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Leo Schwinn

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16 papers

2 author rows

ICLR Conference 2025 Conference Paper

A Probabilistic Perspective on Unlearning and Alignment for Large Language Models

Yan Scholten
Stephan Günnemann
Leo Schwinn

Comprehensive evaluation of Large Language Models (LLMs) is an open research problem. Existing evaluations rely on deterministic point estimates generated via greedy decoding. However, we find that deterministic evaluations fail to capture the whole output distribution of a model, yielding inaccurate estimations of model capabilities. This is particularly problematic in critical contexts such as unlearning and alignment, where precise model evaluations are crucial. To remedy this, we introduce the first formal probabilistic evaluation framework for LLMs. Namely, we propose novel metrics with high probability guarantees concerning the output distribution of a model. Our metrics are application-independent and allow practitioners to make more reliable estimates about model capabilities before deployment. Our experimental analysis reveals that deterministic evaluations falsely indicate successful unlearning and alignment, whereas our probabilistic evaluations better capture model capabilities. We show how to overcome challenges associated with probabilistic outputs in a case study on unlearning by introducing (1) a novel loss based on entropy optimization, and (2) adaptive temperature scaling. We demonstrate that our approach significantly enhances unlearning in probabilistic settings on recent benchmarks. Overall, our proposed shift from point estimates to probabilistic evaluations of output distributions represents an important step toward comprehensive evaluations of LLMs.

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TMLR Journal 2025 Journal Article

A Unified Approach Towards Active Learning and Out-of-Distribution Detection

Sebastian Schmidt
Leonard Schenk
Leo Schwinn
Stephan Günnemann

In real-world applications of deep learning models, active learning (AL) strategies are essential for identifying label candidates from vast amounts of unlabeled data. In this context, robust out-of-distribution (OOD) detection mechanisms are crucial for handling data out- side the target distribution during the application’s operation. Usually, these problems have been addressed separately. In this work, we introduce SISOM as a unified solution designed explicitly for AL and OOD detection. By combining feature space-based and uncertainty- based metrics, SISOM leverages the strengths of the currently independent tasks to solve both effectively, without requiring specific training schemes. We conducted extensive experiments showing the problems arising when migrating between both tasks. In our experiments SISOM underlined its effectiveness by achieving first place in one of the commonly used OpenOOD benchmark settings and top-3 places in the remaining two for near-OOD data. In AL, SISOM delivers top performance in common image benchmarks.

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TMLR Journal 2025 Journal Article

Adversarial Robustness of Graph Transformers

Philipp Foth
Lukas Gosch
Simon Geisler
Leo Schwinn
Stephan Günnemann

Existing studies have shown that Message-Passing Graph Neural Networks (MPNNs) are highly susceptible to adversarial attacks. In contrast, despite the increasing importance of Graph Transformers (GTs), their robustness properties are unexplored. We close this gap and design the first adaptive attacks for GTs. In particular, we provide general design principles for strong gradient-based attacks on GTs w.r.t. structure perturbations and instantiate our attack framework for five representative and popular GT architectures. Specifically, we study GTs with specialized attention mechanisms and Positional Encodings (PEs) based on pairwise shortest paths, random walks, and the Laplacian spectrum. We evaluate our attacks on multiple tasks and perturbation models, including structure perturbations for node and graph classification, and node injection for graph classification. Our results reveal that GTs can be catastrophically fragile in many cases. Addressing this vulnerability, we show how our adaptive attacks can be effectively used for adversarial training, substantially improving robustness.

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ICML Conference 2025 Conference Paper

Efficient Time Series Processing for Transformers and State-Space Models through Token Merging

Leon Götz
Marcel Kollovieh
Stephan Günnemann
Leo Schwinn

Despite recent advances in subquadratic attention mechanisms or state-space models, processing long token sequences still imposes significant computational requirements. Token merging has emerged as a solution to increase computational efficiency in computer vision architectures. In this work, we perform the first investigations of token merging in time series analysis on both transformers and state-space models. We further introduce local merging, a domain-specific token merging algorithm that selectively combines tokens within a local neighborhood, achieving two major benefits: a) Local merging can adjust its computational complexity from quadratic to linear based on the neighborhood size to effectively scale to long sequences; b) Local merging is the first causal merging scheme enabling token merging in transformer decoders. Further, we identify spectral properties of the input data that reliably predict the potential benefits of local merging without requiring evaluation on downstream tasks. Our comprehensive empirical evaluation demonstrates that local merging offers substantial efficiency gains with minimal impact on accuracy, achieving up to 5400% acceleration on the recently proposed Chronos foundation model.

