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Tun Lu

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8 papers

2 author rows

AAAI Conference 2026 Conference Paper

IROTE: Human-like Traits Elicitation of Large Language Model via In-Context Self-Reflective Optimization

Yuzhuo Bai
Shitong Duan
Muhua Huang
Jing Yao
Zhenghao Liu
Peng Zhang
Tun Lu
Xiaoyuan Yi

Trained on various human-authored corpora, Large Language Models (LLMs) have demonstrated a certain capability of reflecting specific human-like traits (e.g., personality or values) by prompting, benefiting applications like personalized LLMs and social simulations. However, existing methods suffer from the superficial elicitation problem: LLMs can only be steered to mimic shallow and unstable stylistic patterns, failing to embody the desired traits precisely and consistently across diverse tasks like humans. To address this challenge, we propose IROTE, a novel in-context method for stable and transferable trait elicitation. Drawing on psychological theories suggesting that traits are formed through identity-related reflection, our method automatically generates and optimizes a textual self-reflection within prompts, which comprises self-perceived experience, to stimulate LLMs' trait-driven behavior. The optimization is performed by iteratively maximizing an information-theoretic objective that enhances the connections between LLMs' behavior and the target trait, while reducing noisy redundancy in reflection without any fine-tuning, leading to evocative and compact trait reflection. Extensive experiments across three human trait systems manifest that one single IROTE-generated self-reflection can induce LLMs' stable impersonation of the target trait across diverse downstream tasks beyond simple questionnaire answering, consistently outperforming existing strong baselines.

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AAAI Conference 2026 Conference Paper

MoHoBench: Assessing Honesty of Multimodal Large Language Models via Unanswerable Visual Questions

Yanxu Zhu
Shitong Duan
Xiangxu Zhang
Jitao Sang
Peng Zhang
Tun Lu
Xiao Zhou
Jing Yao

Recently Multimodal Large Language Models (MLLMs) have achieved considerable advancements in vision-language tasks, yet produce potentially harmful or untrustworthy content. Despite substantial work investigating the trustworthiness of language models, MMLMs' capability to act honestly, especially when faced with visually unanswerable questions, remains largely underexplored. This work presents the first systematic assessment of honesty behaviors across various MLLMs. We ground honesty in models' response behaviors to unanswerable visual questions, define four representative types of such questions, and construct MoHoBench, a large-scale MMLM honest benchmark, consisting of 12k+ visual question samples, whose quality is guaranteed by multi-stage filtering and human verification. Using MoHoBench, we benchmarked the honesty of 28 popular MMLMs and conducted a comprehensive analysis. Our findings show that: (1) most models fail to appropriately refuse to answer when necessary, and (2) MMLMs' honesty is not solely a language modeling issue, but is deeply influenced by visual information, necessitating the development of dedicated methods for multimodal honesty alignment. Therefore, we implemented initial alignment methods using supervised and preference learning to improve honesty behavior, providing a foundation for future work on trustworthy MLLMs.

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ICML Conference 2025 Conference Paper

Oracle-MoE: Locality-preserving Routing in the Oracle Space for Memory-constrained Large Language Model Inference

Jixian Zhou
Fang Dong
Ruijun Huang
Hengjie Cao
Mengyi Chen
Yifeng Yang
Anrui Chen
Mingzhi Dong

Mixture-of-Experts (MoE) is widely adopted to deploy Large Language Models (LLMs) on edge devices with limited memory budgets. Although MoE is, in theory, an inborn memory-friendly architecture requiring only a few activated experts to reside in the memory for inference, current MoE architectures cannot effectively fulfill this advantage and will yield intolerable inference latencies of LLMs on memory-constrained devices. Our investigation pinpoints the essential cause as the remarkable temporal inconsistencies of inter-token expert activations, which generate overly frequent expert swapping demands dominating the latencies. To this end, we propose a novel MoE architecture, Oracle-MoE, to fulfill the real on-device potential of MoE-based LLMs. Oracle-MoE route tokens in a highly compact space suggested by attention scores, termed the oracle space, to effectively maintain the semantic locality across consecutive tokens to reduce expert activation variations, eliminating massive swapping demands. Theoretical analysis proves that Oracle-MoE is bound to provide routing decisions with better semantic locality and, therefore, better expert activation consistencies. Experiments on the pretrained GPT-2 architectures of different sizes (200M, 350M, 790M, and 2B) and downstream tasks demonstrate that without compromising task performance, our Oracle-MoE has achieved state-of-the-art inference speeds across varying memory budgets, revealing its substantial potential for LLM deployments in industry.

