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Tianyi Chen

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52 papers
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52

AAAI Conference 2026 Conference Paper

Group-aware Multiscale Ensemble Learning for Test-Time Multimodal Sentiment Analysis

  • Kai Tang
  • Yixuan Tang
  • Tianyi Chen
  • Haokai Xu
  • Qiqi Luo
  • Jin Guang Zheng
  • Zhixin Zhang
  • Gang Chen

Multi-modal Sentiment Analysis (MSA) enables machines to perceive human sentiments by integrating multiple modalities such as text, video, and audio. Despite recent progress, most existing methods assume distribution consistency between training and test data—a condition rarely met in real-world scenarios. To address domain shifts without relying on source data or target labels, Test-Time Adaptation (TTA) has emerged as a promising paradigm. However, applying TTA methods to MSA faces two challenges: a representation bottleneck inherent to the regression formulation and the inconsistency in modality fusion caused by modality-specific data augmentation techniques. To overcome these issues, we propose Group-aware Multiscale Ensemble Learning (GMEL), which leverages a von Mises-Fisher (vMF) mixture distribution to model latent sentiment groups and integrates a multi-scale re-dropout strategy for modality-agnostic feature augmentation, preserving fusion consistency. Extensive experiments on three benchmark datasets using two backbone architectures show that GMEL significantly outperforms existing baselines, demonstrating strong robustness to test-time distribution shifts in multi-modal sentiment analysis.

AAAI Conference 2026 Conference Paper

ProCrop: Learning Aesthetic Image Cropping from Professional Compositions

  • Ke Zhang
  • Tianyu Ding
  • Jiachen Jiang
  • Tianyi Chen
  • Ilya Zharkov
  • Vishal M. Patel
  • Luming Liang

Image cropping is crucial for enhancing the visual appeal and narrative impact of photographs, yet existing rule-based and data-driven approaches often lack diversity or require annotated training data. We introduce ProCrop, a retrieval-based method that leverages professional photography to guide cropping decisions. By fusing features from professional photographs with those of the query image, ProCrop learns from professional compositions, significantly boosting performance. Additionally, we present a large-scale dataset of 242K weakly-annotated images, generated by out-painting professional images and iteratively refining diverse crop proposals. This composition-aware dataset generation offers diverse high-quality crop proposals guided by aesthetic principles and becomes the largest publicly available dataset for image cropping. Extensive experiments show that ProCrop significantly outperforms existing methods in both supervised and weakly-supervised settings. Notably, when trained on the new dataset, our ProCrop surpasses previous weakly-supervised methods and even matches fully supervised approaches.

JBHI Journal 2026 Journal Article

Towards Unconstrained Fall Detection Using Vision Language Model: Dataset, Theory and Practices

  • Shiman Wu
  • Tianyi Chen
  • Zhihao Zha
  • Bin Wu
  • Yixin Li
  • Ran Wang
  • Yanan Li
  • Chong Tian

Unconstrained fall detection is essential for real-world applications. However, it remains underexplored due to the scarcity of real-world fall data and the limited generalization ability of existing methods. To address these challenges, we first introduce HUST-FALL, a fine-grained text-video dataset for unconstrained fall detection, featuring diverse fall scenarios and rich semantic annotations. Building on this dataset, we propose Action-R1, a lightweight vision-language model that leverages structured textual guidance and reasoning to improve the understanding of fall events. In challenging cross-dataset tests, Action-R1 achieves an average F1 score of 0. 827 on three benchmarks, significantly outperforming conventional CNN/RNN-based methods. Despite having only 1/16 the parameters, Action-R1 achieves competitive performance against MiniCPM-V 2. 6, even surpassing it on UPFall by 116. 22%. These results demonstrate that Action-R1 is a lightweight yet powerful solution for unconstrained fall detection in real-world scenarios.

AAAI Conference 2025 Conference Paper

3DHumanEdit: Multi-modal Body Part-aware Conditioning Information Integration for 3D Human Manipulation

  • FeiFan Xu
  • Tianyi Chen
  • Fan Yang
  • Yunfei Zhang
  • Si Wu

The rapid advancement of 3D Generative Adversarial Networks (GANs) has significantly enhanced the diversity and quality of generated 3D images. Despite these breakthroughs, the manipulation capabilities of 3D GANs remain unexplored, presenting substantial challenges for practical applications where user interaction and modification are essential. Current manipulation methods often lack the precision needed for fine-grained attribute manipulation, and struggle to maintain multi-view consistency during the editing process. To address these limitations, we propose 3DHumanEdit, a novel approach for 3D human body part-aware manipulation. 3DHumanEdit leverages multi-modal feature fusion and body part-aware feature alignment to achieve precise manipulation of individual body parts based on detailed text inputs and segmentation images. By exploring 3D prior for accurate editing and enforcing correspondence in latent space, 3DHumanEdit ensures coherence across multiple views. Experiments demonstrate that 3DHumanEdit outperforms existing methods in both editing fidelity and multi-view consistency, offering a robust solution for fine-grained 3D manipulation.

ICML Conference 2025 Conference Paper

A First-order Generative Bilevel Optimization Framework for Diffusion Models

  • Quan Xiao
  • Hui Yuan 0002
  • A. F. M. Saif
  • Gaowen Liu
  • Ramana Rao Kompella
  • Mengdi Wang 0001
  • Tianyi Chen

Diffusion models, which iteratively denoise data samples to synthesize high-quality outputs, have achieved empirical success across domains. However, optimizing these models for downstream tasks often involves nested bilevel structures, such as tuning hyperparameters for fine-tuning tasks or noise schedules in training dynamics, where traditional bilevel methods fail due to the infinite-dimensional probability space and prohibitive sampling costs. We formalize this challenge as a generative bilevel optimization problem and address two key scenarios: (1) fine-tuning pre-trained models via an inference-only lower-level solver paired with a sample-efficient gradient estimator for the upper level, and (2) training diffusion model from scratch with noise schedule optimization by reparameterizing the lower-level problem and designing a computationally tractable gradient estimator. Our first-order bilevel framework overcomes the incompatibility of conventional bilevel methods with diffusion processes, offering theoretical grounding and computational practicality. Experiments demonstrate that our method outperforms existing fine-tuning and hyperparameter search baselines.

NeurIPS Conference 2025 Conference Paper

Achilles' Heel of Mamba: Essential difficulties of the Mamba architecture demonstrated by synthetic data

  • Tianyi Chen
  • Pengxiao Lin
  • Zhiwei Wang
  • Zhi-Qin Xu

State Space Models (SSMs) have emerged as promising alternatives to attention mechanisms, with the Mamba architecture demonstrating impressive performance and linear complexity for processing long sequences. However, the fundamental differences between Mamba and Transformer architectures remain incompletely understood. In this work, we use carefully designed synthetic tasks to reveal Mamba's inherent limitations. Through experiments, we identify that Mamba's nonlinear convolution introduces an asymmetry bias that significantly impairs its ability to recognize symmetrical patterns and relationships. Using composite function and inverse sequence matching tasks, we demonstrate that Mamba strongly favors compositional solutions over symmetrical ones and struggles with tasks requiring the matching of reversed sequences. We show these limitations stem not from the SSM module itself but from the nonlinear convolution preceding it, which fuses token information asymmetrically. These insights provide a new understanding of Mamba's constraints and suggest concrete architectural improvements for future sequence models.