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ICLR Conference 2025 Conference Paper

Flow Matching with Gaussian Process Priors for Probabilistic Time Series Forecasting

Marcel Kollovieh
Marten Lienen
David Lüdke
Leo Schwinn
Stephan Günnemann

Recent advancements in generative modeling, particularly diffusion models, have opened new directions for time series modeling, achieving state-of-the-art performance in forecasting and synthesis. However, the reliance of diffusion-based models on a simple, fixed prior complicates the generative process since the data and prior distributions differ significantly. We introduce TSFlow, a conditional flow matching (CFM) model for time series combining Gaussian processes, optimal transport paths, and data-dependent prior distributions. By incorporating (conditional) Gaussian processes, TSFlow aligns the prior distribution more closely with the temporal structure of the data, enhancing both unconditional and conditional generation. Furthermore, we propose conditional prior sampling to enable probabilistic forecasting with an unconditionally trained model. In our experimental evaluation on eight real-world datasets, we demonstrate the generative capabilities of TSFlow, producing high-quality unconditional samples. Finally, we show that both conditionally and unconditionally trained models achieve competitive results across multiple forecasting benchmarks.

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NeurIPS Conference 2025 Conference Paper

FOCUS: Internal MLLM Representations for Efficient Fine-Grained Visual Question Answering

Liangyu Zhong
Fabio Philipp Rosenthal
Joachim Sicking
Fabian Hüger
Thorsten Bagdonat
Hanno Gottschalk
Leo Schwinn

While Multimodal Large Language Models (MLLMs) offer strong perception and reasoning capabilities for image-text input, Visual Question Answering (VQA) focusing on small image details still remains a challenge. Although visual cropping techniques seem promising, recent approaches have several limitations: the need for task-specific fine-tuning, low efficiency due to uninformed exhaustive search, or incompatibility with efficient attention implementations. We address these shortcomings by proposing a training-free visual cropping method, dubbed FOCUS, that leverages MLLM-internal representations to guide the search for the most relevant image region. This is accomplished in four steps: first, we identify the target object(s) in the VQA prompt; second, we compute an object relevance map using the key-value (KV) cache; third, we propose and rank relevant image regions based on the map; and finally, we perform the fine-grained VQA task using the top-ranked region. As a result of this informed search strategy, FOCUS achieves strong performance across four fine-grained VQA datasets and three types of MLLMs. It outperforms three popular visual cropping methods in both accuracy and efficiency, and matches the best-performing baseline, ZoomEye, while requiring 3 – 6. 5 × less compute.

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NeurIPS Conference 2025 Conference Paper

Joint Relational Database Generation via Graph-Conditional Diffusion Models

Mohamed Amine Ketata
David Lüdke
Leo Schwinn
Stephan Günnemann

Building generative models for relational databases (RDBs) is important for many applications, such as privacy-preserving data release and augmenting real datasets. However, most prior works either focus on single-table generation or adapt single-table models to the multi-table setting by relying on autoregressive factorizations and sequential generation. These approaches limit parallelism, restrict flexibility in downstream applications, and compound errors due to commonly made conditional independence assumptions. In this paper, we propose a fundamentally different approach: jointly modeling all tables in an RDB without imposing any table order. By using a natural graph representation of RDBs, we propose the Graph-Conditional Relational Diffusion Model (GRDM), which leverages a graph neural network to jointly denoise row attributes and capture complex inter-table dependencies. Extensive experiments on six real-world RDBs demonstrate that our approach substantially outperforms autoregressive baselines in modeling multi-hop inter-table correlations and achieves state-of-the-art performance on single-table fidelity metrics. Our code is available at https: //github. com/ketatam/rdb-diffusion.

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ICML Conference 2025 Conference Paper

When to retrain a machine learning model

Florence Regol
Leo Schwinn
Kyle Sprague
Mark Coates
Thomas Markovich

A significant challenge in maintaining real-world machine learning models is responding to the continuous and unpredictable evolution of data. Most practitioners are faced with the difficult question: when should I retrain or update my machine learning model? This seemingly straightforward problem is particularly challenging for three reasons: 1) decisions must be made based on very limited information - we usually have access to only a few examples, 2) the nature, extent, and impact of the distribution shift are unknown, and 3) it involves specifying a cost ratio between retraining and poor performance, which can be hard to characterize. Existing works address certain aspects of this problem, but none offer a comprehensive solution. Distribution shift detection falls short as it cannot account for the cost trade-off; the scarcity of the data, paired with its unusual structure, makes it a poor fit for existing offline reinforcement learning methods, and the online learning formulation overlooks key practical considerations. To address this, we present a principled formulation of the retraining problem and propose an uncertainty-based method that makes decisions by continually forecasting the evolution of model performance evaluated with a bounded metric. Our experiments, addressing classification tasks, show that the method consistently outperforms existing baselines on 7 datasets. We thoroughly assess its robustness to varying cost trade-off values and mis-specified cost trade-offs.

