriate use of AI assistance. Specifically, we propose the general problem of learning a decision support policy that, for a given input, chooses which form of support to provide to decision-makers for whom we initially have no prior information. We develop Modiste, an interactive tool to learn personalized decision support policies. Modiste leverages stochastic contextual bandit techniques to personalize a decision support policy for each decision-maker. In our computational experiments, we characterize the expertise profiles of decision-makers for whom personalized policies will outperform offline policies, including population-wide baselines. Our experiments include realistic forms of support (e.g., expert consensus and predictions from a large language model) on vision and language tasks. Our human subject experiments add nuance to and bolster our computational experiments, demonstrating the practical utility of personalized policies when real users benefit from accessing support across tasks.

NeurIPS Conference 2024 Conference Paper

Large Language Models Must Be Taught to Know What They Don’t Know

  • Sanyam Kapoor
  • Nate Gruver
  • Manley Roberts
  • Katherine Collins
  • Arka Pal
  • Umang Bhatt
  • Adrian Weller
  • Samuel Dooley

When using large language models (LLMs) in high-stakes applications, we need to know when we can trust their predictions. Some works argue that prompting high-performance LLMs is sufficient to produce calibrated uncertainties, while others introduce sampling methods that can be prohibitively expensive. In this work, we first argue that prompting on its own is insufficient to achieve good calibration and then show that fine-tuning on a small dataset of correct and incorrect answers can create an uncertainty estimate with good generalization and small computational overhead. We show that a thousand graded examples are sufficient to outperform baseline methods and that training through the features of a model is necessary for good performance and tractable for large open-source models when using LoRA. We also investigate the mechanisms that enable reliable LLM uncertainty estimation, finding that many models can be used as general-purpose uncertainty estimators, applicable not just to their own uncertainties but also the uncertainty of other models. Lastly, we show that uncertainty estimates inform human use of LLMs in human-AI collaborative settings through a user study.

AAAI Conference 2023 Conference Paper

Approximating Full Conformal Prediction at Scale via Influence Functions

  • Javier Abad Martinez
  • Umang Bhatt
  • Adrian Weller
  • Giovanni Cherubin

Conformal prediction (CP) is a wrapper around traditional machine learning models, giving coverage guarantees under the sole assumption of exchangeability; in classification problems, a CP guarantees that the error rate is at most a chosen significance level, irrespective of whether the underlying model is misspecified. However, the prohibitive computational costs of full CP led researchers to design scalable alternatives, which alas do not attain the same guarantees or statistical power of full CP. In this paper, we use influence functions to efficiently approximate full CP. We prove that our method is a consistent approximation of full CP, and empirically show that the approximation error becomes smaller as the training set increases; e.g., for 1,000 training points the two methods output p-values that are <0.001 apart: a negligible error for any practical application. Our methods enable scaling full CP to large real-world datasets. We compare our full CP approximation (ACP) to mainstream CP alternatives, and observe that our method is computationally competitive whilst enjoying the statistical predictive power of full CP.

UAI Conference 2023 Conference Paper

Human-in-the-Loop Mixup

  • Katherine M. Collins
  • Umang Bhatt
  • Weiyang Liu
  • Vihari Piratla
  • Ilia Sucholutsky
  • Bradley C. Love
  • Adrian Weller

Aligning model representations to humans has been found to improve robustness and generalization. However, such methods often focus on standard observational data. Synthetic data is proliferating and powering many advances in machine learning; yet, it is not always clear whether synthetic labels are perceptually aligned to humans – rendering it likely model representations are not human aligned. We focus on the synthetic data used in mixup: a powerful regularizer shown to improve model robustness, generalization, and calibration. We design a comprehensive series of elicitation interfaces, which we release as HILL MixE Suite, and recruit 159 participants to provide perceptual judgments along with their uncertainties, over mixup examples. We find that human perceptions do not consistently align with the labels traditionally used for synthetic points, and begin to demonstrate the applicability of these findings to potentially increase the reliability of downstream models, particularly when incorporating human uncertainty. We release all elicited judgments in a new data hub we call H-Mix.