NeurIPS Conference 2025 Conference Paper

Analog In-memory Training on General Non-ideal Resistive Elements: The Impact of Response Functions

  • Zhaoxian Wu
  • Quan Xiao
  • Tayfun Gokmen
  • Omobayode Fagbohungbe
  • Tianyi Chen

As the economic and environmental costs of training and deploying large vision or language models increase dramatically, analog in-memory computing (AIMC) emerges as a promising energy-efficient solution. However, the training perspective, especially its training dynamic, is underexplored. In AIMC hardware, the trainable weights are represented by the conductance of resistive elements and updated using consecutive electrical pulses. While the conductance changes by a constant in response to each pulse, in reality, the change is scaled by asymmetric and non-linear response functions, leading to a non-ideal training dynamic. This paper provides a theoretical foundation for gradient-based training on AIMC hardware with non-ideal response functions. We demonstrate that asymmetric response functions negatively impact Analog SGD by imposing an implicit penalty on the objective. To overcome the issue, we propose residual learning algorithm, which provably converges exactly to a critical point by solving a bilevel optimization problem. We show that the proposed method can be extended to deal with other hardware imperfections like limited response granularity. As far as we know, it is the first paper to investigate the impact of a class of generic non-ideal response functions. The conclusion is supported by simulations validating our theoretical insights.

NeurIPS Conference 2025 Conference Paper

Beyond Value Functions: Single-Loop Bilevel Optimization under Flatness Conditions

  • Liuyuan Jiang
  • Quan Xiao
  • Lisha Chen
  • Tianyi Chen

Bilevel optimization, a hierarchical optimization paradigm, has gained significant attention in a wide range of practical applications, notably in the fine-tuning of generative models. However, due to the nested problem structure, most existing algorithms require either the Hessian vector calculation or the nested loop updates, which are computationally inefficient in large language model (LLM) fine-tuning. In this paper, building upon the fully first-order penalty-based approach, we propose an efficient value function-free (\textsf{PBGD-Free}) algorithm that eliminates the loop of solving the lower-level problem and admits fully single-loop updates. Inspired by the landscape analysis of representation learning-based LLM fine-tuning problem, we propose a relaxed flatness condition for the upper-level function and prove the convergence of the proposed value-function-free algorithm. We test the performance of the proposed algorithm in various applications and demonstrate its superior computational efficiency over the state-of-the-art bilevel methods.

ICML Conference 2025 Conference Paper

DistiLLM-2: A Contrastive Approach Boosts the Distillation of LLMs

  • Jongwoo Ko
  • Tianyi Chen
  • Sungnyun Kim
  • Tianyu Ding
  • Luming Liang
  • Ilya Zharkov
  • Se-Young Yun

Despite the success of distillation in large language models (LLMs), most prior work applies identical loss functions to both teacher- and student-generated data. These strategies overlook the synergy between loss formulations and data types, leading to a suboptimal performance boost in student models. To address this, we propose DistiLLM-2, a contrastive approach that simultaneously increases the likelihood of teacher responses and decreases that of student responses by harnessing this synergy. Our extensive experiments show that DistiLLM-2 not only builds high-performing student models across a wide range of tasks, including instruction-following and code generation, but also supports diverse applications, such as preference alignment and vision-language extensions. These findings highlight the potential of a contrastive approach to enhance the efficacy of LLM distillation by effectively aligning teacher and student models across varied data types.

ICML Conference 2025 Conference Paper

Efficient First-Order Optimization on the Pareto Set for Multi-Objective Learning under Preference Guidance

  • Lisha Chen
  • Quan Xiao
  • Ellen Hidemi Fukuda
  • Xinyi Chen
  • Kun Yuan
  • Tianyi Chen

Multi-objective learning under user-specified preference is common in real-world problems such as multi-lingual speech recognition under fairness. In this work, we frame such a problem as a semivectorial bilevel optimization problem, whose goal is to optimize a pre-defined preference function, subject to the constraint that the model parameters are weakly Pareto optimal. To solve this problem, we convert the multi-objective constraints to a single-objective constraint through a merit function with an easy-to-evaluate gradient, and then, we use a penalty-based reformulation of the bilevel optimization problem. We theoretically establish the properties of the merit function, and the relations of solutions for the penalty reformulation and the constrained formulation. Then we propose algorithms to solve the reformulated single-level problem, and establish its convergence guarantees. We test the method on various synthetic and real-world problems. The results demonstrate the effectiveness of the proposed method in finding preference-guided optimal solutions to the multi-objective problem.

ICML Conference 2025 Conference Paper

Efficient Online Reinforcement Learning for Diffusion Policy

  • Haitong Ma
  • Tianyi Chen
  • Kai Wang 0040
  • Na Li 0002
  • Bo Dai 0001

Diffusion policies have achieved superior performance in imitation learning and offline reinforcement learning (RL) due to their rich expressiveness. However, the conventional diffusion training procedure requires samples from target distribution, which is impossible in online RL since we cannot sample from the optimal policy. Backpropagating policy gradient through the diffusion process incurs huge computational costs and instability, thus being expensive and not scalable. To enable efficient training of diffusion policies in online RL, we generalize the conventional denoising score matching by reweighting the loss function. The resulting Reweighted Score Matching (RSM) preserves the optimal solution and low computational cost of denoising score matching, while eliminating the need to sample from the target distribution and allowing learning to optimize value functions. We introduce two tractable reweighted loss functions to solve two commonly used policy optimization problems, policy mirror descent and max-entropy policy, resulting in two practical algorithms named Diffusion Policy Mirror Descent (DPMD) and Soft Diffusion Actor-Critic (SDAC). We conducted comprehensive comparisons on MuJoCo benchmarks. The empirical results show that the proposed algorithms outperform recent diffusion-policy online RLs on most tasks, and the DPMD improves more than 120% over soft actor-critic on Humanoid and Ant.

IROS Conference 2025 Conference Paper

Generalizable Humanoid Manipulation with 3D Diffusion Policies

  • Yanjie Ze
  • Zixuan Chen
  • Wenhao Wang
  • Tianyi Chen
  • Xialin He
  • Ying Yuan
  • Xue Bin Peng
  • Jiajun Wu 0001

Humanoid robots capable of autonomous operation in diverse environments have long been a goal for roboticists. However, autonomous manipulation by humanoid robots has largely been restricted to one specific scene, primarily due to the difficulty of acquiring generalizable skills and the expensiveness of in-the-wild humanoid robot data. In this work, we build a real-world robotic system to address this challenging problem. Our system is mainly an integration of 1) a whole-upper-body robotic teleoperation system to acquire human-like robot data, 2) a 25-DoF humanoid robot platform with a height-adjustable cart and a 3D LiDAR sensor, and 3) an improved 3D Diffusion Policy learning algorithm for humanoid robots to learn from noisy human data. We run more than 2000 episodes of policy rollouts on the real robot for rigorous policy evaluation. Empowered by this system, we show that using only data collected in one single scene and with only onboard computing, a full-sized humanoid robot can autonomously perform skills in diverse real-world scenarios. Videos are available at humanoid-manipulation.github.io.

NeurIPS Conference 2025 Conference Paper

Objective Soups: Multilingual Multi-Task Modeling for Speech Processing

  • A F M Saif
  • Lisha Chen
  • Xiaodong Cui
  • Songtao Lu
  • Brian Kingsbury
  • Tianyi Chen

The need for training multilingual multi-task speech processing (MSP) models that perform both automatic speech recognition and speech-to-text translation is increasingly evident. However, a significant challenge arises from the conflicts among multiple objectives when using a single model. Multi-objective optimization can address this challenge by facilitating the optimization of multiple conflicting objectives and aligning the gradient updates in a common descent direction. While multi-objective optimization helps avoid conflicting gradient updates, a critical issue is that when there are many objectives, such as in MSP, it is often {\em difficult to find} a common descent direction. This leads to an important question: Is it more effective to separate highly conflicting objectives into different optimization levels or to keep them in a single level? To address this question, this paper investigates three multi-objective MSP formulations, which we refer to as \textbf{objective soup recipes}. These formulations apply multi-objective optimization at different optimization levels to mitigate potential conflicts among all objectives. To keep computation and memory overhead low, we incorporate a lightweight layer‑selection strategy that detects the most conflicting layers and uses only their gradients when computing the conflict‑avoidance direction. We conduct an extensive investigation using the CoVoST v2 dataset for combined multilingual ASR and ST tasks, along with the LibriSpeech and AISHELL-1 datasets for multilingual ASR, to identify highly conflicting objectives and determine the most effective training recipe among the three proposed multi-objective optimization algorithms.

