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Ruida Zhou

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13 papers

2 author rows

ICLR Conference 2025 Conference Paper

Data-adaptive Differentially Private Prompt Synthesis for In-Context Learning

Fengyu Gao
Ruida Zhou
Tianhao Wang 0001
Cong Shen 0001
Jing Yang 0002

Large Language Models (LLMs) rely on the contextual information embedded in examples/demonstrations to perform in-context learning (ICL). To mitigate the risk of LLMs potentially leaking private information contained in examples in the prompt, we introduce a novel data-adaptive differentially private algorithm called **AdaDPSyn** to generate synthetic examples from the private dataset and then use these synthetic examples to perform ICL. The objective of AdaDPSyn is to adaptively adjust the noise level in the data synthesis mechanism according to the inherent statistical properties of the data, thereby preserving high ICL accuracy while maintaining formal differential privacy guarantees. A key innovation in AdaDPSyn is the *Precision-Focused Iterative Radius Reduction* technique, which dynamically refines the aggregation radius - the scope of data grouping for noise addition - based on patterns observed in data clustering, thereby minimizing the amount of additive noise. We conduct extensive experiments on standard benchmarks and compare AdaDPSyn with DP few-shot generation algorithm (Tang et al., 2023). The experiments demonstrate that AdaDPSyn not only outperforms DP few-shot generation, but also maintains high accuracy levels close to those of non-private baselines, providing an effective solution for ICL with privacy protection.

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ICLR Conference 2025 Conference Paper

On the Learn-to-Optimize Capabilities of Transformers in In-Context Sparse Recovery

Renpu Liu
Ruida Zhou
Cong Shen 0001
Jing Yang 0002

An intriguing property of the Transformer is its ability to perform in-context learning (ICL), where the Transformer can solve different inference tasks without parameter updating based on the contextual information provided by the corresponding input-output demonstration pairs. It has been theoretically proved that ICL is enabled by the capability of Transformers to perform gradient-descent algorithms (Von Oswald et al., 2023a; Bai et al., 2024). This work takes a step further and shows that Transformers can perform learning-to-optimize (L2O) algorithms. Specifically, for the ICL sparse recovery (formulated as LASSO) tasks, we show that a K-layer Transformer can perform an L2O algorithm with a provable convergence rate linear in K. This provides a new perspective explaining the superior ICL capability of Transformers, even with only a few layers, which cannot be achieved by the standard gradient-descent algorithms. Moreover, unlike the conventional L2O algorithms that require the measurement matrix involved in training to match that in testing, the trained Transformer is able to solve sparse recovery problems generated with different measurement matrices. Besides, Transformers as an L2O algorithm can leverage structural information embedded in the training tasks to accelerate its convergence during ICL, and generalize across different lengths of demonstration pairs, where conventional L2O algorithms typically struggle or fail. Such theoretical findings are supported by our experimental results.

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ICML Conference 2025 Conference Paper

On the Training Convergence of Transformers for In-Context Classification of Gaussian Mixtures

Wei Shen
Ruida Zhou
Jing Yang 0002
Cong Shen 0001

Although transformers have demonstrated impressive capabilities for in-context learning (ICL) in practice, theoretical understanding of the underlying mechanism that allows transformers to perform ICL is still in its infancy. This work aims to theoretically study the training dynamics of transformers for in-context classification tasks. We demonstrate that, for in-context classification of Gaussian mixtures under certain assumptions, a single-layer transformer trained via gradient descent converges to a globally optimal model at a linear rate. We further quantify the impact of the training and testing prompt lengths on the ICL inference error of the trained transformer. We show that when the lengths of training and testing prompts are sufficiently large, the prediction of the trained transformer approaches the ground truth distribution of the labels. Experimental results corroborate the theoretical findings.

