Author name cluster

Dan Hendrycks

Possible papers associated with this exact author name in Arrow. This page groups case-insensitive exact name matches and is not a full identity disambiguation profile.

30 papers

2 author rows

TMLR Journal 2026 Journal Article

Open Technical Problems in Open-Weight AI Model Risk Management

Stephen Casper
Kyle O'Brien
Shayne Longpre
Elizabeth Seger
Kevin Klyman
Rishi Bommasani
Aniruddha Nrusimha
Ilia Shumailov

Frontier AI models with openly available weights are steadily becoming more powerful and widely adopted. However, compared to proprietary models, open-weight models pose different opportunities and challenges for effective risk management. For example, they allow for more open research and testing. However, managing their risks is also challenging because they can be modified arbitrarily, used without oversight, and spread irreversibly. Currently, there is limited research on safety tooling specific to open-weight models. Addressing these gaps will be key to both realizing their benefits and mitigating their harms. In this paper, we present 16 open technical challenges for open-weight model safety involving training data, training algorithms, evaluations, deployment, and ecosystem monitoring. We conclude by discussing the nascent state of the field, emphasizing that openness about research, methods, and evaluations -- not just weights -- will be key to building a rigorous science of open-weight model risk management.

ICLR Conference 2025 Conference Paper

AgentHarm: A Benchmark for Measuring Harmfulness of LLM Agents

Maksym Andriushchenko
Alexandra Souly
Mateusz Dziemian
Derek Duenas
Maxwell Lin
Justin Wang
Dan Hendrycks
Andy Zou

The robustness of LLMs to jailbreak attacks, where users design prompts to circumvent safety measures and misuse model capabilities, has been studied primarily for LLMs acting as simple chatbots. Meanwhile, LLM agents---which use external tools and can execute multi-stage tasks---may pose a greater risk if misused, but their robustness remains underexplored. To facilitate research on LLM agent misuse, we propose a new benchmark called AgentHarm. The benchmark includes a diverse set of 110 explicitly malicious agent tasks (440 with augmentations), covering 11 harm categories including fraud, cybercrime, and harassment. In addition to measuring whether models refuse harmful agentic requests, scoring well on AgentHarm requires jailbroken agents to maintain their capabilities following an attack to complete a multi-step task. We evaluate a range of leading LLMs, and find (1) leading LLMs are surprisingly complaint with malicious agent requests without jailbreaking, (2) simple universal jailbreak strings can be adapted to effectively jailbreak agents, and (3) these jailbreaks enable coherent and malicious multi-step agent behavior and retain model capabilities. To enable simple and reliable evaluation of attacks and defenses for LLM-based agents, we publicly release AgentHarm at https://huggingface.co/datasets/ai-safety-institute/AgentHarm.

NeurIPS Conference 2025 Conference Paper

Security Challenges in AI Agent Deployment: Insights from a Large Scale Public Competition

Andy Zou
Maxwell Lin
Eliot Jones
Micha Nowak
Mateusz Dziemian
Nick Winter
Valent Nathanael
Ayla Croft

AI agents are rapidly being deployed across diverse industries, but can they adhere to deployment policies under attacks? We organized a one-month red teaming challenge---the largest of its kind to date---involving expert red teamers attempting to elicit policy violations from AI agents powered by $22$ frontier LLMs. Our challenge collected $1. 8$ million prompt injection attacks, resulting in over $60, 000$ documented successful policy violations, revealing critical vulnerabilities. Utilizing this extensive data, we construct a challenging AI agent red teaming benchmark, currently achieving near $100\%$ attack success rates across all tested agents and associated policies. Our further analysis reveals high transferability and universality of successful attacks, underscoring the scale and criticality of existing AI agent vulnerabilities. We also observe minimal correlation between agent robustness and factors such as model capability, size, or inference compute budget, highlighting the necessity of substantial improvements in defense. We hope our benchmark and insights drive further research toward more secure and reliable AI agents.