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TMLR Journal 2024 Journal Article

Assessing Robustness via Score-Based Adversarial Image Generation

Marcel Kollovieh
Lukas Gosch
Marten Lienen
Yan Scholten
Leo Schwinn
Stephan Günnemann

Most adversarial attacks and defenses focus on perturbations within small $\ell_p$-norm constraints. However, $\ell_p$ threat models cannot capture all relevant semantics-preserving perturbations, and hence, the scope of robustness evaluations is limited. In this work, we introduce Score-Based Adversarial Generation (ScoreAG), a novel framework that leverages the advancements in score-based generative models to generate unrestricted adversarial examples that overcome the limitations of $\ell_p$-norm constraints. Unlike traditional methods, ScoreAG maintains the core semantics of images while generating adversarial examples, either by transforming existing images or synthesizing new ones entirely from scratch. We further exploit the generative capability of ScoreAG to purify images, empirically enhancing the robustness of classifiers. Our extensive empirical evaluation demonstrates that ScoreAG improves upon the majority of state-of-the-art attacks and defenses across multiple benchmarks. This work highlights the importance of investigating adversarial examples bounded by semantics rather than $\ell_p$-norm constraints. ScoreAG represents an important step towards more encompassing robustness assessments.

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NeurIPS Conference 2024 Conference Paper

Efficient Adversarial Training in LLMs with Continuous Attacks

Sophie Xhonneux
Alessandro Sordoni
Stephan Günnemann
Gauthier Gidel
Leo Schwinn

Large language models (LLMs) are vulnerable to adversarial attacks that can bypass their safety guardrails. In many domains, adversarial training has proven to be one of the most promising methods to reliably improve robustness against such attacks. Yet, in the context of LLMs, current methods for adversarial training are hindered by the high computational costs required to perform discrete adversarial attacks at each training iteration. We address this problem by instead calculating adversarial attacks in the continuous embedding space of the LLM, which is orders of magnitudes more efficient. We propose a fast adversarial training algorithm (C-AdvUL) composed of two losses: the first makes the model robust on continuous embedding attacks computed on an adversarial behaviour dataset; the second ensures the usefulness of the final model by fine-tuning on utility data. Moreover, we introduce C-AdvIPO, an adversarial variant of IPO that does not require utility data for adversarially robust alignment. Our empirical evaluation on five models from different families (Gemma, Phi3, Mistral, Zephyr, Llama2) and at different scales (2B, 3. 8B, 7B) shows that both algorithms substantially enhance LLM robustness against discrete attacks (GCG, AutoDAN, PAIR), while maintaining utility. Our results demonstrate that robustness to continuous perturbations can extrapolate to discrete threat models. Thereby, we present a path toward scalable adversarial training algorithms for robustly aligning LLMs.

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NeurIPS Conference 2024 Conference Paper

On the Scalability of Certified Adversarial Robustness with Generated Data

Thomas Altstidl
David Dobre
Arthur Kosmala
Björn Eskofier
Gauthier Gidel
Leo Schwinn

Certified defenses against adversarial attacks offer formal guarantees on the robustness of a model, making them more reliable than empirical methods such as adversarial training, whose effectiveness is often later reduced by unseen attacks. Still, the limited certified robustness that is currently achievable has been a bottleneck for their practical adoption. Gowal et al. and Wang et al. have shown that generating additional training data using state-of-the-art diffusion models can considerably improve the robustness of adversarial training. In this work, we demonstrate that a similar approach can substantially improve deterministic certified defenses but also reveal notable differences in the scaling behavior between certified and empirical methods. In addition, we provide a list of recommendations to scale the robustness of certified training approaches. Our approach achieves state-of-the-art deterministic robustness certificates on CIFAR-10 for the $\ell_2$ ($\epsilon = 36/255$) and $\ell_{\infty}$ ($\epsilon = 8/255$) threat models, outperforming the previous results by $+3. 95$ and $+1. 39$ percentage points, respectively. Furthermore, we report similar improvements for CIFAR-100.

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NeurIPS Conference 2024 Conference Paper

Soft Prompt Threats: Attacking Safety Alignment and Unlearning in Open-Source LLMs through the Embedding Space

Leo Schwinn
David Dobre
Sophie Xhonneux
Gauthier Gidel
Stephan Günnemann

Current research in adversarial robustness of LLMs focuses on \textit{discrete} input manipulations in the natural language space, which can be directly transferred to \textit{closed-source} models. However, this approach neglects the steady progression of \textit{open-source} models. As open-source models advance in capability, ensuring their safety becomes increasingly imperative. Yet, attacks tailored to open-source LLMs that exploit full model access remain largely unexplored. We address this research gap and propose the \textit{embedding space attack}, which directly attacks the \textit{continuous} embedding representation of input tokens. We find that embedding space attacks circumvent model alignments and trigger harmful behaviors more efficiently than discrete attacks or model fine-tuning. Additionally, we demonstrate that models compromised by embedding attacks can be used to create discrete jailbreaks in natural language. Lastly, we present a novel threat model in the context of unlearning and show that embedding space attacks can extract supposedly deleted information from unlearned LLMs across multiple datasets and models. Our findings highlight embedding space attacks as an important threat model in open-source LLMs.