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TMLR Journal 2024 Journal Article

Harnessing the Power of Federated Learning in Federated Contextual Bandits

Chengshuai Shi
Ruida Zhou
Kun Yang
Cong Shen

Federated learning (FL) has demonstrated great potential in revolutionizing distributed machine learning, and tremendous efforts have been made to extend it beyond the original focus on supervised learning. Among many directions, federated contextual bandits (FCB), a pivotal integration of FL and sequential decision-making, has garnered significant attention in recent years. Despite substantial progress, existing FCB approaches have largely employed their tailored FL components, often deviating from the canonical FL framework. Consequently, even renowned algorithms like FedAvg remain under-utilized in FCB, let alone other FL advancements. Motivated by this disconnection, this work takes one step towards building a tighter relationship between the canonical FL study and the investigations on FCB. In particular, a novel FCB design, termed FedIGW, is proposed to leverage a regression-based CB algorithm, i.e., inverse gap weighting. Compared with existing FCB approaches, the proposed FedIGW design can better harness the entire spectrum of FL innovations, which is concretely reflected as (1) flexible incorporation of (both existing and forthcoming) FL protocols; (2) modularized plug-in of FL analyses in performance guarantees; (3) seamless integration of FL appendages (such as personalization, robustness, and privacy). We substantiate these claims through rigorous theoretical analyses and empirical evaluations.

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ICLR Conference 2024 Conference Paper

Latent 3D Graph Diffusion

Yuning You
Ruida Zhou
Jiwoong Park
Haotian Xu 0004
Chao Tian 0002
Zhangyang Wang
Yang Shen 0001

Generating 3D graphs of symmetry-group equivariance is of intriguing potential in broad applications from machine vision to molecular discovery. Emerging approaches adopt diffusion generative models (DGMs) with proper re-engineering to capture 3D graph distributions. In this paper, we raise an orthogonal and fundamental question of in what (latent) space we should diffuse 3D graphs. ❶ We motivate the study with theoretical analysis showing that the performance bound of 3D graph diffusion can be improved in a latent space versus the original space, provided that the latent space is of (i) low dimensionality yet (ii) high quality (i.e., low reconstruction error) and DGMs have (iii) symmetry preservation as an inductive bias. ❷ Guided by the theoretical guidelines, we propose to perform 3D graph diffusion in a low-dimensional latent space, which is learned through cascaded 2D–3D graph autoencoders for low-error reconstruction and symmetry-group invariance. The overall pipeline is dubbed latent 3D graph diffusion. ❸ Motivated by applications in molecular discovery, we further extend latent 3D graph diffusion to conditional generation given SE(3)-invariant attributes or equivariant 3D objects. ❹ We also demonstrate empirically that out-of-distribution conditional generation can be further improved by regularizing the latent space via graph self-supervised learning. We validate through comprehensive experiments that our method generates 3D molecules of higher validity / drug-likeliness and comparable or better conformations / energetics, while being an order of magnitude faster in training. Codes are released at https://github.com/Shen-Lab/LDM-3DG.

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ICML Conference 2024 Conference Paper

Path-Guided Particle-based Sampling

Mingzhou Fan
Ruida Zhou
Chao Tian 0002
Xiaoning Qian

Particle-based Bayesian inference methods by sampling from a partition-free target (posterior) distribution, e. g. , Stein variational gradient descent (SVGD), have attracted significant attention. We propose a path-guided particle-based sampling (PGPS) method based on a novel Log-weighted Shrinkage (LwS) density path linking an initial distribution to the target distribution. We propose to utilize a Neural network to learn a vector field motivated by the Fokker-Planck equation of the designed density path. Particles, initiated from the initial distribution, evolve according to the ordinary differential equation defined by the vector field. The distribution of these particles is guided along a density path from the initial distribution to the target distribution. The proposed LwS density path allows for an efficient search of modes of the target distribution while canonical methods fail. We theoretically analyze the Wasserstein distance of the distribution of the PGPS-generated samples and the target distribution due to approximation and discretization errors. Practically, the proposed PGPS-LwS method demonstrates higher Bayesian inference accuracy and better calibration ability in experiments conducted on both synthetic and real-world Bayesian learning tasks, compared to baselines, such as SVGD and Langevin dynamics, etc.