JMLR Journal 2025 Journal Article

Principled Penalty-based Methods for Bilevel Reinforcement Learning and RLHF

  • Han Shen
  • Zhuoran Yang
  • Tianyi Chen

Bilevel optimization has been recently applied to many machine learning tasks. However, their applications have been restricted to the supervised learning setting, where static objective functions with benign structures are considered. But bilevel problems such as incentive design, inverse reinforcement learning (RL), and RL from human feedback (RLHF) are often modeled as dynamic objective functions that go beyond the simple static objective structures, which pose significant challenges of using existing bilevel solutions. To tackle this new class of bilevel problems, we introduce the first principled algorithmic framework for solving bilevel RL problems through the lens of penalty formulation. We provide theoretical studies of the problem landscape and its penalty-based (policy) gradient algorithms. We demonstrate the effectiveness of our algorithms via simulations in the Stackelberg Markov game, RL from human feedback and incentive design. [abs] [ pdf ][ bib ] &copy JMLR 2025. ( edit, beta )

NeurIPS Conference 2025 Conference Paper

ReCAP: Recursive Context-Aware Reasoning and Planning for Large Language Model Agents

  • Zhenyu Zhang
  • Tianyi Chen
  • Weiran Xu
  • Alex Pentland
  • Jiaxin Pei

Long-horizon tasks requiring multi-step reasoning and dynamic re-planning remain challenging for large language models (LLMs). Sequential prompting methods are prone to context drift, loss of goal information, and recurrent failure cycles, while hierarchical prompting methods often weaken cross-level continuity or incur substantial runtime overhead. We introduce ReCAP (Recursive Context-Aware Reasoning and Planning), a hierarchical framework with shared context for reasoning and planning in LLMs. ReCAP combines three key mechanisms: (i) plan-ahead decomposition, in which the model generates a full subtask list, executes the first item, and refines the remainder; (ii) structured re-injection of parent plans, maintaining consistent multi-level context during recursive return; and (iii) memory-efficient execution, bounding the active prompt so costs scale linearly with task depth. Together these mechanisms align high-level goals with low-level actions, reduce redundant prompting, and preserve coherent context updates across recursion. Experiments demonstrate that ReCAP substantially improves subgoal alignment and success rates on various long-horizon reasoning benchmarks, achieving a 32\% gain on synchronous Robotouille and a 29\% improvement on asynchronous Robotouille under the strict pass@1 protocol.

ICLR Conference 2025 Conference Paper

SEAL: Safety-enhanced Aligned LLM Fine-tuning via Bilevel Data Selection

  • Han Shen
  • Pin-Yu Chen
  • Payel Das
  • Tianyi Chen

Fine-tuning on task-specific data to boost downstream performance is a crucial step for leveraging Large Language Models (LLMs). However, though fine-tuning enhances the model performance for specialized applications, previous studies have demonstrated that fine-tuning the models on several adversarial samples or even benign data can greatly comprise the model's pre-equipped alignment and safety capabilities. In this work, we propose SEAL, a novel framework to enhance safety in LLM fine-tuning. SEAL learns a data ranker based on the bilevel optimization to up rank the safe and high-quality fine-tuning data and down rank the unsafe or low-quality ones. Models trained with SEAL demonstrate superior quality over multiple baselines, with 8.5\% and 9.7\% win rate increase compared to random selection respectively on Llama-3-8b-Instruct and Merlinite-7b models. Our code is available on github https://github.com/hanshen95/SEAL.

AAAI Conference 2025 Conference Paper

SpotDiff: Spatial Gene Expression Imputation Diffusion with Single-Cell RNA Sequencing Data Integration

  • Tianyi Chen
  • Yunfei Zhang
  • Lianxin Xie
  • Wenjun Shen
  • Si Wu
  • Hau-San Wong

The advent of Spatial Transcriptomics (ST) has revolutionized understanding of tissue architecture by creating high-resolution maps of gene expression patterns. However, the low capture rate of ST leads to significant sparsity. The aim of imputation is to recover biological signals by imputing the dropouts in ST data to approximate the true expression values. In this paper, we introduce a Spatial Gene Expression Imputation Diffusion model to facilitate ST data imputation, and our model is referred to as SpotDiff. Specifically, we incorporate a spot-gene prompt learning module to capture the association between spots and genes. Further, SpotDiff integrates single-cell RNA sequencing data to impute gene expression at each spot. The proposed approach is able to reduce the uncertainty in the imputation process, since the aggregation of multiple single-cell measurements yield a stable representation of the corresponding spot expression profile. Extensive experiments have been performed to demonstrate that SpotDiff outperforms existing imputation methods across multiple benchmarks in terms of yielding more accurate and biologically relevant gene expression profiles, particularly in highly sparse scenarios.

ICLR Conference 2025 Conference Paper

Unlocking Global Optimality in Bilevel Optimization: A Pilot Study

  • Quan Xiao
  • Tianyi Chen

Bilevel optimization has witnessed a resurgence of interest, driven by its critical role in trustworthy and efficient AI applications. Recent focus has been on finding efficient methods with provable convergence guarantees. However, while many prior works have established convergence to stationary points or local minima, obtaining the global optimum of bilevel optimization remains an important yet open problem. The difficulty lies in the fact that unlike many prior non-convex single-level problems, bilevel problems often do not admit a ``benign" landscape, and may indeed have multiple spurious local solutions. Nevertheless, attaining the global optimality is indispensable for ensuring reliability, safety, and cost-effectiveness, particularly in high-stakes engineering applications that rely on bilevel optimization. In this paper, we first explore the challenges of establishing a global convergence theory for bilevel optimization, and present two sufficient conditions for global convergence. We provide {\em algorithm-dependent} proofs to rigorously substantiate these sufficient conditions on two specific bilevel learning scenarios: representation learning and data hypercleaning (a.k.a. reweighting). Experiments corroborate the theoretical findings, demonstrating convergence to global minimum in both cases.

TIST Journal 2025 Journal Article

Urban Computing in the Era of Large Language Models

  • Zhonghang Li
  • Lianghao Xia
  • Xubin Ren
  • Jiabin Tang
  • Tianyi Chen
  • Yong Xu
  • Chao Huang

Urban computing has emerged as a multidisciplinary field that harnesses data-driven technologies to address challenges and improve urban living. Traditional approaches, while beneficial, often face challenges with generalization, scalability, and contextual understanding. The advent of Large Language Models (LLMs) offers transformative potential in this domain. This survey explores the intersection of LLMs and urban computing, emphasizing the impact of LLMs in processing and analyzing urban data, enhancing decision-making, and fostering citizen engagement. We provide a concise overview of the evolution and core technologies of LLMs. Additionally, we survey their applications across key urban domains, such as transportation, public safety, and environmental monitoring, summarizing essential tasks and prior works in various urban contexts, while highlighting LLMs’ functional roles and implementation patterns. Building on this, we propose potential LLM-based solutions to address unresolved challenges. To facilitate in-depth research, we compile a list of available datasets and tools applicable to diverse urban scenarios. Finally, we discuss the limitations of current approaches and outline future directions for advancing LLMs in urban computing.

