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Rene Vidal

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14 papers
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14

TMLR Journal 2025 Journal Article

A Local Polyak-Łojasiewicz and Descent Lemma of Gradient Descent For Overparametrized Linear Models

  • Ziqing Xu
  • Hancheng Min
  • Salma Tarmoun
  • Enrique Mallada
  • Rene Vidal

Most prior work on the convergence of gradient descent (GD) for overparameterized neural networks relies on strong assumptions on the step size (infinitesimal), the hidden-layer width (infinite), or the initialization (large, spectral, balanced). Recent efforts to relax these assumptions focus on two-layer linear networks trained with the squared loss. In this work, we derive a linear convergence rate for training two-layer linear neural networks with GD for general losses and under relaxed assumptions on the step size, width, and initialization. A key challenge in deriving this result is that classical ingredients for deriving convergence rates for nonconvex problems, such as the Polyak-Łojasiewicz (PL) condition and Descent Lemma, do not hold globally for overparameterized neural networks. Here, we prove that these two conditions hold locally with local constants that depend on the weights. Then, we provide bounds on these local constants, which depend on the initialization of the weights, the current loss, and the global PL and smoothness constants of the non-overparameterized model. Based on these bounds, we derive a linear convergence rate for GD. Our convergence analysis not only improves upon prior results but also suggests a better choice for the step size, as verified through our numerical experiments.

NeurIPS Conference 2025 Conference Paper

Conformal Information Pursuit for Interactively Guiding Large Language Models

  • Kwan Ho Ryan Chan
  • Yuyan Ge
  • Edgar Dobriban
  • Hamed Hassani
  • Rene Vidal

A significant use case of instruction-finetuned Large Language Models (LLMs) is to solve question-answering tasks interactively. In this setting, an LLM agent is tasked with making a prediction by sequentially querying relevant information from the user, as opposed to a single-turn conversation. This paper explores sequential querying strategies that aim to minimize the expected number of queries. One such strategy is Information Pursuit (IP), a greedy algorithm that at each iteration selects the query that maximizes information gain or equivalently minimizes uncertainty. However, obtaining accurate estimates of mutual information or conditional entropy for LLMs is very difficult in practice due to over- or under-confident LLM probabilities, which leads to suboptimal query selection and predictive performance. To better estimate the uncertainty at each iteration, we propose Conformal Information Pursuit (C-IP), an alternative approach to sequential information gain based on conformal prediction sets. More specifically, C-IP leverages a relationship between prediction sets and conditional entropy at each iteration to estimate uncertainty based on the average size of conformal prediction sets. In contrast to conditional entropy, we find that conformal prediction sets are a distribution-free and robust method of measuring uncertainty. Experiments with 20 Questions show that C-IP obtains better predictive performance and shorter query-answer chains compared to previous approaches to IP and uncertainty-based chain-of-thought methods. Furthermore, extending to an interactive medical setting between a doctor and a patient on the MediQ dataset, C-IP achieves competitive performance with direct single-turn prediction while offering greater interpretability.

NeurIPS Conference 2025 Conference Paper

Convergence Rates for Gradient Descent on the Edge of Stability for Overparametrised Least Squares

  • Lachlan MacDonald
  • Hancheng Min
  • Leandro Palma
  • Salma Tarmoun
  • Ziqing Xu
  • Rene Vidal

Classical optimisation theory guarantees monotonic objective decrease for gradient descent (GD) when employed in a small step size, or "stable", regime. In contrast, gradient descent on neural networks is frequently performed in a large step size regime called the "edge of stability", in which the objective decreases non-monotonically with an observed implicit bias towards flat minima. In this paper, we take a step toward quantifying this phenomenon by providing convergence rates for gradient descent with large learning rates in an overparametrised least squares setting. The key insight behind our analysis is that, as a consequence of overparametrisation, the set of global minimisers forms a Riemannian manifold $M$, which enables the decomposition of the GD dynamics into components parallel and orthogonal to $M$. The parallel component corresponds to Riemannian gradient descent on the objective sharpness, while the orthogonal component corresponds to a quadratic dynamical system. This insight allows us to derive convergence rates in three regimes characterised by the learning rate size: the subcritical regime, in which transient instability is overcome in finite time before linear convergence to a suboptimally flat global minimum; the critical regime, in which instability persists for all time with a power-law convergence toward the optimally flat global minimum; the supercritical regime, in which instability persists for all time with linear convergence to an oscillation of period two centred on the optimally flat global minimum.

