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Gerald Penn

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3 papers
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3

AAAI Conference 2026 Conference Paper

Beyond Step Pruning: Information Theory Based Step-level Optimization for Self-Refining Large Language Models

  • Jinman Zhao
  • Erxue Min
  • Hui Wu
  • Ziheng Li
  • Zexu Sun
  • Hengyi Cai
  • Shuaiqiang Wang
  • Xu Chen

Large language models (LLMs) have shown impressive capabilities in natural language tasks, yet they continue to struggle with multi-step mathematical reasoning, where correctness depends on a precise chain of intermediate steps. Preference optimization methods such as Direct Preference Optimization (DPO) have improved answer-level alignment, but they often overlook the reasoning process itself, providing little supervision over intermediate steps that are critical for complex problem-solving. Existing fine-grained approaches typically rely on strong annotators or reward models to assess the quality of individual steps. However, reward models are vulnerable to reward hacking. To address this, we propose ISLA, a reward-model-free framework that constructs step-level preference data directly from SFT gold traces. ISLA also introduces a self-improving pruning mechanism that identifies informative steps based on two signals: their marginal contribution to final accuracy (relative accuracy) and the model’s uncertainty, inspired by the concept of information gain. Empirically, ISLA achieves better performance than DPO while using only 12% of the training tokens, demonstrating that careful step-level selection can significantly improve both reasoning accuracy and training efficiency.

ICLR Conference 2024 Conference Paper

What does the Knowledge Neuron Thesis Have to do with Knowledge?

  • Jingcheng Niu
  • Andrew Liu
  • Zining Zhu 0001
  • Gerald Penn

We reassess the Knowledge Neuron (KN) Thesis: an interpretation of the mechanism underlying the ability of large language models to recall facts from a training corpus. This nascent thesis proposes that facts are recalled from the training corpus through the MLP weights in a manner resembling key-value memory, implying in effect that "knowledge" is stored in the network. Furthermore, by modifying the MLP modules, one can control the language model's generation of factual information. The plausibility of the KN thesis has been demonstrated by the success of KN-inspired model editing methods (Dai et al., 2022; Meng et al., 2022). We find that this thesis is, at best, an oversimplification. Not only have we found that we can edit the expression of certain linguistic phenomena using the same model editing methods but, through a more comprehensive evaluation, we have found that the KN thesis does not adequately explain the process of factual expression. While it is possible to argue that the MLP weights store complex patterns that are interpretable both syntactically and semantically, these patterns do not constitute "knowledge." To gain a more comprehensive understanding of the knowledge representation process, we must look beyond the MLP weights and explore recent models' complex layer structures and attention mechanisms.

TCS Journal 2006 Journal Article

Efficient transitive closure of sparse matrices over closed semirings

  • Gerald Penn

This paper surveys several alternative data structures and algorithms for multiplying sparse upper-triangular matrices over closed semirings, and evaluates their efficiency in computing transitive closures of matrices over the Boolean semiring. Two new variants are introduced that outperform previously known methods on a collection of large data-sets drawn from linguistic applications.

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