NeurIPS Conference 2025 Conference Paper

Why 1 + 1 < 1 in Visual Token Pruning: Beyond Naive Integration via Multi-Objective Balanced Covering

  • Yangfu Li
  • Hongjian Zhan
  • Tianyi Chen
  • Qi Liu
  • Yu-Jie Xiong
  • Yue Lu

Existing visual token pruning methods target prompt alignment and visual preservation with static strategies, overlooking the varying relative importance of these objectives across tasks, which leads to inconsistent performance. To address this, we derive the first closed-form error bound for visual token pruning based on the Hausdorff distance, uniformly characterizing the contributions of both objectives. Moreover, leveraging $\epsilon$-covering theory, we reveal an intrinsic trade-off between these objectives and quantify their optimal attainment levels under a fixed budget. To practically handle this trade-off, we propose Multi-Objective Balanced Covering (MoB), which reformulates visual token pruning as a bi-objective covering problem. In this framework, the attainment trade-off reduces to budget allocation via greedy radius trading. MoB offers a provable performance bound and linear scalability with respect to the number of input visual tokens, enabling adaptation to challenging pruning scenarios. Extensive experiments show that MoB preserves 96. 4\% of performance for LLaVA-1. 5-7B using only 11. 1\% of the original visual tokens and accelerates LLaVA-Next-7B by 1. 3-1. 5$\times$ with negligible performance loss. Additionally, evaluations on Qwen2-VL and Video-LLaVA confirm that MoB integrates seamlessly into advanced MLLMs and diverse vision-language tasks. The code will be made available soon.

NeurIPS Conference 2024 Conference Paper

A Primal-Dual-Assisted Penalty Approach to Bilevel Optimization with Coupled Constraints

  • Liuyuan Jiang
  • Quan Xiao
  • Victor M. Tenorio
  • Fernando Real-Rojas
  • Antonio G. Marques
  • Tianyi Chen

Interest in bilevel optimization has grown in recent years, partially due to its relevance for challenging machine-learning problems. Several exciting recent works have been centered around developing efficient gradient-based algorithms that can solve bilevel optimization problems with provable guarantees. However, the existing literature mainly focuses on bilevel problems either without constraints, or featuring only simple constraints that do not couple variables across the upper and lower levels, excluding a range of complex applications. Our paper studies this challenging but less explored scenario and develops a (fully) first-order algorithm, which we term BLOCC, to tackle BiLevel Optimization problems with Coupled Constraints. We establish rigorous convergence theory for the proposed algorithm and demonstrate its effectiveness on two well-known real-world applications - support vector machine (SVM) - based model training and infrastructure planning in transportation networks.

ICML Conference 2024 Conference Paper

DistiLLM: Towards Streamlined Distillation for Large Language Models

  • Jongwoo Ko
  • Sungnyun Kim
  • Tianyi Chen
  • Se-Young Yun

Knowledge distillation (KD) is widely used for compressing a teacher model to a smaller student model, reducing its inference cost and memory footprint while preserving model capabilities. However, current KD methods for auto-regressive sequence models (e. g. , large language models) suffer from missing a standardized objective function. Moreover, the recent use of student-generated outputs to address training-inference mismatches has significantly escalated computational costs. To tackle these issues, we introduce DistiLLM, a more effective and efficient KD framework for auto-regressive language models. DistiLLM comprises two components: (1) a novel skew Kullback-Leibler divergence loss, where we unveil and leverage its theoretical properties, and (2) an adaptive off-policy approach designed to enhance the efficiency in utilizing student-generated outputs. Extensive experiments, including instruction-following tasks, demonstrate the effectiveness of DistiLLM in building high-performing student models while achieving up to 4. 3$\times$ speedup compared to recent KD methods.

NeurIPS Conference 2024 Conference Paper

FERERO: A Flexible Framework for Preference-Guided Multi-Objective Learning

  • Lisha Chen
  • AFM Saif
  • Yanning Shen
  • Tianyi Chen

Finding specific preference-guided Pareto solutions that represent different trade-offs among multiple objectives is critical yet challenging in multi-objective problems. Existing methods are restrictive in preference definitions and/or their theoretical guarantees. In this work, we introduce a Flexible framEwork for pREfeRence-guided multi-Objective learning ( FERERO ) by casting it as a constrained vector optimization problem. Specifically, two types of preferences are incorporated into this formulation -- the relative preference defined by the partial ordering induced by a polyhedral cone, and the absolute preference defined by constraints that are linear functions of the objectives. To solve this problem, convergent algorithms are developed with both single-loop and stochastic variants. Notably, this is the first single-loop primal algorithm for constrained optimization to our knowledge. The proposed algorithms adaptively adjust to both constraint and objective values, eliminating the need to solve different subproblems at different stages of constraint satisfaction. Experiments on multiple benchmarks demonstrate the proposed method is very competitive in finding preference-guided optimal solutions. Code is available at https: //github. com/lisha-chen/FERERO/.

TMLR Journal 2024 Journal Article

Hybrid Federated Learning for Feature & Sample Heterogeneity: Algorithms and Implementation

  • Xinwei Zhang
  • Wotao Yin
  • Mingyi Hong
  • Tianyi Chen

Federated learning (FL) is a popular distributed machine learning paradigm dealing with distributed and private data sets. Based on the data partition pattern, FL is often categorized into horizontal, vertical, and hybrid settings. All three settings have many applications, but the hybrid FL remains relatively less explored, because it deals with the challenging situation where {\it both} the feature space and the data samples are {\it heterogeneous}. This work designs a novel mathematical model that effectively allows the clients to aggregate distributed data with heterogeneous, and possibly overlapping features and samples. Our main idea is to partition each client's model into a feature extractor part and a classifier part, where the former can be used to process the input data, while the latter is used to perform the learning from the extracted features. The heterogeneous feature aggregation is done through building a server model, which assimilates local classifiers and feature extractors through a carefully designed matching mechanism. A communication-efficient algorithm is then designed to train both the client and server models. Finally, we conducted numerical experiments on multiple image classification data sets to validate the performance of the proposed algorithm. To our knowledge, this is the first formulation and algorithm developed for hybrid FL.

IROS Conference 2024 Conference Paper

ManiFoundation Model for General-Purpose Robotic Manipulation of Contact Synthesis with Arbitrary Objects and Robots

  • Zhixuan Xu
  • Chongkai Gao
  • Zixuan Liu 0002
  • Gang Yang
  • Chenrui Tie
  • Haozhuo Zheng
  • Haoyu Zhou
  • Weikun Peng

To substantially enhance robot intelligence, there is a pressing need to develop a large model that enables general-purpose robots to proficiently undertake a broad spectrum of manipulation tasks, akin to the versatile task-planning ability exhibited by LLMs. The vast diversity in objects, robots, and manipulation tasks presents huge challenges. Our work introduces a comprehensive framework to develop a foundation model for general robotic manipulation that formalizes a manipulation task as contact synthesis. Specifically, our model takes as input object and robot manipulator point clouds, object physical attributes, target motions, and manipulation region masks. It outputs contact points on the object and associated contact forces or post-contact motions for robots to achieve the desired manipulation task. We perform extensive experiments both in the simulation and real-world settings, manipulating articulated rigid objects, rigid objects, and deformable objects that vary in dimensionality, ranging from one-dimensional objects like ropes to two-dimensional objects like cloth and extending to three-dimensional objects such as plasticine. Our model achieves average success rates of around 90%. Supplementary materials and videos are available on our project website at https://manifoundationmodel.github.io/.

ICML Conference 2024 Conference Paper

Principled Penalty-based Methods for Bilevel Reinforcement Learning and RLHF

  • Han Shen
  • Zhuoran Yang
  • Tianyi Chen

Bilevel optimization has been recently applied to many machine learning tasks. However, their applications have been restricted to the supervised learning setting, where static objective functions with benign structures are considered. But bilevel problems such as incentive design, inverse reinforcement learning (RL), and RL from human feedback (RLHF) are often modeled as dynamic objective functions that go beyond the simple static objective structures, which pose significant challenges of using existing bilevel solutions. To tackle this new class of bilevel problems, we introduce the first principled algorithmic framework for solving bilevel RL problems through the lens of penalty formulation. We provide theoretical studies of the problem landscape and its penalty-based (policy) gradient algorithms. We demonstrate the effectiveness of our algorithms via simulations in the Stackelberg game and RLHF.