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ICLR Conference 2024 Conference Paper

Denevil: towards Deciphering and Navigating the Ethical Values of Large Language Models via Instruction Learning

Shitong Duan
Xiaoyuan Yi
Peng Zhang 0060
Tun Lu
Xing Xie 0001
Ning Gu 0001

Large Language Models (LLMs) have made unprecedented breakthroughs, yet their increasing integration into everyday life might raise societal risks due to generated unethical content. Despite extensive study on specific issues like bias, the intrinsic values of LLMs remain largely unexplored from a moral philosophy perspective. This work delves into ethical values utilizing Moral Foundation Theory. Moving beyond conventional discriminative evaluations with poor reliability, we propose DeNEVIL, a novel prompt generation algorithm tailored to dynamically exploit LLMs’ value vulnerabilities and elicit the violation of ethics in a generative manner, revealing their underlying value inclinations. On such a basis, we construct MoralPrompt, a high-quality dataset comprising 2,397 prompts covering 500+ value principles, and then benchmark the intrinsic values across a spectrum of LLMs. We discovered that most models are essentially misaligned, necessitating further ethical value alignment. In response, we develop VILMO, an in-context alignment method that substantially enhances the value compliance of LLM outputs by learning to generate appropriate value instructions, outperforming existing competitors. Our methods are suitable for black-box and open-source models, offering a promising initial step in studying the ethical values of LLMs.

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NeurIPS Conference 2024 Conference Paper

Once Read is Enough: Domain-specific Pretraining-free Language Models with Cluster-guided Sparse Experts for Long-tail Domain Knowledge

Fang Dong
Mengyi Chen
Jixian Zhou
Yubin Shi
Yixuan Chen
Mingzhi Dong
Yujiang Wang
Dongsheng Li

Language models (LMs) only pretrained on a general and massive corpus usually cannot attain satisfying performance on domain-specific downstream tasks, and hence, applying domain-specific pretraining to LMs is a common and indispensable practice. However, domain-specific pretraining can be costly and time-consuming, hindering LMs' deployment in real-world applications. In this work, we consider the incapability to memorize domain-specific knowledge embedded in the general corpus with rare occurrences and long-tail distributions as the leading cause for pretrained LMs' inferior downstream performance. Analysis of Neural Tangent Kernels (NTKs) reveals that those long-tail data are commonly overlooked in the model's gradient updates and, consequently, are not effectively memorized, leading to poor domain-specific downstream performance. Based on the intuition that data with similar semantic meaning are closer in the embedding space, we devise a Cluster-guided Sparse Expert (CSE) layer to actively learn long-tail domain knowledge typically neglected in previous pretrained LMs. During pretraining, a CSE layer efficiently clusters domain knowledge together and assigns long-tail knowledge to designate extra experts. CSE is also a lightweight structure that only needs to be incorporated in several deep layers. With our training strategy, we found that during pretraining, data of long-tail knowledge gradually formulate isolated, outlier clusters in an LM's representation spaces, especially in deeper layers. Our experimental results show that only pretraining CSE-based LMs is enough to achieve superior performance than regularly pretrained-finetuned LMs on various downstream tasks, implying the prospects of domain-specific-pretraining-free language models.