ICLR Conference 2025 Conference Paper

Tamper-Resistant Safeguards for Open-Weight LLMs

Rishub Tamirisa
Bhrugu Bharathi
Long Phan
Andy Zhou
Alice Gatti
Tarun Suresh
Maxwell Lin
Justin Wang

Rapid advances in the capabilities of large language models (LLMs) have raised widespread concerns regarding their potential for malicious use. Open-weight LLMs present unique challenges, as existing safeguards lack robustness to tampering attacks that modify model weights. For example, recent works have demonstrated that refusal and unlearning safeguards can be trivially removed with a few steps of fine-tuning. These vulnerabilities necessitate new approaches for enabling the safe release of open-weight LLMs. We develop a method, called TAR, for building tamper-resistant safeguards into open-weight LLMs such that adversaries cannot remove the safeguards even after hundreds of steps of fine-tuning. In extensive evaluations and red teaming analyses, we find that our method greatly improves tamper-resistance while preserving benign capabilities. Our results demonstrate that progress on tamper-resistance is possible, opening up a promising new avenue to improve the safety and security of open-weight LLMs.

NeurIPS Conference 2025 Conference Paper

Utility Engineering: Analyzing and Controlling Emergent Value Systems in AIs

Mantas Mazeika
Xuwang Yin
Rishub Tamirisa
Jaehyuk Lim
Bruce W Lee
Richard Ren
Long Phan
Norman Mu

As AIs rapidly advance and become more agentic, the risk they pose is governed not only by their capabilities but increasingly by their propensities, including goals and values. Tracking the emergence of goals and values has proven a longstanding problem, and despite much interest over the years it remains unclear whether current AIs have meaningful values. We propose a solution to this problem, leveraging the framework of utility functions to study the internal coherence of AI preferences. Surprisingly, we find that independently-sampled preferences in current LLMs exhibit high degrees of structural coherence, and moreover that this emerges with scale. These findings suggest that value systems emerge in LLMs in a meaningful sense, a finding with broad implications. To study these emergent value systems, we propose utility engineering as a research agenda, comprising both the analysis and control of AI utilities. We uncover problematic and often shocking values in LLM assistants despite existing control measures. These include cases where AIs value themselves over humans and are anti-aligned with specific individuals. To constrain these emergent value systems, we propose methods of utility control. As a case study, we show how aligning utilities with a citizen assembly reduces political biases and generalizes to new scenarios. Whether we like it or not, value systems have already emerged in AIs, and much work remains to fully understand and control these emergent representations.

ICML Conference 2024 Conference Paper

Decoding Compressed Trust: Scrutinizing the Trustworthiness of Efficient LLMs Under Compression

Junyuan Hong
Jinhao Duan
Chenhui Zhang
Zhangheng Li
Chulin Xie
Kelsey Lieberman
James Diffenderfer
Brian R. Bartoldson

Compressing high-capability Large Language Models (LLMs) has emerged as a favored strategy for resource-efficient inferences. While state-of-the-art (SoTA) compression methods boast impressive advancements in preserving benign task performance, the potential risks of compression in terms of safety and trustworthiness have been largely neglected. This study conducts the first, thorough evaluation of three (3) leading LLMs using five (5) SoTA compression techniques across eight (8) trustworthiness dimensions. Our experiments highlight the intricate interplay between compression and trustworthiness, revealing some interesting patterns. We find that quantization is currently a more effective approach than pruning in achieving efficiency and trustworthiness simultaneously. For instance, a 4-bit quantized model retains the trustworthiness of its original counterpart, but model pruning significantly degrades trustworthiness, even at 50% sparsity. Moreover, employing quantization within a moderate bit range could unexpectedly improve certain trustworthiness dimensions such as ethics and fairness. Conversely, extreme quantization to very low bit levels (3 bits) tends to reduce trustworthiness significantly. This increased risk cannot be uncovered by looking at benign performance alone, in turn, mandating comprehensive trustworthiness evaluation in practice. These findings culminate in practical recommendations for simultaneously achieving high utility, efficiency, and trustworthiness in LLMs. Code and models are available at https: //decoding-comp-trust. github. io.