AAAI Conference 2024 Conference Paper

RetouchFormer: Semi-supervised High-Quality Face Retouching Transformer with Prior-Based Selective Self-Attention

  • Xue Wen
  • Lianxin Xie
  • Le Jiang
  • Tianyi Chen
  • Si Wu
  • Cheng Liu
  • Hau-San Wong

Face retouching is to beautify a face image, while preserving the image content as much as possible. It is a promising yet challenging task to remove face imperfections and fill with normal skin. Generic image enhancement methods are hampered by the lack of imperfection localization, which often results in incomplete removal of blemishes at large scales. To address this issue, we propose a transformer-based approach, RetouchFormer, which simultaneously identify imperfections and synthesize realistic content in the corresponding regions. Specifically, we learn a latent dictionary to capture the clean face priors, and predict the imperfection regions via a reconstruction-oriented localization module. Also based on this, we can realize face retouching by explicitly suppressing imperfections in our selective self-attention computation, such that local content will be synthesized from normal skin. On the other hand, multi-scale feature tokens lead to increased flexibility in dealing with the imperfections at various scales. The design elements bring greater effectiveness and efficiency. RetouchFormer outperforms the advanced face retouching methods and synthesizes clean face images with high fidelity in our list of extensive experiments performed.

ICML Conference 2024 Conference Paper

SF-DQN: Provable Knowledge Transfer using Successor Feature for Deep Reinforcement Learning

  • Shuai Zhang 0015
  • Heshan Devaka Fernando
  • Miao Liu 0001
  • Keerthiram Murugesan
  • Songtao Lu
  • Pin-Yu Chen
  • Tianyi Chen
  • Meng Wang 0003

This paper studies the transfer reinforcement learning (RL) problem where multiple RL problems have different reward functions but share the same underlying transition dynamics. In this setting, the Q-function of each RL problem (task) can be decomposed into a successor feature (SF) and a reward mapping: the former characterizes the transition dynamics, and the latter characterizes the task-specific reward function. This Q-function decomposition, coupled with a policy improvement operator known as generalized policy improvement (GPI), reduces the sample complexity of finding the optimal Q-function, and thus the SF & GPI framework exhibits promising empirical performance compared to traditional RL methods like Q-learning. However, its theoretical foundations remain largely unestablished, especially when learning the successor features using deep neural networks (SF-DQN). This paper studies the provable knowledge transfer using SFs-DQN in transfer RL problems. We establish the first convergence analysis with provable generalization guarantees for SF-DQN with GPI. The theory reveals that SF-DQN with GPI outperforms conventional RL approaches, such as deep Q-network, in terms of both faster convergence rate and better generalization. Numerical experiments on real and synthetic RL tasks support the superior performance of SF-DQN & GPI, aligning with our theoretical findings.

AAAI Conference 2024 Short Paper

The Language Model Can Have the Personality: Joint Learning for Personality Enhanced Language Model (Student Abstract)

  • Tianyi Chen
  • Feiqi Cao
  • Yihao Ding
  • Caren Han

With the introduction of large language models, chatbots are becoming more conversational to communicate effectively and capable of handling increasingly complex tasks. To make a chatbot more relatable and engaging, we propose a new language model idea that maps the human-like personality. In this paper, we propose a systematic Personality-Enhanced Language Model (PELM) approach by using a joint learning mechanism of personality classification and language generation tasks. The proposed PELM leverages a dataset of defined personality typology, Myers-Briggs Type Indicator, and produces a Personality-Enhanced Language Model by using a joint learning and cross-teaching structure consisting of a classification and language modelling to incorporate personalities via both distinctive types and textual information. The results show that PELM can generate better personality-based outputs than baseline models.

JMLR Journal 2024 Journal Article

Three-Way Trade-Off in Multi-Objective Learning: Optimization, Generalization and Conflict-Avoidance

  • Lisha Chen
  • Heshan Fernando
  • Yiming Ying
  • Tianyi Chen

Multi-objective learning (MOL) often arises in machine learning problems when there are multiple data modalities or tasks. One critical challenge in MOL is the potential conflict among different objectives during the optimization process. Recent works have developed various dynamic weighting algorithms for MOL, where the central idea is to find an update direction that avoids conflicts among objectives. Albeit its appealing intuition, empirical studies show that dynamic weighting methods may not outperform static ones. To understand this theory-practice gap, we focus on a stochastic variant of MGDA, the Multi-objective gradient with Double sampling (MoDo), and study the generalization performance and its interplay with optimization through the lens of algorithmic stability in the framework of statistical learning theory. We find that the key rationale behind MGDA—updating along conflict-avoidant direction—may hinder dynamic weighting algorithms from achieving the optimal $O(1/\sqrt{n})$ population risk, where $n$ is the number of training samples. We further demonstrate the impact of dynamic weights on the three-way trade-off among optimization, generalization, and conflict avoidance unique in MOL. We showcase the generality of our theoretical framework by analyzing other algorithms under the framework. Experiments on various multi-task learning benchmarks are performed to demonstrate the practical applicability. Code is available at https://github.com/heshandevaka/Trade-Off-MOL. [abs] [ pdf ][ bib ] [ code ] &copy JMLR 2024. ( edit, beta )

NeurIPS Conference 2024 Conference Paper

Towards Exact Gradient-based Training on Analog In-memory Computing

  • Zhaoxian Wu
  • Tayfun Gokmen
  • Malte J. Rasch
  • Tianyi Chen

Given the high economic and environmental costs of using large vision or language models, analog in-memory accelerators present a promising solution for energy-efficient AI. While inference on analog accelerators has been studied recently, the training perspective is underexplored. Recent studies have shown that the "workhorse" of digital AI training - stochastic gradient descent (SGD) algorithm converges inexactly when applied to model training on non-ideal devices. This paper puts forth a theoretical foundation for gradient-based training on analog devices. We begin by characterizing the non-convergent issue of SGD, which is caused by the asymmetric updates on the analog devices. We then provide a lower bound of the asymptotic error to show that there is a fundamental performance limit of SGD-based analog training rather than an artifact of our analysis. To address this issue, we study a heuristic analog algorithm called Tiki-Taka that has recently exhibited superior empirical performance compared to SGD. We rigorously show its ability to converge to a critical point exactly and hence eliminate the asymptotic error. The simulations verify the correctness of the analyses.

TMLR Journal 2023 Journal Article

An Adaptive Half-Space Projection Method for Stochastic Optimization Problems with Group Sparse Regularization

  • Yutong Dai
  • Tianyi Chen
  • Guanyi Wang
  • Daniel Robinson

Optimization problems with group sparse regularization are ubiquitous in various popular downstream applications, such as feature selection and compression for Deep Neural Networks (DNNs). Nonetheless, the existing methods in the literature do not perform particularly well when such regularization is used in combination with a stochastic loss function. In particular, it is challenging to design a computationally efficient algorithm with a convergence guarantee and can compute group-sparse solutions. Recently, a half-space stochastic projected gradient (HSPG) method was proposed that partly addressed these challenges. This paper presents a substantially enhanced version of HSPG that we call AdaHSPG+ that makes two noticeable advances. First, AdaHSPG+ is shown to have a stronger convergence result under significantly looser assumptions than those required by HSPG. This improvement in convergence is achieved by integrating variance reduction techniques with a new adaptive strategy for iteratively predicting the support of a solution. Second, AdaHSPG+ requires significantly less parameter tuning compared to HSPG, thus making it more practical and user-friendly. This advance is achieved by designing automatic and adaptive strategies for choosing the type of step employed at each iteration and for updating key hyperparameters. The numerical effectiveness of our proposed AdaHSPG+ algorithm is demonstrated on both convex and non-convex benchmark problems. The source code is available at https://github.com/tianyic/adahspg.