UAI Conference 2023 Conference Paper

On the informativeness of supervision signals

  • Ilia Sucholutsky
  • Ruairidh M. Battleday
  • Katherine M. Collins
  • Raja Marjieh
  • Joshua C. Peterson
  • Pulkit Singh
  • Umang Bhatt
  • Nori Jacoby

Supervised learning typically focuses on learning transferable representations from training examples annotated by humans. While rich annotations (like soft labels) carry more information than sparse annotations (like hard labels), they are also more expensive to collect. For example, while hard labels only provide information about the closest class an object belongs to (e. g. , “this is a dog”), soft labels provide information about the object’s relationship with multiple classes (e. g. , “this is most likely a dog, but it could also be a wolf or a coyote”). We use information theory to compare how a number of commonly-used supervision signals contribute to representation-learning performance, as well as how their capacity is affected by factors such as the number of labels, classes, dimensions, and noise. Our framework provides theoretical justification for using hard labels in the big-data regime, but richer supervision signals for few-shot learning and out-of-distribution generalization. We validate these results empirically in a series of experiments with over 1 million crowdsourced image annotations and conduct a cost-benefit analysis to establish a tradeoff curve that enables users to optimize the cost of supervising representation learning on their own datasets.

AAAI Conference 2023 Conference Paper

Towards Robust Metrics for Concept Representation Evaluation

  • Mateo Espinosa Zarlenga
  • Pietro Barbiero
  • Zohreh Shams
  • Dmitry Kazhdan
  • Umang Bhatt
  • Adrian Weller
  • Mateja Jamnik

Recent work on interpretability has focused on concept-based explanations, where deep learning models are explained in terms of high-level units of information, referred to as concepts. Concept learning models, however, have been shown to be prone to encoding impurities in their representations, failing to fully capture meaningful features of their inputs. While concept learning lacks metrics to measure such phenomena, the field of disentanglement learning has explored the related notion of underlying factors of variation in the data, with plenty of metrics to measure the purity of such factors. In this paper, we show that such metrics are not appropriate for concept learning and propose novel metrics for evaluating the purity of concept representations in both approaches. We show the advantage of these metrics over existing ones and demonstrate their utility in evaluating the robustness of concept representations and interventions performed on them. In addition, we show their utility for benchmarking state-of-the-art methods from both families and find that, contrary to common assumptions, supervision alone may not be sufficient for pure concept representations.

AAAI Conference 2022 Conference Paper

Diverse, Global and Amortised Counterfactual Explanations for Uncertainty Estimates

  • Dan Ley
  • Umang Bhatt
  • Adrian Weller

To interpret uncertainty estimates from differentiable probabilistic models, recent work has proposed generating a single Counterfactual Latent Uncertainty Explanation (CLUE) for a given data point where the model is uncertain, identifying a single, on-manifold change to the input such that the model becomes more certain in its prediction. We broaden the exploration to examine δ-CLUE, the set of potential CLUEs within a δ ball of the original input in latent space. We study the diversity of such sets and find that many CLUEs are redundant; as such, we propose DIVerse CLUE (∇-CLUE), a set of CLUEs which each propose a distinct explanation as to how one can decrease the uncertainty associated with an input. We then further propose GLobal AMortised CLUE (GLAM- CLUE), a distinct and novel method which learns amortised mappings on specific groups of uncertain inputs, taking them and efficiently transforming them in a single function call into inputs for which a model will be certain. Our experiments show that δ-CLUE, ∇-CLUE, and GLAM-CLUE all address shortcomings of CLUE and provide beneficial explanations of uncertainty estimates to practitioners.

AAAI Conference 2022 Conference Paper

On the Fairness of Causal Algorithmic Recourse

  • Julius von Kügelgen
  • Amir-Hossein Karimi
  • Umang Bhatt
  • Isabel Valera
  • Adrian Weller
  • Bernhard Schölkopf

Algorithmic fairness is typically studied from the perspective of predictions. Instead, here we investigate fairness from the perspective of recourse actions suggested to individuals to remedy an unfavourable classification. We propose two new fairness criteria at the group and individual level, which—unlike prior work on equalising the average group-wise distance from the decision boundary—explicitly account for causal relationships between features, thereby capturing downstream effects of recourse actions performed in the physical world. We explore how our criteria relate to others, such as counterfactual fairness, and show that fairness of recourse is complementary to fairness of prediction. We study theoretically and empirically how to enforce fair causal recourse by altering the classifier and perform a case study on the Adult dataset. Finally, we discuss whether fairness violations in the data generating process revealed by our criteria may be better addressed by societal interventions as opposed to constraints on the classifier.

IJCAI Conference 2022 Conference Paper

On the Utility of Prediction Sets in Human-AI Teams

  • Varun Babbar
  • Umang Bhatt
  • Adrian Weller

Research on human-AI teams usually provides experts with a single label, which ignores the uncertainty in a model's recommendation. Conformal prediction (CP) is a well established line of research that focuses on building a theoretically grounded, calibrated prediction set, which may contain multiple labels. We explore how such prediction sets impact expert decision-making in human-AI teams. Our evaluation on human subjects finds that set valued predictions positively impact experts. However, we notice that the predictive sets provided by CP can be very large, which leads to unhelpful AI assistants. To mitigate this, we introduce D-CP, a method to perform CP on some examples and defer to experts. We prove that D-CP can reduce the prediction set size of non-deferred examples. We show how D-CP performs in quantitative and in human subject experiments (n=120). Our results suggest that CP prediction sets improve human-AI team performance over showing the top-1 prediction alone, and that experts find D-CP prediction sets are more useful than CP prediction sets.