ICML Conference 2024 Conference Paper

HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusal

Mantas Mazeika
Long Phan
Xuwang Yin
Andy Zou
Zifan Wang 0001
Norman Mu
Elham Sakhaee
Nathaniel Li

Automated red teaming holds substantial promise for uncovering and mitigating the risks associated with the malicious use of large language models (LLMs), yet the field lacks a standardized evaluation framework to rigorously assess new methods. To address this issue, we introduce HarmBench, a standardized evaluation framework for automated red teaming. We identify several desirable properties previously unaccounted for in red teaming evaluations and systematically design HarmBench to meet these criteria. Using HarmBench, we conduct a large-scale comparison of 18 red teaming methods and 33 target LLMs and defenses, yielding novel insights. We also introduce a highly efficient adversarial training method that greatly enhances LLM robustness across a wide range of attacks, demonstrating how HarmBench enables codevelopment of attacks and defenses. We open source HarmBench at https: //github. com/centerforaisafety/HarmBench.

NeurIPS Conference 2024 Conference Paper

Improving Alignment and Robustness with Circuit Breakers

Andy Zou
Long Phan
Justin Wang
Derek Duenas
Maxwell Lin
Maksym Andriushchenko
Rowan Wang
Zico Kolter

AI systems can take harmful actions and are highly vulnerable to adversarial attacks. We present an approach, inspired by recent advances in representation engineering, that interrupts the models as they respond with harmful outputs with "circuit breakers. " Existing techniques aimed at improving alignment, such as refusal training, are often bypassed. Techniques such as adversarial training try to plug these holes by countering specific attacks. As an alternative to refusal training and adversarial training, circuit-breaking directly controls the representations that are responsible for harmful outputs in the first place. Our technique can be applied to both text-only and multimodal language models to prevent the generation of harmful outputs without sacrificing utility -- even in the presence of powerful unseen attacks. Notably, while adversarial robustness in standalone image recognition remains an open challenge, circuit breakers allow the larger multimodal system to reliably withstand image "hijacks" that aim to produce harmful content. Finally, we extend our approach to AI agents, demonstrating considerable reductions in the rate of harmful actions when they are under attack. Our approach represents a significant step forward in the development of reliable safeguards to harmful behavior and adversarial attacks.

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NeurIPS Conference 2024 Conference Paper

Safetywashing: Do AI Safety Benchmarks Actually Measure Safety Progress?

Richard Ren
Steven Basart
Adam Khoja
Alexander Pan
Alice Gatti
Long Phan
Xuwang Yin
Mantas Mazeika

Performance on popular ML benchmarks is highly correlated with model scale, suggesting that most benchmarks tend to measure a similar underlying factor of general model capabilities. However, substantial research effort remains devoted to designing new benchmarks, many of which claim to measure novel phenomena. In the spirit of the Bitter Lesson, we leverage spectral analysis to measure an underlying capabilities component, the direction in benchmark-performance-space which explains most variation in model performance. In an extensive analysis of existing safety benchmarks, we find that variance in model performance on many safety benchmarks is largely explained by the capabilities component. In response, we argue that safety research should prioritize metrics which are not highly correlated with scale. Our work provides a lens to analyze both novel safety benchmarks and novel safety methods, which we hope will enable future work to make differential progress on safety.

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ICML Conference 2024 Conference Paper

The WMDP Benchmark: Measuring and Reducing Malicious Use with Unlearning

Nathaniel Li
Alexander Pan
Anjali Gopal
Summer Yue
Daniel Berrios
Alice Gatti
Justin D. Li
Ann-Kathrin Dombrowski

The White House Executive Order on Artificial Intelligence highlights the risks of large language models (LLMs) empowering malicious actors in developing biological, cyber, and chemical weapons. To measure these risks, government institutions and major AI labs are developing evaluations for hazardous capabilities in LLMs. However, current evaluations are private and restricted to a narrow range of malicious use scenarios, which limits further research into reducing malicious use. To fill these gaps, we release the Weapons of Mass Destruction Proxy (WMDP) benchmark, a dataset of 3, 668 multiple-choice questions that serve as a proxy measurement of hazardous knowledge in biosecurity, cybersecurity, and chemical security. To guide progress on unlearning, we develop RMU, a state-of-the-art unlearning method based on controlling model representations. RMU reduces model performance on WMDP while maintaining general capabilities in areas such as biology and computer science, suggesting that unlearning may be a concrete path towards reducing malicious use from LLMs. We release our benchmark and code publicly at https: //wmdp. ai.