NeurIPS Conference 2023 Conference Paper

An Alternating Optimization Method for Bilevel Problems under the Polyak-Łojasiewicz Condition

  • Quan Xiao
  • Songtao Lu
  • Tianyi Chen

Bilevel optimization has recently regained interest owing to its applications in emerging machine learning fields such as hyperparameter optimization, meta-learning, and reinforcement learning. Recent results have shown that simple alternating (implicit) gradient-based algorithms can match the convergence rate of single-level gradient descent (GD) when addressing bilevel problems with a strongly convex lower-level objective. However, it remains unclear whether this result can be generalized to bilevel problems beyond this basic setting. In this paper, we first introduce a stationary metric for the considered bilevel problems, which generalizes the existing metric, for a nonconvex lower-level objective that satisfies the Polyak-Łojasiewicz (PL) condition. We then propose a Generalized ALternating mEthod for bilevel opTimization (GALET) tailored to BLO with convex PL LL problem and establish that GALET achieves an $\epsilon$-stationary point for the considered problem within $\tilde{\cal O}(\epsilon^{-1})$ iterations, which matches the iteration complexity of GD for single-level smooth nonconvex problems.

NeurIPS Conference 2023 Conference Paper

Enhancing Robot Program Synthesis Through Environmental Context

  • Tianyi Chen
  • Qidi Wang
  • Zhen Dong
  • Liwei Shen
  • Xin Peng

Program synthesis aims to automatically generate an executable program that conforms to the given specification. Recent advancements have demonstrated that deep neural methodologies and large-scale pretrained language models are highly proficient in capturing program semantics. For robot programming, prior works have facilitated program synthesis by incorporating global environments. However, the assumption of acquiring a comprehensive understanding of the entire environment is often excessively challenging to achieve. In this work, we present a framework that learns to synthesize a program by rectifying potentially erroneous code segments, with the aid of partially observed environments. To tackle the issue of inadequate attention to partial observations, we propose to first learn an environment embedding space that can implicitly evaluate the impacts of each program token based on the precondition. Furthermore, by employing a graph structure, the model can aggregate both environmental and syntactic information flow and furnish smooth program rectification guidance. Extensive experimental evaluations and ablation studies on the partially observed VizDoom domain authenticate that our method offers superior generalization capability across various tasks and greater robustness when encountering noises.

ICML Conference 2023 Conference Paper

LinSATNet: The Positive Linear Satisfiability Neural Networks

  • Runzhong Wang
  • Yunhao Zhang
  • Ziao Guo
  • Tianyi Chen
  • Xiaokang Yang 0001
  • Junchi Yan

Encoding constraints into neural networks is attractive. This paper studies how to introduce the popular positive linear satisfiability to neural networks. We propose the first differentiable satisfiability layer based on an extension of the classic Sinkhorn algorithm for jointly encoding multiple sets of marginal distributions. We further theoretically characterize the convergence property of the Sinkhorn algorithm for multiple marginals, and the underlying formulation is also derived. In contrast to the sequential decision e. g. reinforcement learning-based solvers, we showcase our technique in solving constrained (specifically satisfiability) problems by one-shot neural networks, including i) a neural routing solver learned without supervision of optimal solutions; ii) a partial graph matching network handling graphs with unmatchable outliers on both sides; iii) a predictive network for financial portfolios with continuous constraints. To our knowledge, there exists no one-shot neural solver for these scenarios when they are formulated as satisfiability problems. Source code is available at https: //github. com/Thinklab-SJTU/LinSATNet.

IJCAI Conference 2023 Conference Paper

MAT: Mixed-Strategy Game of Adversarial Training in Fine-tuning

  • Zhehua Zhong
  • Tianyi Chen
  • Zhen Wang

Fine-tuning large-scale pre-trained language models has been demonstrated effective for various natural language processing (NLP) tasks. Previous studies have established that incorporating adversarial training during the fine-tuning stage can significantly enhance model generalization and robustness. However, from the perspective of game theory, such utilizations of adversarial training correspond to pure-strategy games, which are inherently limited in terms of the scope of their strategies, thereby still having room for improvement. In order to push the performance boundaries, we propose a novel Mixed-strategy Adversarial Training algorithm (MAT). Methodologically, we derive the Nash equilibrium of a mixed-strategy game for adversarial training using Entropy Mirror Descent to establish MAT by sampling method. To verify the effectiveness of MAT, we conducted extensive benchmark experiments on large-scale pre-trained models, such as BERT and RoBERTa. MAT significantly outperforms the state-of-the-art methods on both the GLUE and ANLI benchmarks in terms of generalization and robustness.

ICLR Conference 2023 Conference Paper

Mitigating Gradient Bias in Multi-objective Learning: A Provably Convergent Approach

  • Heshan Devaka Fernando
  • Han Shen
  • Miao Liu 0001
  • Subhajit Chaudhury
  • Keerthiram Murugesan
  • Tianyi Chen

Many machine learning problems today have multiple objective functions. They appear either in learning with multiple criteria where learning has to make a trade-off between multiple performance metrics such as fairness, safety and accuracy; or, in multi-task learning where multiple tasks are optimized jointly, sharing inductive bias between them. This problems are often tackled by the multi-objective optimization framework. However, existing stochastic multi-objective gradient methods and its variants (e.g., MGDA, PCGrad, CAGrad, etc.) all adopt a biased noisy gradient direction, which leads to degraded empirical performance. To this end, we develop a stochastic multi-objective gradient correction (MoCo) method for multi-objective optimization. The unique feature of our method is that it can guarantee convergence without increasing the batch size even in the nonconvex setting. Simulations on multi-task supervised and reinforcement learning demonstrate the effectiveness of our method relative to the state-of-the-art methods.

ICML Conference 2023 Conference Paper

On Penalty-based Bilevel Gradient Descent Method

  • Han Shen
  • Tianyi Chen

Bilevel optimization enjoys a wide range of applications in hyper-parameter optimization, meta-learning and reinforcement learning. However, bilevel problems are difficult to solve and recent progress on scalable bilevel algorithms mainly focuses on bilevel optimization problems where the lower-level objective is either strongly convex or unconstrained. In this work, we tackle the bilevel problem through the lens of the penalty method. We show that under certain conditions, the penalty reformulation recovers the solutions of the original bilevel problem. Further, we propose the penalty-based bilevel gradient descent algorithm and establish its finite-time convergence for the constrained bilevel problem without lower-level strong convexity. The experimental results showcase the efficiency of the proposed algorithm.

ICLR Conference 2023 Conference Paper

OTOv2: Automatic, Generic, User-Friendly

  • Tianyi Chen
  • Luming Liang
  • Tianyu Ding
  • Zhihui Zhu
  • Ilya Zharkov

The existing model compression methods via structured pruning typically require complicated multi-stage procedures. Each individual stage necessitates numerous engineering efforts and domain-knowledge from the end-users which prevent their wider applications onto broader scenarios. We propose the second generation of Only-Train-Once (OTOv2), which first automatically trains and compresses a general DNN only once from scratch to produce a more compact model with competitive performance without fine-tuning. OTOv2 is automatic and pluggable into various deep learning applications, and requires almost minimal engineering efforts from the users. Methodologically, OTOv2 proposes two major improvements: (i) Autonomy: automatically exploits the dependency of general DNNs, partitions the trainable variables into Zero-Invariant Groups (ZIGs), and constructs the compressed model; and (ii) Dual Half-Space Projected Gradient (DHSPG): a novel optimizer to more reliably solve structured-sparsity problems. Numerically, we demonstrate the generality and autonomy of OTOv2 on a variety of model architectures such as VGG, ResNet, CARN, ConvNeXt, DenseNet and StackedUnets, the majority of which cannot be handled by other methods without extensive handcrafting efforts. Together with benchmark datasets including CIFAR10/100, DIV2K, Fashion-MNIST, SVNH and ImageNet, its effectiveness is validated by performing competitively or even better than the state-of-the-arts. The source code is available at https://github.com/tianyic/only_train_once.

