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Marc Anton Finzi

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13 papers
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13

ICLR Conference 2025 Conference Paper

Compute-Optimal LLMs Provably Generalize Better with Scale

  • Marc Anton Finzi
  • Sanyam Kapoor
  • Diego Granziol
  • Anming Gu
  • Christopher De Sa
  • J. Zico Kolter
  • Andrew Gordon Wilson

Why do larger language models generalize better? To explore this question, we develop generalization bounds on the pretraining objective of large language models (LLMs) in the compute-optimal regime, as described by the Chinchilla scaling laws. We introduce a novel, fully empirical Freedman-type martingale concentration inequality that tightens existing bounds by accounting for the variance of the loss function. The generalization bound can be broken into three contributions: the number of parameters per token, the loss variance, and the quantization error at a fixed bitrate. As language models are scaled up, the number of parameters per data point stays constant; however, both the loss variance and the quantization error decrease, implying that larger models should have \emph{smaller} generalization gaps. We examine why larger models tend to be more quantizable from an information theoretic perspective, showing that the rate at which they can integrate new information grows slower than their capacity on the compute optimal frontier. From these findings we produce a scaling law for the generalization gap, showing that our bounds decrease in a predictable way.

ICML Conference 2024 Conference Paper

Compute Better Spent: Replacing Dense Layers with Structured Matrices

  • Shikai Qiu
  • Andres Potapczynski
  • Marc Anton Finzi
  • Micah Goldblum
  • Andrew Gordon Wilson

Dense linear layers are the dominant computational bottleneck in foundation models. Identifying more efficient alternatives to dense matrices has enormous potential for building more compute-efficient models, as exemplified by the success of convolutional networks in the image domain. In this work, we systematically explore structured matrices as replacements for dense matrices. We show that different structures often require drastically different initialization scales and learning rates, which are crucial to performance, especially as models scale. Using insights from the Maximal Update Parameterization, we determine the optimal scaling for initialization and learning rates of these unconventional layers. Finally, we measure the scaling laws of different structures to compare how quickly their performance improves with compute. We propose a novel matrix family containing Monarch matrices, the Block Tensor-Train (BTT), which we show performs better than dense matrices for the same compute on multiple tasks. On CIFAR-10/100 with augmentation, BTT achieves exponentially lower training loss than dense when training MLPs and ViTs. BTT matches dense ViT-S/32 performance on ImageNet-1k with 3. 8 times less compute and is more efficient than dense for training small GPT-2 language models.

ICML Conference 2024 Conference Paper

Non-Vacuous Generalization Bounds for Large Language Models

  • Sanae Lotfi
  • Marc Anton Finzi
  • Yilun Kuang
  • Tim G. J. Rudner
  • Micah Goldblum
  • Andrew Gordon Wilson

Modern language models can contain billions of parameters, raising the question of whether they can generalize beyond the training data or simply parrot their training corpora. We provide the first non-vacuous generalization bounds for pretrained large language models (LLMs), indicating that language models are capable of discovering regularities that generalize to unseen data. In particular, we derive a compression bound that is valid for the unbounded log-likelihood loss using prediction smoothing, and we extend the bound to handle subsampling, making bound computation 900 times faster on massive datasets. To achieve the extreme level of compression required for non-vacuous bounds, we devise SubLoRA, a simple low-dimensional nonlinear parameterization that leads to non-vacuous generalization bounds for very large models with up to 849 million parameters. Finally, we use our bounds to understand LLM generalization and find that larger models have better generalization bounds and are more compressible than smaller models.

ICML Conference 2024 Conference Paper

Position: The No Free Lunch Theorem, Kolmogorov Complexity, and the Role of Inductive Biases in Machine Learning

  • Micah Goldblum
  • Marc Anton Finzi
  • Keefer Rowan
  • Andrew Gordon Wilson

No free lunch theorems for supervised learning state that no learner can solve all problems or that all learners achieve exactly the same accuracy on average over a uniform distribution on learning problems. Accordingly, these theorems are often referenced in support of the notion that individual problems require specially tailored inductive biases. While virtually all uniformly sampled datasets have high complexity, real-world problems disproportionately generate low-complexity data, and we argue that neural network models share this same preference, formalized using Kolmogorov complexity. Notably, we show that architectures designed for a particular domain, such as computer vision, can compress datasets on a variety of seemingly unrelated domains. Our experiments show that pre-trained and even randomly initialized language models prefer to generate low-complexity sequences. Whereas no free lunch theorems seemingly indicate that individual problems require specialized learners, we explain how tasks that often require human intervention such as picking an appropriately sized model when labeled data is scarce or plentiful can be automated into a single learning algorithm. These observations justify the trend in deep learning of unifying seemingly disparate problems with an increasingly small set of machine learning models.