TMLR Journal 2023 Journal Article

Beyond the Imitation Game: Quantifying and extrapolating the capabilities of language models

Aarohi Srivastava
Abhinav Rastogi
Abhishek Rao
Abu Awal Md Shoeb
Abubakar Abid
Adam Fisch
Adam R. Brown
Adam Santoro

Language models demonstrate both quantitative improvement and new qualitative capabilities with increasing scale. Despite their potentially transformative impact, these new capabilities are as yet poorly characterized. In order to inform future research, prepare for disruptive new model capabilities, and ameliorate socially harmful effects, it is vital that we understand the present and near-future capabilities and limitations of language models. To address this challenge, we introduce the Beyond the Imitation Game benchmark (BIG- bench). BIG-bench currently consists of 204 tasks, contributed by 450 authors across 132 institutions. Task topics are diverse, drawing problems from linguistics, childhood develop- ment, math, common-sense reasoning, biology, physics, social bias, software development, and beyond. BIG-bench focuses on tasks that are believed to be beyond the capabilities of current language models. We evaluate the behavior of OpenAI's GPT models, Google- internal dense transformer architectures, and Switch-style sparse transformers on BIG-bench, across model sizes spanning millions to hundreds of billions of parameters. In addition, a team of human expert raters performed all tasks in order to provide a strong baseline. Findings include: model performance and calibration both improve with scale, but are poor in absolute terms (and when compared with rater performance); performance is remarkably similar across model classes, though with benefits from sparsity; tasks that improve gradually and predictably commonly involve a large knowledge or memorization component, whereas tasks that exhibit "breakthrough" behavior at a critical scale often involve multiple steps or components, or brittle metrics; social bias typically increases with scale in settings with ambiguous context, but this can be improved with prompting.

NeurIPS Conference 2023 Conference Paper

DecodingTrust: A Comprehensive Assessment of Trustworthiness in GPT Models

Boxin Wang
Weixin Chen
Hengzhi Pei
Chulin Xie
Mintong Kang
Chenhui Zhang
Chejian Xu
Zidi Xiong

Generative Pre-trained Transformer (GPT) models have exhibited exciting progress in capabilities, capturing the interest of practitioners and the public alike. Yet, while the literature on the trustworthiness of GPT models remains limited, practitioners have proposed employing capable GPT models for sensitive applications to healthcare and finance – where mistakes can be costly. To this end, this work proposes a comprehensive trustworthiness evaluation for large language models with a focus on GPT-4 and GPT-3. 5, considering diverse perspectives – including toxicity, stereotype bias, adversarial robustness, out-of-distribution robustness, robustness on adversarial demonstrations, privacy, machine ethics, and fairness. Based on our evaluations, we discover previously unpublished vulnerabilities to trustworthiness threats. For instance, we find that GPT models can be easily misled to generate toxic and biased outputs and leak private information in both training data and conversation history. We also find that although GPT-4 is usually more trustworthy than GPT-3. 5 on standard benchmarks, GPT-4 is more vulnerable given jailbreaking system or user prompts, potentially due to the reason that GPT-4 follows the (misleading) instructions more precisely. Our work illustrates a comprehensive trustworthiness evaluation of GPT models and sheds light on the trustworthiness gaps. Our benchmark is publicly available at https: //decodingtrust. github. io/.