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NeurIPS Conference 2023 Conference Paper

Federated Linear Bandits with Finite Adversarial Actions

Li Fan
Ruida Zhou
Chao Tian
Cong Shen

We study a federated linear bandits model, where $M$ clients communicate with a central server to solve a linear contextual bandits problem with finite adversarial action sets that may be different across clients. To address the unique challenges of **adversarial finite** action sets, we propose the FedSupLinUCB algorithm, which extends the principles of SupLinUCB and OFUL algorithms in linear contextual bandits. We prove that FedSupLinUCB achieves a total regret of $\tilde{O}(\sqrt{d T})$, where $T$ is the total number of arm pulls from all clients, and $d$ is the ambient dimension of the linear model. This matches the minimax lower bound and thus is order-optimal (up to polylog terms). We study both asynchronous and synchronous cases and show that the communication cost can be controlled as $O(d M^2 \log(d)\log(T))$ and $O(\sqrt{d^3 M^3} \log(d))$, respectively. The FedSupLinUCB design is further extended to two scenarios: (1) variance-adaptive, where a total regret of $\tilde{O} (\sqrt{d \sum \nolimits_{t=1}^{T} \sigma_t^2})$ can be achieved with $\sigma_t^2$ being the noise variance of round $t$; and (2) adversarial corruption, where a total regret of $\tilde{O}(\sqrt{dT} + d C_p)$ can be achieved with $C_p$ being the total corruption budget. Experiment results corroborate the theoretical analysis and demonstrate the effectiveness of \alg on both synthetic and real-world datasets.

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NeurIPS Conference 2023 Conference Paper

Natural Actor-Critic for Robust Reinforcement Learning with Function Approximation

Ruida Zhou
Tao Liu
Min Cheng
Dileep Kalathil
P. R. Kumar
Chao Tian

We study robust reinforcement learning (RL) with the goal of determining a well-performing policy that is robust against model mismatch between the training simulator and the testing environment. Previous policy-based robust RL algorithms mainly focus on the tabular setting under uncertainty sets that facilitate robust policy evaluation, but are no longer tractable when the number of states scales up. To this end, we propose two novel uncertainty set formulations, one based on double sampling and the other on an integral probability metric. Both make large-scale robust RL tractable even when one only has access to a simulator. We propose a robust natural actor-critic (RNAC) approach that incorporates the new uncertainty sets and employs function approximation. We provide finite-time convergence guarantees for the proposed RNAC algorithm to the optimal robust policy within the function approximation error. Finally, we demonstrate the robust performance of the policy learned by our proposed RNAC approach in multiple MuJoCo environments and a real-world TurtleBot navigation task.

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NeurIPS Conference 2023 Conference Paper

Provably Fast Convergence of Independent Natural Policy Gradient for Markov Potential Games

Youbang Sun
Tao Liu
Ruida Zhou
P. R. Kumar
Shahin Shahrampour

This work studies an independent natural policy gradient (NPG) algorithm for the multi-agent reinforcement learning problem in Markov potential games. It is shown that, under mild technical assumptions and the introduction of the \textit{suboptimality gap}, the independent NPG method with an oracle providing exact policy evaluation asymptotically reaches an $\epsilon$-Nash Equilibrium (NE) within $\mathcal{O}(1/\epsilon)$ iterations. This improves upon the previous best result of $\mathcal{O}(1/\epsilon^2)$ iterations and is of the same order, $\mathcal{O}(1/\epsilon)$, that is achievable for the single-agent case. Empirical results for a synthetic potential game and a congestion game are presented to verify the theoretical bounds.

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NeurIPS Conference 2022 Conference Paper

Anchor-Changing Regularized Natural Policy Gradient for Multi-Objective Reinforcement Learning

Ruida Zhou
Tao Liu
Dileep Kalathil
P. R. Kumar
Chao Tian

We study policy optimization for Markov decision processes (MDPs) with multiple reward value functions, which are to be jointly optimized according to given criteria such as proportional fairness (smooth concave scalarization), hard constraints (constrained MDP), and max-min trade-off. We propose an Anchor-changing Regularized Natural Policy Gradient (ARNPG) framework, which can systematically incorporate ideas from well-performing first-order methods into the design of policy optimization algorithms for multi-objective MDP problems. Theoretically, the designed algorithms based on the ARNPG framework achieve $\tilde{O}(1/T)$ global convergence with exact gradients. Empirically, the ARNPG-guided algorithms also demonstrate superior performance compared to some existing policy gradient-based approaches in both exact gradients and sample-based scenarios.