ICLR Conference 2023 Conference Paper

A Stable and Scalable Method for Solving Initial Value PDEs with Neural Networks

  • Marc Anton Finzi
  • Andres Potapczynski
  • Matthew Choptuik
  • Andrew Gordon Wilson

Unlike conventional grid and mesh based methods for solving partial differential equations (PDEs), neural networks have the potential to break the curse of dimensionality, providing approximate solutions to problems where using classical solvers is difficult or impossible. While global minimization of the PDE residual over the network parameters works well for boundary value problems, catastrophic forgetting impairs applicability to initial value problems (IVPs). In an alternative local-in-time approach, the optimization problem can be converted into an ordinary differential equation (ODE) on the network parameters and the solution propagated forward in time; however, we demonstrate that current methods based on this approach suffer from two key issues. First, following the ODE produces an uncontrolled growth in the conditioning of the problem, ultimately leading to unacceptably large numerical errors. Second, as the ODE methods scale cubically with the number of model parameters, they are restricted to small neural networks, significantly limiting their ability to represent intricate PDE initial conditions and solutions. Building on these insights, we develop Neural-IVP, an ODE based IVP solver which prevents the network from getting ill-conditioned and runs in time linear in the number of parameters, enabling us to evolve the dynamics of challenging PDEs with neural networks.

ICLR Conference 2023 Conference Paper

The Lie Derivative for Measuring Learned Equivariance

  • Nate Gruver
  • Marc Anton Finzi
  • Micah Goldblum
  • Andrew Gordon Wilson

Equivariance guarantees that a model's predictions capture key symmetries in data. When an image is translated or rotated, an equivariant model's representation of that image will translate or rotate accordingly. The success of convolutional neural networks has historically been tied to translation equivariance directly encoded in their architecture. The rising success of vision transformers, which have no explicit architectural bias towards equivariance, challenges this narrative and suggests that augmentations and training data might also play a significant role in their performance. In order to better understand the role of equivariance in recent vision models, we apply the Lie derivative, a method for measuring equivariance with strong mathematical foundations and minimal hyperparameters. Using the Lie derivative, we study the equivariance properties of hundreds of pretrained models, spanning CNNs, transformers, and Mixer architectures. The scale of our analysis allows us to separate the impact of architecture from other factors like model size or training method. Surprisingly, we find that many violations of equivariance can be linked to spatial aliasing in ubiquitous network layers, such as pointwise non-linearities, and that as models get larger and more accurate they tend to display more equivariance, regardless of architecture. For example, transformers can be more equivariant than convolutional neural networks after training.

ICML Conference 2023 Conference Paper

User-defined Event Sampling and Uncertainty Quantification in Diffusion Models for Physical Dynamical Systems

  • Marc Anton Finzi
  • Anudhyan Boral
  • Andrew Gordon Wilson
  • Fei Sha
  • Leonardo Zepeda-Núñez

Diffusion models are a class of probabilistic generative models that have been widely used as a prior for image processing tasks like text conditional generation and inpainting. We demonstrate that these models can be adapted to make predictions and provide uncertainty quantification for chaotic dynamical systems. In these applications, diffusion models can implicitly represent knowledge about outliers and extreme events; however, querying that knowledge through conditional sampling or measuring probabilities is surprisingly difficult. Existing methods for conditional sampling at inference time seek mainly to enforce the constraints, which is insufficient to match the statistics of the distribution or compute the probability of the chosen events. To achieve these ends, optimally one would use the conditional score function, but its computation is typically intractable. In this work, we develop a probabilistic approximation scheme for the conditional score function which provably converges to the true distribution as the noise level decreases. With this scheme we are able to sample conditionally on nonlinear user-defined events at inference time, and matches data statistics even when sampling from the tails of the distribution.

ICLR Conference 2022 Conference Paper

Deconstructing the Inductive Biases of Hamiltonian Neural Networks

  • Nate Gruver
  • Marc Anton Finzi
  • Samuel Don Stanton
  • Andrew Gordon Wilson

Physics-inspired neural networks (NNs), such as Hamiltonian or Lagrangian NNs, dramatically outperform other learned dynamics models by leveraging strong inductive biases. These models, however, are challenging to apply to many real world systems, such as those that don’t conserve energy or contain contacts, a common setting for robotics and reinforcement learning. In this paper, we examine the inductive biases that make physics-inspired models successful in practice. We show that, contrary to conventional wisdom, the improved generalization of HNNs is the result of modeling acceleration directly and avoiding artificial complexity from the coordinate system, rather than symplectic structure or energy conservation. We show that by relaxing the inductive biases of these models, we can match or exceed performance on energy-conserving systems while dramatically improving performance on practical, non-conservative systems. We extend this approach to constructing transition models for common Mujoco environments, showing that our model can appropriately balance inductive biases with the flexibility required for model-based control.