AAAI Conference 2021 Conference Paper

FIMAP: Feature Importance by Minimal Adversarial Perturbation

  • Matt Chapman-Rounds
  • Umang Bhatt
  • Erik Pazos
  • Marc-Andre Schulz
  • Konstantinos Georgatzis

Instance-based model-agnostic feature importance explanations (LIME, SHAP, L2X) are a popular form of algorithmic transparency. These methods generally return either a weighting or subset of input features as an explanation for the classification of an instance. An alternative literature argues instead that counterfactual instances, which alter the blackbox model’s classification, provide a more actionable form of explanation. We present Feature Importance by Minimal Adversarial Perturbation (FIMAP), a neural network based approach that unifies feature importance and counterfactual explanations. We show that this approach combines the two paradigms, recovering the output of feature-weighting methods in continuous feature spaces, whilst indicating the direction in which the nearest counterfactuals can be found. Our method provides an implicit confidence estimate in its own explanations, something existing methods lack. Additionally, FIMAP improves upon the speed of sampling-based methods, such as LIME, by an order of magnitude, allowing for explanation deployment in time-critical applications. We extend our approach to categorical features using a partitioned Gumbel layer and demonstrate its efficacy on standard datasets.

ICLR Conference 2021 Conference Paper

Getting a CLUE: A Method for Explaining Uncertainty Estimates

  • Javier Antorán
  • Umang Bhatt
  • Tameem Adel
  • Adrian Weller
  • José Miguel Hernández-Lobato

Both uncertainty estimation and interpretability are important factors for trustworthy machine learning systems. However, there is little work at the intersection of these two areas. We address this gap by proposing a novel method for interpreting uncertainty estimates from differentiable probabilistic models, like Bayesian Neural Networks (BNNs). Our method, Counterfactual Latent Uncertainty Explanations (CLUE), indicates how to change an input, while keeping it on the data manifold, such that a BNN becomes more confident about the input's prediction. We validate CLUE through 1) a novel framework for evaluating counterfactual explanations of uncertainty, 2) a series of ablation experiments, and 3) a user study. Our experiments show that CLUE outperforms baselines and enables practitioners to better understand which input patterns are responsible for predictive uncertainty.

IJCAI Conference 2020 Conference Paper

Evaluating and Aggregating Feature-based Model Explanations

  • Umang Bhatt
  • Adrian Weller
  • José M. F. Moura

A feature-based model explanation denotes how much each input feature contributes to a model's output for a given data point. As the number of proposed explanation functions grows, we lack quantitative evaluation criteria to help practitioners know when to use which explanation function. This paper proposes quantitative evaluation criteria for feature-based explanations: low sensitivity, high faithfulness, and low complexity. We devise a framework for aggregating explanation functions. We develop a procedure for learning an aggregate explanation function with lower complexity and then derive a new aggregate Shapley value explanation function that minimizes sensitivity.

ECAI Conference 2020 Conference Paper

You Shouldn't Trust Me: Learning Models Which Conceal Unfairness from Multiple Explanation Methods

  • Botty Dimanov
  • Umang Bhatt
  • Mateja Jamnik
  • Adrian Weller

Transparency of algorithmic systems has been discussed as a way for end-users and regulators to develop appropriate trust in machine learning models. One popular approach, LIME [26], even suggests that model explanations can answer the question “Why should I trust you? ” Here we show a straightforward method for modifying a pre-trained model to manipulate the output of many popular feature importance explanation methods with little change in accuracy, thus demonstrating the danger of trusting such explanation methods. We show how this explanation attack can mask a model’s discriminatory use of a sensitive feature, raising strong concerns about using such explanation methods to check model fairness.

AAAI Conference 2019 Short Paper

Building Human-Machine Trust via Interpretability

  • Umang Bhatt
  • Pradeep Ravikumar
  • Jos´e M. F. Moura

Developing human-machine trust is a prerequisite for adoption of machine learning systems in decision critical settings (e. g healthcare and governance). Users develop appropriate trust in these systems when they understand how the systems make their decisions. Interpretability not only helps users understand what a system learns but also helps users contest that system to align with their intuition. We propose an algorithm, AVA: Aggregate Valuation of Antecedents, that generates a consensus feature attribution, retrieving local explanations and capturing global patterns learned by a model. Our empirical results show that AVA rivals current benchmarks.

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