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NeurIPS Conference 2022 Conference Paper

Learning from Few Samples: Transformation-Invariant SVMs with Composition and Locality at Multiple Scales

Tao Liu
P. R. Kumar
Ruida Zhou
Xi Liu

Motivated by the problem of learning with small sample sizes, this paper shows how to incorporate into support-vector machines (SVMs) those properties that have made convolutional neural networks (CNNs) successful. Particularly important is the ability to incorporate domain knowledge of invariances, e. g. , translational invariance of images. Kernels based on the \textit{maximum} similarity over a group of transformations are not generally positive definite. Perhaps it is for this reason that they have not been studied theoretically. We address this lacuna and show that positive definiteness indeed holds \textit{with high probability} for kernels based on the maximum similarity in the small training sample set regime of interest, and that they do yield the best results in that regime. We also show how additional properties such as their ability to incorporate local features at multiple spatial scales, e. g. , as done in CNNs through max pooling, and to provide the benefits of composition through the architecture of multiple layers, can also be embedded into SVMs. We verify through experiments on widely available image sets that the resulting SVMs do provide superior accuracy in comparison to well-established deep neural network benchmarks for small sample sizes.

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NeurIPS Conference 2021 Conference Paper

Learning Policies with Zero or Bounded Constraint Violation for Constrained MDPs

Tao Liu
Ruida Zhou
Dileep Kalathil
Panganamala Kumar
Chao Tian

We address the issue of safety in reinforcement learning. We pose the problem in an episodic framework of a constrained Markov decision process. Existing results have shown that it is possible to achieve a reward regret of $\tilde{\mathcal{O}}(\sqrt{K})$ while allowing an $\tilde{\mathcal{O}}(\sqrt{K})$ constraint violation in $K$ episodes. A critical question that arises is whether it is possible to keep the constraint violation even smaller. We show that when a strictly safe policy is known, then one can confine the system to zero constraint violation with arbitrarily high probability while keeping the reward regret of order $\tilde{\mathcal{O}}(\sqrt{K})$. The algorithm which does so employs the principle of optimistic pessimism in the face of uncertainty to achieve safe exploration. When no strictly safe policy is known, though one is known to exist, then it is possible to restrict the system to bounded constraint violation with arbitrarily high probability. This is shown to be realized by a primal-dual algorithm with an optimistic primal estimate and a pessimistic dual update.

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IJCAI Conference 2018 Conference Paper

Cost-aware Cascading Bandits

Ruida Zhou
Chao Gan
Jing Yang
Cong Shen

In this paper, we propose a cost-aware cascading bandits model, a new variant of multi-armed bandits with cascading feedback, by considering the random cost of pulling arms. In each step, the learning agent chooses an {\it ordered} list of items and \congr{examines} them sequentially, until certain stopping condition is satisfied. Our objective is then to maximize the expected {\it net reward} in each step, i. e. , the reward obtained in each step minus the total cost incurred in examining the items, by deciding the ordered list of items, as well as when to stop examination. We study both the offline and online settings, depending on whether the state and cost statistics of the items are known beforehand. For the offline setting, we show that the Unit Cost Ranking with Threshold 1 (UCR-T1) policy is optimal. For the online setting, we propose a Cost-aware Cascading Upper Confidence Bound (CC-UCB) algorithm, and show that the cumulative regret scales in $O(\log T)$. We also provide a lower bound for all $\alpha$-consistent policies, which scales in $\Omega(\log T)$ and matches our upper bound. The performance of the CC-UCB algorithm is evaluated with both synthetic and real-world data.

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