NeurIPS Conference 2025 Conference Paper

MotionBind: Multi-Modal Human Motion Alignment for Retrieval, Recognition, and Generation

  • Kaleab Kinfu
  • Rene Vidal

Recent advances in multi-modal representation learning have led to unified embedding spaces that align modalities such as images, text, audio, and vision. However, human motion sequences, a modality that is fundamental for understanding dynamic human activities, remains largely unrepresented in these frameworks. Semantic understanding of actions requires multi-modal grounding: text conveys descriptive semantics, vision provides visual context, and audio provides environmental cues. To bridge this gap, we propose MotionBind, a novel architecture that extends the LanguageBind embedding space to incorporate human motion. MotionBind has two major components. The first one is a Multi-Scale Temporal Motion Transformer (MuTMoT) that maps motion sequences to semantically meaningful embeddings. Multimodal alignment is achieved via diverse cross-modal supervision, including motion-text pairs from HumanML3D and KIT-ML, motion-video pairs rendered from AMASS, and motion-video-audio triplets from AIST++. The second component is a Retrieval-Augmented Latent diffusion Model (REALM) that can generate motion sequences conditioned on many modalities. MotionBind achieves state-of-the-art or competitive performance across motion reconstruction, cross-modal retrieval, zero-shot action recognition, and text-to-motion generation benchmarks.

NeurIPS Conference 2025 Conference Paper

Neural Collapse under Gradient Flow on Shallow ReLU Networks for Orthogonally Separable Data

  • Hancheng Min
  • Zhihui Zhu
  • Rene Vidal

Among many mysteries behind the success of deep networks lies the exceptional discriminative power of their learned representations as manifested by the intriguing Neural Collapse (NC) phenomenon, where simple feature structures emerge at the last layer of a trained neural network. Prior works on the theoretical understandings of NC have focused on analyzing the optimization landscape of matrix-factorization-like problems by considering the last-layer features as unconstrained free optimization variables and showing that their global minima exhibit NC. In this paper, we show that gradient flow on a two-layer ReLU network for classifying orthogonally separable data provably exhibits NC, thereby advancing prior results in two ways: First, we relax the assumption of unconstrained features, showing the effect of data structure and nonlinear activations on NC characterizations. Second, we reveal the role of the implicit bias of the training dynamics in facilitating the emergence of NC.

TMLR Journal 2025 Journal Article

Reliable and Responsible Foundation Models

  • Xinyu Yang
  • Junlin Han
  • Rishi Bommasani
  • Jinqi Luo
  • Wenjie Qu
  • Wangchunshu Zhou
  • Adel Bibi
  • Xiyao Wang

Foundation models, including Large Language Models (LLMs), Multimodal Large Language Models (MLLMs), Image Generative Models (i.e, Text-to-Image Models and Image-Editing Models), and Video Generative Models, have become essential tools with broad applications across various domains such as law, medicine, education, finance, and beyond. As these models see increasing real-world deployment, ensuring their reliability and responsibility has become critical for academia, industry, and government. This survey addresses the reliable and responsible development of foundation models. We explore critical issues, including bias and fairness, security and privacy, uncertainty, explainability, and distribution shift. Our research also covers model limitations, such as hallucinations, as well as methods like alignment and Artificial Intelligence-Generated Content (AIGC) detection. For each area, we review the current state of the field and outline concrete future research directions. Additionally, we discuss the intersections between these areas, highlighting their connections and shared challenges. We hope our survey fosters the development of foundation models that are not only powerful but also ethical, trustworthy, reliable, and socially responsible.

NeurIPS Conference 2025 Conference Paper

SECA: Semantically Equivalent and Coherent Attacks for Eliciting LLM Hallucinations

  • Buyun Liang
  • Liangzu Peng
  • Jinqi Luo
  • Darshan Thaker
  • Kwan Ho Ryan Chan
  • Rene Vidal

Large Language Models (LLMs) are increasingly deployed in high-risk domains. However, state-of-the-art LLMs often exhibit hallucinations, raising serious concerns about their reliability. Prior work has explored adversarial attacks to elicit hallucinations in LLMs, but these methods often rely on unrealistic prompts, either by inserting nonsensical tokens or by altering the original semantic intent. Consequently, such approaches provide limited insight into how hallucinations arise in real-world settings. In contrast, adversarial attacks in computer vision typically involve realistic modifications to input images. However, the problem of identifying realistic adversarial prompts for eliciting LLM hallucinations remains largely underexplored. To address this gap, we propose Semantically Equivalent and Coherent Attacks (SECA), which elicit hallucinations via realistic modifications to the prompt that preserve its meaning while maintaining semantic coherence. Our contributions are threefold: (i) we formulate finding realistic attacks for hallucination elicitation as a constrained optimization problem over the input prompt space under semantic equivalence and coherence constraints; (ii) we introduce a constraint-preserving zeroth-order method to effectively search for adversarial yet feasible prompts; and (iii) we demonstrate through experiments on open-ended multiple-choice question answering tasks that SECA achieves higher attack success rates while incurring almost no semantic equivalence or semantic coherence errors compared to existing methods. SECA highlights the sensitivity of both open-source and commercial gradient-inaccessible LLMs to realistic and plausible prompt variations. Code is available at https: //github. com/Buyun-Liang/SECA.