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AAAI Conference 2023 Conference Paper

FastAMI – a Monte Carlo Approach to the Adjustment for Chance in Clustering Comparison Metrics

Kai Klede
Leo Schwinn
Dario Zanca
Björn Eskofier

Clustering is at the very core of machine learning, and its applications proliferate with the increasing availability of data. However, as datasets grow, comparing clusterings with an adjustment for chance becomes computationally difficult, preventing unbiased ground-truth comparisons and solution selection. We propose FastAMI, a Monte Carlo-based method to efficiently approximate the Adjusted Mutual Information (AMI) and extend it to the Standardized Mutual Information (SMI). The approach is compared with the exact calculation and a recently developed variant of the AMI based on pairwise permutations, using both synthetic and real data. In contrast to the exact calculation our method is fast enough to enable these adjusted information-theoretic comparisons for large datasets while maintaining considerably more accurate results than the pairwise approach.

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TMLR Journal 2022 Journal Article

Behind the Machine’s Gaze: Neural Networks with Biologically-inspired Constraints Exhibit Human-like Visual Attention

Leo Schwinn
Doina Precup
Bjoern Eskofier
Dario Zanca

By and large, existing computational models of visual attention tacitly assume perfect vision and full access to the stimulus and thereby deviate from foveated biological vision. Moreover, modeling top-down attention is generally reduced to the integration of semantic features without incorporating the signal of a high-level visual tasks that have been shown to partially guide human attention. We propose the Neural Visual Attention (NeVA) algorithm to generate visual scanpaths in a top-down manner. With our method, we explore the ability of neural networks on which we impose a biologically-inspired foveated vision constraint to generate human-like scanpaths without directly training for this objective. The loss of a neural network performing a downstream visual task (i.e., classification or reconstruction) flexibly provides top-down guidance to the scanpath. Extensive experiments show that our method outperforms state-of-the-art unsupervised human attention models in terms of similarity to human scanpaths. Additionally, the flexibility of the framework allows to quantitatively investigate the role of different tasks in the generated visual behaviors. Finally, we demonstrate the superiority of the approach in a novel experiment that investigates the utility of scanpaths in real-world applications, where imperfect viewing conditions are given.

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ICML Conference 2022 Conference Paper

Improving Robustness against Real-World and Worst-Case Distribution Shifts through Decision Region Quantification

Leo Schwinn
Leon Bungert
An Nguyen
René Raab
Falk Pulsmeyer
Doina Precup
Björn M. Eskofier
Dario Zanca

The reliability of neural networks is essential for their use in safety-critical applications. Existing approaches generally aim at improving the robustness of neural networks to either real-world distribution shifts (e. g. , common corruptions and perturbations, spatial transformations, and natural adversarial examples) or worst-case distribution shifts (e. g. , optimized adversarial examples). In this work, we propose the Decision Region Quantification (DRQ) algorithm to improve the robustness of any differentiable pre-trained model against both real-world and worst-case distribution shifts in the data. DRQ analyzes the robustness of local decision regions in the vicinity of a given data point to make more reliable predictions. We theoretically motivate the DRQ algorithm by showing that it effectively smooths spurious local extrema in the decision surface. Furthermore, we propose an implementation using targeted and untargeted adversarial attacks. An extensive empirical evaluation shows that DRQ increases the robustness of adversarially and non-adversarially trained models against real-world and worst-case distribution shifts on several computer vision benchmark datasets.

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UAI Conference 2021 Conference Paper

Identifying untrustworthy predictions in neural networks by geometric gradient analysis

Leo Schwinn
An Nguyen
René Raab
Leon Bungert
Daniel Tenbrinck
Dario Zanca
Martin Burger 0001
Björn M. Eskofier

The susceptibility of deep neural networks to untrustworthy predictions, including out-of-distribution (OOD) data and adversarial examples, still prevent their widespread use in safety-critical applications. Most existing methods either require a retraining of a given model to achieve robust identification of adversarial attacks or are limited to out-of-distribution sample detection only. In this work, we propose a geometric gradient analysis (GGA) to improve the identification of untrustworthy predictions without retraining of a given model. GGA analyzes the geometry of the loss landscape of neural networks based on the saliency maps of their respective input. We observe considerable differences between the input gradient geometry of trustworthy and untrustworthy predictions. Using these differences, GGA outperforms prior approaches in detecting OOD data and adversarial attacks, including state-of-the-art and adaptive attacks.

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