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NeurIPS Conference 2023 Conference Paper

Train Faster, Perform Better: Modular Adaptive Training in Over-Parameterized Models

Yubin Shi
Yixuan Chen
Mingzhi Dong
Xiaochen Yang
Dongsheng Li
Yujiang Wang
Robert Dick
Qin Lv

Despite their prevalence in deep-learning communities, over-parameterized models convey high demands of computational costs for proper training. This work studies the fine-grained, modular-level learning dynamics of over-parameterized models to attain a more efficient and fruitful training strategy. Empirical evidence reveals that when scaling down into network modules, such as heads in self-attention models, we can observe varying learning patterns implicitly associated with each module's trainability. To describe such modular-level learning capabilities, we introduce a novel concept dubbed modular neural tangent kernel (mNTK), and we demonstrate that the quality of a module's learning is tightly associated with its mNTK's principal eigenvalue $\lambda_{\max}$. A large $\lambda_{\max}$ indicates that the module learns features with better convergence, while those miniature ones may impact generalization negatively. Inspired by the discovery, we propose a novel training strategy termed Modular Adaptive Training (MAT) to update those modules with their $\lambda_{\max}$ exceeding a dynamic threshold selectively, concentrating the model on learning common features and ignoring those inconsistent ones. Unlike most existing training schemes with a complete BP cycle across all network modules, MAT can significantly save computations by its partially-updating strategy and can further improve performance. Experiments show that MAT nearly halves the computational cost of model training and outperforms the accuracy of baselines.

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NeurIPS Conference 2022 Conference Paper

Parameter-free Dynamic Graph Embedding for Link Prediction

Jiahao Liu
Dongsheng Li
Hansu Gu
Tun Lu
Peng Zhang
Ning Gu

Dynamic interaction graphs have been widely adopted to model the evolution of user-item interactions over time. There are two crucial factors when modelling user preferences for link prediction in dynamic interaction graphs: 1) collaborative relationship among users and 2) user personalized interaction patterns. Existing methods often implicitly consider these two factors together, which may lead to noisy user modelling when the two factors diverge. In addition, they usually require time-consuming parameter learning with back-propagation, which is prohibitive for real-time user preference modelling. To this end, this paper proposes FreeGEM, a parameter-free dynamic graph embedding method for link prediction. Firstly, to take advantage of the collaborative relationships, we propose an incremental graph embedding engine to obtain user/item embeddings, which is an Online-Monitor-Offline architecture consisting of an Online module to approximately embed users/items over time, a Monitor module to estimate the approximation error in real time and an Offline module to calibrate the user/item embeddings when the online approximation errors exceed a threshold. Meanwhile, we integrate attribute information into the model, which enables FreeGEM to better model users belonging to some under represented groups. Secondly, we design a personalized dynamic interaction pattern modeller, which combines dynamic time decay with attention mechanism to model user short-term interests. Experimental results on two link prediction tasks show that FreeGEM can outperform the state-of-the-art methods in accuracy while achieving over 36X improvement in efficiency. All code and datasets can be found in https: //github. com/FudanCISL/FreeGEM.

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NeurIPS Conference 2017 Conference Paper

Mixture-Rank Matrix Approximation for Collaborative Filtering

Dongsheng Li
Chao Chen
Wei Liu
Tun Lu
Ning Gu
Stephen Chu

Low-rank matrix approximation (LRMA) methods have achieved excellent accuracy among today's collaborative filtering (CF) methods. In existing LRMA methods, the rank of user/item feature matrices is typically fixed, i. e. , the same rank is adopted to describe all users/items. However, our studies show that submatrices with different ranks could coexist in the same user-item rating matrix, so that approximations with fixed ranks cannot perfectly describe the internal structures of the rating matrix, therefore leading to inferior recommendation accuracy. In this paper, a mixture-rank matrix approximation (MRMA) method is proposed, in which user-item ratings can be characterized by a mixture of LRMA models with different ranks. Meanwhile, a learning algorithm capitalizing on iterated condition modes is proposed to tackle the non-convex optimization problem pertaining to MRMA. Experimental studies on MovieLens and Netflix datasets demonstrate that MRMA can outperform six state-of-the-art LRMA-based CF methods in terms of recommendation accuracy.

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