ICML Conference 2023 Conference Paper

Do the Rewards Justify the Means? Measuring Trade-Offs Between Rewards and Ethical Behavior in the Machiavelli Benchmark

Alexander Pan
Jun Shern Chan
Andy Zou
Nathaniel Li
Steven Basart
Thomas Woodside
Hanlin Zhang 0002
Scott Emmons

Artificial agents have traditionally been trained to maximize reward, which may incentivize power-seeking and deception, analogous to how next-token prediction in language models (LMs) may incentivize toxicity. So do agents naturally learn to be Machiavellian? And how do we measure these behaviors in general-purpose models such as GPT-4? Towards answering these questions, we introduce Machiavelli, a benchmark of 134 Choose-Your-Own-Adventure games containing over half a million rich, diverse scenarios that center on social decision-making. Scenario labeling is automated with LMs, which are more performant than human annotators. We mathematize dozens of harmful behaviors and use our annotations to evaluate agents’ tendencies to be power-seeking, cause disutility, and commit ethical violations. We observe some tension between maximizing reward and behaving ethically. To improve this trade-off, we investigate LM-based methods to steer agents towards less harmful behaviors. Our results show that agents can both act competently and morally, so concrete progress can currently be made in machine ethics–designing agents that are Pareto improvements in both safety and capabilities.

TMLR Journal 2022 Journal Article

A Unified Survey on Anomaly, Novelty, Open-Set, and Out of-Distribution Detection: Solutions and Future Challenges

Mohammadreza Salehi
Hossein Mirzaei
Dan Hendrycks
Yixuan Li
Mohammad Hossein Rohban
Mohammad Sabokrou

Machine learning models often encounter samples that are diverged from the training distribution. Failure to recognize an out-of-distribution (OOD) sample, and consequently assign that sample to an in-class label, significantly compromises the reliability of a model. The problem has gained significant attention due to its importance for safety deploying models in open-world settings. Detecting OOD samples is challenging due to the intractability of modeling all possible unknown distributions. To date, several research domains tackle the problem of detecting unfamiliar samples, including anomaly detection, novelty detection, one-class learning, open set recognition, and out-of-distribution detection. Despite having similar and shared concepts, out-of-distribution, open-set, and anomaly detection have been investigated independently. Accordingly, these research avenues have not crosspollinated, creating research barriers. While some surveys intend to provide an overview of these approaches, they seem to only focus on a specific domain without examining the relationship between different domains. This survey aims to provide a cross-domain and comprehensive review of numerous eminent works in respective areas while identifying their commonalities. Researchers can benefit from the overview of research advances in different fields and develop future methodology synergistically. Furthermore, to the best of our knowledge, while there are surveys in anomaly detection or one-class learning, there is no comprehensive or up-to-date survey on out-of-distribution detection, which this survey covers extensively. Finally, having a unified cross-domain perspective, this study discusses and sheds light on future lines of research, intending to bring these fields closer together.

NeurIPS Conference 2022 Conference Paper

Forecasting Future World Events With Neural Networks

Andy Zou
Tristan Xiao
Ryan Jia
Joe Kwon
Mantas Mazeika
Richard Li
Dawn Song
Jacob Steinhardt

Forecasting future world events is a challenging but valuable task. Forecasts of climate, geopolitical conflict, pandemics and economic indicators help shape policy and decision making. In these domains, the judgment of expert humans contributes to the best forecasts. Given advances in language modeling, can these forecasts be automated? To this end, we introduce Autocast, a dataset containing thousands of forecasting questions and an accompanying news corpus. Questions are taken from forecasting tournaments, ensuring high quality, real-world importance, and diversity. The news corpus is organized by date, allowing us to precisely simulate the conditions under which humans made past forecasts (avoiding leakage from the future). Motivated by the difficulty of forecasting numbers across orders of magnitude (e. g. global cases of COVID-19 in 2022), we also curate IntervalQA, a dataset of numerical questions and metrics for calibration. We test language models on our forecasting task and find that performance is far below a human expert baseline. However, performance improves with increased model size and incorporation of relevant information from the news corpus. In sum, Autocast poses a novel challenge for large language models and improved performance could bring large practical benefits.