TMLR Journal 2024 Journal Article

Certified Robustness against Sparse Adversarial Perturbations via Data Localization

  • Ambar Pal
  • Rene Vidal
  • Jeremias Sulam

Recent work in adversarial robustness suggests that natural data distributions are localized, i.e., they place high probability in small volume regions of the input space, and that this property can be utilized for designing classifiers with improved robustness guarantees for $\ell_2$-bounded perturbations. Yet, it is still unclear if this observation holds true for more general metrics. In this work, we extend this theory to $\ell_0$-bounded adversarial perturbations, where the attacker can modify a few pixels of the image but is unrestricted in the magnitude of perturbation, and we show necessary and sufficient conditions for the existence of $\ell_0$-robust classifiers. Theoretical certification approaches in this regime essentially employ voting over a large ensemble of classifiers. Such procedures are combinatorial and expensive or require complicated certification techniques. In contrast, a simple classifier emerges from our theory, dubbed Box-NN, which naturally incorporates the geometry of the problem and improves upon the current state-of-the-art in certified robustness against sparse attacks for the MNIST and Fashion-MNIST datasets.

NeurIPS Conference 2023 Conference Paper

Adversarial Examples Might be Avoidable: The Role of Data Concentration in Adversarial Robustness

  • Ambar Pal
  • Jeremias Sulam
  • Rene Vidal

The susceptibility of modern machine learning classifiers to adversarial examples has motivated theoretical results suggesting that these might be unavoidable. However, these results can be too general to be applicable to natural data distributions. Indeed, humans are quite robust for tasks involving vision. This apparent conflict motivates a deeper dive into the question: Are adversarial examples truly unavoidable? In this work, we theoretically demonstrate that a key property of the data distribution -- concentration on small-volume subsets of the input space -- determines whether a robust classifier exists. We further demonstrate that, for a data distribution concentrated on a union of low-dimensional linear subspaces, utilizing structure in data naturally leads to classifiers that enjoy data-dependent polyhedral robustness guarantees, improving upon methods for provable certification in certain regimes.

NeurIPS Conference 2023 Conference Paper

Information Maximization Perspective of Orthogonal Matching Pursuit with Applications to Explainable AI

  • Aditya Chattopadhyay
  • Ryan Pilgrim
  • Rene Vidal

Information Pursuit (IP) is a classical active testing algorithm for predicting an output by sequentially and greedily querying the input in order of information gain. However, IP is computationally intensive since it involves estimating mutual information in high-dimensional spaces. This paper explores Orthogonal Matching Pursuit (OMP) as an alternative to IP for greedily selecting the queries. OMP is a classical signal processing algorithm for sequentially encoding a signal in terms of dictionary atoms chosen in order of correlation gain. In each iteration, OMP selects the atom that is most correlated with the signal residual (the signal minus its reconstruction thus far). Our first contribution is to establish a fundamental connection between IP and OMP, where we prove that IP with random projections of dictionary atoms as queries ``almost'' reduces to OMP, with the difference being that IP selects atoms in order of normalized correlation gain. We call this version IP-OMP and present simulations indicating that this difference does not have any appreciable effect on the sparse code recovery rate of IP-OMP compared to that of OMP for random Gaussian dictionaries. Inspired by this connection, our second contribution is to explore the utility of IP-OMP for generating explainable predictions, an area in which IP has recently gained traction. More specifically, we propose a simple explainable AI algorithm which encodes an image as a sparse combination of semantically meaningful dictionary atoms that are defined as text embeddings of interpretable concepts. The final prediction is made using the weights of this sparse combination, which serve as an explanation. Empirically, our proposed algorithm is not only competitive with existing explainability methods but also computationally less expensive.