NeurIPS Conference 2023 Conference Paper

Three-Way Trade-Off in Multi-Objective Learning: Optimization, Generalization and Conflict-Avoidance

  • Lisha Chen
  • Heshan Fernando
  • Yiming Ying
  • Tianyi Chen

Multi-objective learning (MOL) often arises in emerging machine learning problems when multiple learning criteria or tasks need to be addressed. Recent works have developed various _dynamic weighting_ algorithms for MOL, including MGDA and its variants, whose central idea is to find an update direction that _avoids conflicts_ among objectives. Albeit its appealing intuition, empirical studies show that dynamic weighting methods may not always outperform static alternatives. To bridge this gap between theory and practice, we focus on a new variant of stochastic MGDA - the Multi-objective gradient with Double sampling (MoDo) algorithm and study its generalization performance and the interplay with optimization through the lens of algorithm stability. We find that the rationale behind MGDA -- updating along conflict-avoidant direction - may \emph{impede} dynamic weighting algorithms from achieving the optimal ${\cal O}(1/\sqrt{n})$ population risk, where $n$ is the number of training samples. We further highlight the variability of dynamic weights and their impact on the three-way trade-off among optimization, generalization, and conflict avoidance that is unique in MOL. Code is available at https: //github. com/heshandevaka/Trade-Off-MOL.

NeurIPS Conference 2022 Conference Paper

A Single-timescale Analysis for Stochastic Approximation with Multiple Coupled Sequences

  • Han Shen
  • Tianyi Chen

Stochastic approximation (SA) with multiple coupled sequences has found broad applications in machine learning such as bilevel learning and reinforcement learning (RL). In this paper, we study the finite-time convergence of nonlinear SA with multiple coupled sequences. Different from existing multi-timescale analysis, we seek scenarios where a fine-grained analysis can provide a tight performance guarantee for single-timescale multi-sequence SA (STSA). At the heart of our analysis is the smoothness property of the fixed points in multi-sequence SA that holds in many applications. When all sequences have strongly monotone increments, we establish the iteration complexity of $\mathcal{O}(\epsilon^{-1})$ to achieve $\epsilon$-accuracy, which improves the existing $\mathcal{O}(\epsilon^{-1. 5})$ complexity for two coupled sequences. When the main sequence does not have a strongly monotone increment, we establish the iteration complexity of $\mathcal{O}(\epsilon^{-2})$. We showcase the power of our result by applying it to stochastic bilevel and compositional optimization problems, as well as RL problems, all of which recover the best known or lead to improvements over their existing guarantees.

ICML Conference 2022 Conference Paper

Sharp-MAML: Sharpness-Aware Model-Agnostic Meta Learning

  • Momin Abbas
  • Quan Xiao
  • Lisha Chen
  • Pin-Yu Chen
  • Tianyi Chen

Model-agnostic meta learning (MAML) is currently one of the dominating approaches for few-shot meta-learning. Albeit its effectiveness, the optimization of MAML can be challenging due to the innate bilevel problem structure. Specifically, the loss landscape of MAML is much more complex with possibly more saddle points and local minimizers than its empirical risk minimization counterpart. To address this challenge, we leverage the recently invented sharpness-aware minimization and develop a sharpness-aware MAML approach that we term Sharp-MAML. We empirically demonstrate that Sharp-MAML and its computation-efficient variant can outperform the plain-vanilla MAML baseline (e. g. , +3% accuracy on Mini-Imagenet). We complement the empirical study with the convergence rate analysis and the generalization bound of Sharp-MAML. To the best of our knowledge, this is the first empirical and theoretical study on sharpness-aware minimization in the context of bilevel learning.

NeurIPS Conference 2022 Conference Paper

Understanding Benign Overfitting in Gradient-Based Meta Learning

  • Lisha Chen
  • Songtao Lu
  • Tianyi Chen

Meta learning has demonstrated tremendous success in few-shot learning with limited supervised data. In those settings, the meta model is usually overparameterized. While the conventional statistical learning theory suggests that overparameterized models tend to overfit, empirical evidence reveals that overparameterized meta learning methods still work well -- a phenomenon often called ``benign overfitting. '' To understand this phenomenon, we focus on the meta learning settings with a challenging bilevel structure that we term the gradient-based meta learning, and analyze its generalization performance under an overparameterized meta linear regression model. While our analysis uses the relatively tractable linear models, our theory contributes to understanding the delicate interplay among data heterogeneity, model adaptation and benign overfitting in gradient-based meta learning tasks. We corroborate our theoretical claims through numerical simulations.

NeurIPS Conference 2021 Conference Paper

CAFE: Catastrophic Data Leakage in Vertical Federated Learning

  • Xiao Jin
  • Pin-Yu Chen
  • Chia-Yi Hsu
  • Chia-Mu Yu
  • Tianyi Chen

Recent studies show that private training data can be leaked through the gradients sharing mechanism deployed in distributed machine learning systems, such as federated learning (FL). Increasing batch size to complicate data recovery is often viewed as a promising defense strategy against data leakage. In this paper, we revisit this defense premise and propose an advanced data leakage attack with theoretical justification to efficiently recover batch data from the shared aggregated gradients. We name our proposed method as catastrophic data leakage in vertical federated learning (CAFE). Comparing to existing data leakage attacks, our extensive experimental results on vertical FL settings demonstrate the effectiveness of CAFE to perform large-batch data leakage attack with improved data recovery quality. We also propose a practical countermeasure to mitigate CAFE. Our results suggest that private data participated in standard FL, especially the vertical case, have a high risk of being leaked from the training gradients. Our analysis implies unprecedented and practical data leakage risks in those learning settings. The code of our work is available at https: //github. com/DeRafael/CAFE.

NeurIPS Conference 2021 Conference Paper

Closing the Gap: Tighter Analysis of Alternating Stochastic Gradient Methods for Bilevel Problems

  • Tianyi Chen
  • Yuejiao Sun
  • Wotao Yin

Stochastic nested optimization, including stochastic compositional, min-max, and bilevel optimization, is gaining popularity in many machine learning applications. While the three problems share a nested structure, existing works often treat them separately, thus developing problem-specific algorithms and analyses. Among various exciting developments, simple SGD-type updates (potentially on multiple variables) are still prevalent in solving this class of nested problems, but they are believed to have a slower convergence rate than non-nested problems. This paper unifies several SGD-type updates for stochastic nested problems into a single SGD approach that we term ALternating Stochastic gradient dEscenT (ALSET) method. By leveraging the hidden smoothness of the problem, this paper presents a tighter analysis of ALSET for stochastic nested problems. Under the new analysis, to achieve an $\epsilon$-stationary point of the nested problem, it requires ${\cal O}(\epsilon^{-2})$ samples in total. Under certain regularity conditions, applying our results to stochastic compositional, min-max, and reinforcement learning problems either improves or matches the best-known sample complexity in the respective cases. Our results explain why simple SGD-type algorithms in stochastic nested problems all work very well in practice without the need for further modifications.

AAAI Conference 2021 Conference Paper

Decentralized Policy Gradient Descent Ascent for Safe Multi-Agent Reinforcement Learning

  • Songtao Lu
  • Kaiqing Zhang
  • Tianyi Chen
  • Tamer Başar
  • Lior Horesh

This paper deals with distributed reinforcement learning problems with safety constraints. In particular, we consider that a team of agents cooperate in a shared environment, where each agent has its individual reward function and safety constraints that involve all agents’ joint actions. As such, the agents aim to maximize the team-average long-term return, subject to all the safety constraints. More intriguingly, no central controller is assumed to coordinate the agents, and both the rewards and constraints are only known to each agent locally/privately. Instead, the agents are connected by a peer-to-peer communication network to share information with their neighbors. In this work, we first formulate this problem as a distributed constrained Markov decision process (D-CMDP) with networked agents. Then, we propose a decentralized policy gradient (PG) method, Safe Dec-PG, to perform policy optimization based on this D-CMDP model over a network. Convergence guarantees, together with numerical results, showcase the superiority of the proposed algorithm. To the best of our knowledge, this is the first decentralized PG algorithm that accounts for the coupled safety constraints with a quantifiable convergence rate in multi-agent reinforcement learning. Finally, we emphasize that our algorithm is also novel in solving a class of decentralized stochastic nonconvex-concave minimax optimization problems, where both the algorithm design and corresponding theoretical analysis are of independent interest.