ICML Conference 2021 Conference Paper

A Practical Method for Constructing Equivariant Multilayer Perceptrons for Arbitrary Matrix Groups

  • Marc Anton Finzi
  • Max Welling
  • Andrew Gordon Wilson

Symmetries and equivariance are fundamental to the generalization of neural networks on domains such as images, graphs, and point clouds. Existing work has primarily focused on a small number of groups, such as the translation, rotation, and permutation groups. In this work we provide a completely general algorithm for solving for the equivariant layers of matrix groups. In addition to recovering solutions from other works as special cases, we construct multilayer perceptrons equivariant to multiple groups that have never been tackled before, including $\mathrm{O}(1, 3)$, $\mathrm{O}(5)$, $\mathrm{Sp}(n)$, and the Rubik’s cube group. Our approach outperforms non-equivariant baselines, with applications to particle physics and modeling dynamical systems. We release our software library to enable researchers to construct equivariant layers for arbitrary

ICLR Conference 2021 Conference Paper

Probabilistic Numeric Convolutional Neural Networks

  • Marc Anton Finzi
  • Roberto Bondesan
  • Max Welling

Continuous input signals like images and time series that are irregularly sampled or have missing values are challenging for existing deep learning methods. Coherently defined feature representations must depend on the values in unobserved regions of the input. Drawing from the work in probabilistic numerics, we propose Probabilistic Numeric Convolutional Neural Networks which represent features as Gaussian processes, providing a probabilistic description of discretization error. We then define a convolutional layer as the evolution of a PDE defined on this GP, followed by a nonlinearity. This approach also naturally admits steerable equivariant convolutions under e.g. the rotation group. In experiments we show that our approach yields a $3\times$ reduction of error from the previous state of the art on the SuperPixel-MNIST dataset and competitive performance on the medical time series dataset PhysioNet2012.

ICML Conference 2021 Conference Paper

SKIing on Simplices: Kernel Interpolation on the Permutohedral Lattice for Scalable Gaussian Processes

  • Sanyam Kapoor
  • Marc Anton Finzi
  • Ke Alexander Wang
  • Andrew Gordon Wilson

State-of-the-art methods for scalable Gaussian processes use iterative algorithms, requiring fast matrix vector multiplies (MVMs) with the co-variance kernel. The Structured Kernel Interpolation (SKI) framework accelerates these MVMs by performing efficient MVMs on a grid and interpolating back to the original space. In this work, we develop a connection between SKI and the permutohedral lattice used for high-dimensional fast bilateral filtering. Using a sparse simplicial grid instead of a dense rectangular one, we can perform GP inference exponentially faster in the dimension than SKI. Our approach, Simplex-GP, enables scaling SKI to high dimensions, while maintaining strong predictive performance. We additionally provide a CUDA implementation of Simplex-GP, which enables significant GPU acceleration of MVM based inference.

ICML Conference 2020 Conference Paper

Generalizing Convolutional Neural Networks for Equivariance to Lie Groups on Arbitrary Continuous Data

  • Marc Anton Finzi
  • Samuel Don Stanton
  • Pavel Izmailov
  • Andrew Gordon Wilson

The translation equivariance of convolutional layers enables CNNs to generalize well on image problems. While translation equivariance provides a powerful inductive bias for images, we often additionally desire equivariance to other transformations, such as rotations, especially for non-image data. We propose a general method to construct a convolutional layer that is equivariant to transformations from any specified Lie group with a surjective exponential map. Incorporating equivariance to a new group requires implementing only the group exponential and logarithm maps, enabling rapid prototyping. Showcasing the simplicity and generality of our method, we apply the same model architecture to images, ball-and-stick molecular data, and Hamiltonian dynamical systems. For Hamiltonian systems, the equivariance of our models is especially impactful, leading to exact conservation of linear and angular momentum.

ICML Conference 2020 Conference Paper

Semi-Supervised Learning with Normalizing Flows

  • Pavel Izmailov
  • Polina Kirichenko
  • Marc Anton Finzi
  • Andrew Gordon Wilson

Normalizing flows transform a latent distribution through an invertible neural network for a flexible and pleasingly simple approach to generative modelling, while preserving an exact likelihood. We propose FlowGMM, an end-to-end approach to generative semi supervised learning with normalizing flows, using a latent Gaussian mixture model. FlowGMM is distinct in its simplicity, unified treatment of labelled and unlabelled data with an exact likelihood, interpretability, and broad applicability beyond image data. We show promising results on a wide range of applications, including AG-News and Yahoo Answers text data, tabular data, and semi-supervised image classification. We also show that FlowGMM can discover interpretable structure, provide real-time optimization-free feature visualizations, and specify well calibrated predictive distributions.

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