NeurIPS Conference 2022 Conference Paper

Global Linear and Local Superlinear Convergence of IRLS for Non-Smooth Robust Regression

  • Liangzu Peng
  • Christian Kümmerle
  • Rene Vidal

We advance both the theory and practice of robust $\ell_p$-quasinorm regression for $p \in (0, 1]$ by using novel variants of iteratively reweighted least-squares (IRLS) to solve the underlying non-smooth problem. In the convex case, $p=1$, we prove that this IRLS variant converges globally at a linear rate under a mild, deterministic condition on the feature matrix called the stable range space property. In the non-convex case, $p\in(0, 1)$, we prove that under a similar condition, IRLS converges locally to the global minimizer at a superlinear rate of order $2-p$; the rate becomes quadratic as $p\to 0$. We showcase the proposed methods in three applications: real phase retrieval, regression without correspondences, and robust face restoration. The results show that (1) IRLS can handle a larger number of outliers than other methods, (2) it is faster than competing methods at the same level of accuracy, (3) it restores a sparsely corrupted face image with satisfactory visual quality.

NeurIPS Conference 2020 Conference Paper

A Game Theoretic Analysis of Additive Adversarial Attacks and Defenses

  • Ambar Pal
  • Rene Vidal

Research in adversarial learning follows a cat and mouse game between attackers and defenders where attacks are proposed, they are mitigated by new defenses, and subsequently new attacks are proposed that break earlier defenses, and so on. However, it has remained unclear as to whether there are conditions under which no better attacks or defenses can be proposed. In this paper, we propose a game-theoretic framework for studying attacks and defenses which exist in equilibrium. Under a locally linear decision boundary model for the underlying binary classifier, we prove that the Fast Gradient Method attack and a Randomized Smoothing defense form a Nash Equilibrium. We then show how this equilibrium defense can be approximated given finitely many samples from a data-generating distribution, and derive a generalization bound for the performance of our approximation.

NeurIPS Conference 2020 Conference Paper

A novel variational form of the Schatten-$p$ quasi-norm

  • Paris Giampouras
  • Rene Vidal
  • Athanasios Rontogiannis
  • Benjamin Haeffele

The Schatten-$p$ quasi-norm with $p\in(0, 1)$ has recently gained considerable attention in various low-rank matrix estimation problems offering significant benefits over relevant convex heuristics such as the nuclear norm. However, due to the nonconvexity of the Schatten-$p$ quasi-norm, minimization suffers from two major drawbacks: 1) the lack of theoretical guarantees and 2) the high computational cost which is demanded for the minimization task even for trivial tasks such as finding stationary points. In an attempt to reduce the high computational cost induced by Schatten-$p$ quasi-norm minimization, variational forms, which are defined over smaller-size matrix factors whose product equals the original matrix, have been proposed. Here, we propose and analyze a novel {\it variational form of Schatten-$p$ quasi-norm} which, for the first time in the literature, is defined for any continuous value of $p\in(0, 1]$ and decouples along the columns of the factorized matrices. The proposed form can be considered as the natural generalization of the well-known variational form of the nuclear norm to the nonconvex case i. e. , for $p\in(0, 1)$. Notably, low-rankness is now imposed via a group-sparsity promoting regularizer. The resulting formulation gives way to SVD-free algorithms thus offering lower computational complexity than the one that is induced by the original definition of the Schatten-$p$ quasi-norm. A local optimality analysis is provided which shows~that we can arrive at a local minimum of the original Schatten-$p$ quasi-norm problem by reaching a local minimum of the matrix factorization based surrogate problem. In addition, for the case of the squared Frobenious loss with linear operators obeying the restricted isometry property (RIP), a rank-one update scheme is proposed, which offers a way to escape poor local minima. Finally, the efficiency of our approach is empirically shown on a matrix completion problem.

NeurIPS Conference 2020 Conference Paper

Conformal Symplectic and Relativistic Optimization

  • Guilherme Franca
  • Jeremias Sulam
  • Daniel Robinson
  • Rene Vidal

Arguably, the two most popular accelerated or momentum-based optimization methods are Nesterov's accelerated gradient and Polyaks's heavy ball, both corresponding to different discretizations of a particular second order differential equation with a friction term. Such connections with continuous-time dynamical systems have been instrumental in demystifying acceleration phenomena in optimization. Here we study structure-preserving discretizations for a certain class of dissipative (conformal) Hamiltonian systems, allowing us to analyze the symplectic structure of both Nesterov and heavy ball, besides providing several new insights into these methods. Moreover, we propose a new algorithm based on a dissipative relativistic system that normalizes the momentum and may result in more stable/faster optimization. Importantly, such a method generalizes both Nesterov and heavy ball, each being recovered as distinct limiting cases, and has potential advantages at no additional cost.