NeurIPS Conference 2021 Conference Paper

Only Train Once: A One-Shot Neural Network Training And Pruning Framework

  • Tianyi Chen
  • Bo Ji
  • Tianyu Ding
  • Biyi Fang
  • Guanyi Wang
  • Zhihui Zhu
  • Luming Liang
  • Yixin Shi

Structured pruning is a commonly used technique in deploying deep neural networks (DNNs) onto resource-constrained devices. However, the existing pruning methods are usually heuristic, task-specified, and require an extra fine-tuning procedure. To overcome these limitations, we propose a framework that compresses DNNs into slimmer architectures with competitive performances and significant FLOPs reductions by Only-Train-Once (OTO). OTO contains two key steps: (i) we partition the parameters of DNNs into zero-invariant groups, enabling us to prune zero groups without affecting the output; and (ii) to promote zero groups, we then formulate a structured-sparsity optimization problem, and propose a novel optimization algorithm, Half-Space Stochastic Projected Gradient (HSPG), to solve it, which outperforms the standard proximal methods on group sparsity exploration, and maintains comparable convergence. To demonstrate the effectiveness of OTO, we train and compress full models simultaneously from scratch without fine-tuning for inference speedup and parameter reduction, and achieve state-of-the-art results on VGG16 for CIFAR10, ResNet50 for CIFAR10 and Bert for SQuAD and competitive result on ResNet50 for ImageNet. The source code is available at https: //github. com/tianyic/only train once.

IJCAI Conference 2021 Conference Paper

Spatial-Temporal Sequential Hypergraph Network for Crime Prediction with Dynamic Multiplex Relation Learning

  • Lianghao Xia
  • Chao Huang
  • Yong Xu
  • Peng Dai
  • Liefeng Bo
  • Xiyue Zhang
  • Tianyi Chen

Crime prediction is crucial for public safety and resource optimization, yet is very challenging due to two aspects: i) the dynamics of criminal patterns across time and space, crime events are distributed unevenly on both spatial and temporal domains; ii) time-evolving dependencies between different types of crimes (e. g. , Theft, Robbery, Assault, Damage) which reveal fine-grained semantics of crimes. To tackle these challenges, we propose Spatial-Temporal Sequential Hypergraph Network (ST-SHN) to collectively encode complex crime spatial-temporal patterns as well as the underlying category-wise crime semantic relationships. In specific, to handle spatial-temporal dynamics under the long-range and global context, we design a graph-structured message passing architecture with the integration of the hypergraph learning paradigm. To capture category-wise crime heterogeneous relations in a dynamic environment, we introduce a multi-channel routing mechanism to learn the time-evolving structural dependency across crime types. We conduct extensive experiments on two real-word datasets, showing that our proposed ST-SHN framework can significantly improve the prediction performance as compared to various state-of-the-art baselines. The source code is available at https: //github. com/akaxlh/ST-SHN.

NeurIPS Conference 2019 Conference Paper

Communication-Efficient Distributed Learning via Lazily Aggregated Quantized Gradients

  • Jun Sun
  • Tianyi Chen
  • Georgios Giannakis
  • Zaiyue Yang

The present paper develops a novel aggregated gradient approach for distributed machine learning that adaptively compresses the gradient communication. The key idea is to first quantize the computed gradients, and then skip less informative quantized gradient communications by reusing outdated gradients. Quantizing and skipping result in 'lazy' worker-server communications, which justifies the term Lazily Aggregated Quantized gradient that is henceforth abbreviated as LAQ. Our LAQ can provably attain the same linear convergence rate as the gradient descent in the strongly convex case, while effecting major savings in the communication overhead both in transmitted bits as well as in communication rounds. Empirically, experiments with real data corroborate a significant communication reduction compared to existing gradient- and stochastic gradient-based algorithms.

JMLR Journal 2019 Journal Article

Random Feature-based Online Multi-kernel Learning in Environments with Unknown Dynamics

  • Yanning Shen
  • Tianyi Chen
  • Georgios B. Giannakis

Kernel-based methods exhibit well-documented performance in various nonlinear learning tasks. Most of them rely on a preselected kernel, whose prudent choice presumes task-specific prior information. Especially when the latter is not available, multi-kernel learning has gained popularity thanks to its flexibility in choosing kernels from a prescribed kernel dictionary. Leveraging the random feature approximation and its recent orthogonality-promoting variant, the present contribution develops a scalable multi-kernel learning scheme (termed Raker) to obtain the sought nonlinear learning function `on the fly,' first for static environments. To further boost performance in dynamic environments, an adaptive multi-kernel learning scheme (termed AdaRaker) is developed. AdaRaker accounts not only for data-driven learning of kernel combination, but also for the unknown dynamics. Performance is analyzed in terms of both static and dynamic regrets. AdaRaker is uniquely capable of tracking nonlinear learning functions in environments with unknown dynamics, and with with analytic performance guarantees Tests with synthetic and real datasets are carried out to showcase the effectiveness of the novel algorithms. [abs] [ pdf ][ bib ] &copy JMLR 2019. ( edit, beta )

AAAI Conference 2019 Conference Paper

RSA: Byzantine-Robust Stochastic Aggregation Methods for Distributed Learning from Heterogeneous Datasets

  • Liping Li
  • Wei Xu
  • Tianyi Chen
  • Georgios B. Giannakis
  • Qing Ling

In this paper, we propose a class of robust stochastic subgradient methods for distributed learning from heterogeneous datasets at presence of an unknown number of Byzantine workers. The Byzantine workers, during the learning process, may send arbitrary incorrect messages to the master due to data corruptions, communication failures or malicious attacks, and consequently bias the learned model. The key to the proposed methods is a regularization term incorporated with the objective function so as to robustify the learning task and mitigate the negative effects of Byzantine attacks. The resultant subgradient-based algorithms are termed Byzantine-Robust Stochastic Aggregation methods, justifying our acronym RSA used henceforth. In contrast to most of the existing algorithms, RSA does not rely on the assumption that the data are independent and identically distributed (i. i. d.) on the workers, and hence fits for a wider class of applications. Theoretically, we show that: i) RSA converges to a near-optimal solution with the learning error dependent on the number of Byzantine workers; ii) the convergence rate of RSA under Byzantine attacks is the same as that of the stochastic gradient descent method, which is free of Byzantine attacks. Numerically, experiments on real dataset corroborate the competitive performance of RSA and a complexity reduction compared to the state-of-the-art alternatives.

NeurIPS Conference 2018 Conference Paper

LAG: Lazily Aggregated Gradient for Communication-Efficient Distributed Learning

  • Tianyi Chen
  • Georgios Giannakis
  • Tao Sun
  • Wotao Yin

This paper presents a new class of gradient methods for distributed machine learning that adaptively skip the gradient calculations to learn with reduced communication and computation. Simple rules are designed to detect slowly-varying gradients and, therefore, trigger the reuse of outdated gradients. The resultant gradient-based algorithms are termed Lazily Aggregated Gradient --- justifying our acronym LAG used henceforth. Theoretically, the merits of this contribution are: i) the convergence rate is the same as batch gradient descent in strongly-convex, convex, and nonconvex cases; and, ii) if the distributed datasets are heterogeneous (quantified by certain measurable constants), the communication rounds needed to achieve a targeted accuracy are reduced thanks to the adaptive reuse of lagged gradients. Numerical experiments on both synthetic and real data corroborate a significant communication reduction compared to alternatives.

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