NeurIPS Conference 2022 Conference Paper

How Would The Viewer Feel? Estimating Wellbeing From Video Scenarios

Mantas Mazeika
Eric Tang
Andy Zou
Steven Basart
Jun Shern Chan
Dawn Song
David Forsyth
Jacob Steinhardt

In recent years, deep neural networks have demonstrated increasingly strong abilities to recognize objects and activities in videos. However, as video understanding becomes widely used in real-world applications, a key consideration is developing human-centric systems that understand not only the content of the video but also how it would affect the wellbeing and emotional state of viewers. To facilitate research in this setting, we introduce two large-scale datasets with over 60, 000 videos manually annotated for emotional response and subjective wellbeing. The Video Cognitive Empathy (VCE) dataset contains annotations for distributions of fine-grained emotional responses, allowing models to gain a detailed understanding of affective states. The Video to Valence (V2V) dataset contains annotations of relative pleasantness between videos, which enables predicting a continuous spectrum of wellbeing. In experiments, we show how video models that are primarily trained to recognize actions and find contours of objects can be repurposed to understand human preferences and the emotional content of videos. Although there is room for improvement, predicting wellbeing and emotional response is on the horizon for state-of-the-art models. We hope our datasets can help foster further advances at the intersection of commonsense video understanding and human preference learning.

NeurIPS Conference 2022 Conference Paper

OpenOOD: Benchmarking Generalized Out-of-Distribution Detection

Jingkang Yang
Pengyun Wang
Dejian Zou
Zitang Zhou
Kunyuan Ding
Wenxuan Peng
Haoqi Wang
Guangyao Chen

Out-of-distribution (OOD) detection is vital to safety-critical machine learning applications and has thus been extensively studied, with a plethora of methods developed in the literature. However, the field currently lacks a unified, strictly formulated, and comprehensive benchmark, which often results in unfair comparisons and inconclusive results. From the problem setting perspective, OOD detection is closely related to neighboring fields including anomaly detection (AD), open set recognition (OSR), and model uncertainty, since methods developed for one domain are often applicable to each other. To help the community to improve the evaluation and advance, we build a unified, well-structured codebase called OpenOOD, which implements over 30 methods developed in relevant fields and provides a comprehensive benchmark under the recently proposed generalized OOD detection framework. With a comprehensive comparison of these methods, we are gratified that the field has progressed significantly over the past few years, where both preprocessing methods and the orthogonal post-hoc methods show strong potential.

JMLR Journal 2022 Journal Article

PAC Guarantees and Effective Algorithms for Detecting Novel Categories

Si Liu
Risheek Garrepalli
Dan Hendrycks
Alan Fern
Debashis Mondal
Thomas G. Dietterich

Open category detection is the problem of detecting “alien" test instances that belong to categories or classes that were not present in the training data. In many applications, reliably detecting such aliens is central to ensuring the safety and accuracy of test set predictions. Unfortunately, there are no algorithms that provide theoretical guarantees on their ability to detect aliens under general assumptions. Further, while there are algorithms for open category detection, there are few empirical results that directly report alien detection rates. Thus, there are significant theoretical and empirical gaps in our understanding of open category detection. In this paper, we take a step toward addressing this gap by studying a simple, but practically-relevant variant of open category detection. In our setting, we are provided with a “clean" training set that contains only the target categories of interest and an unlabeled “contaminated” training set that contains a fraction $\alpha$ of alien examples. Under the assumption that we know an upper bound on $\alpha$, we develop an algorithm that gives PAC-style guarantees on the alien detection rate, while aiming to minimize false alarms. Given an overall budget on the amount of training data, we also derive the optimal allocation of samples between the mixture and the clean data sets. Experiments on synthetic and standard benchmark datasets evaluate the regimes in which the algorithm can be effective and provide a baseline for further advancements. In addition, for the situation when an upper bound for $\alpha$ is not available, we employ nine different anomaly proportion estimators, and run experiments on both synthetic and standard benchmark data sets to compare their performance. [abs] [ pdf ][ bib ] [ code ] &copy JMLR 2022. ( edit, beta )

ICML Conference 2022 Conference Paper

Scaling Out-of-Distribution Detection for Real-World Settings

Dan Hendrycks
Steven Basart
Mantas Mazeika
Andy Zou
Joseph Kwon
Mohammadreza Mostajabi
Jacob Steinhardt
Dawn Song

Detecting out-of-distribution examples is important for safety-critical machine learning applications such as detecting novel biological phenomena and self-driving cars. However, existing research mainly focuses on simple small-scale settings. To set the stage for more realistic out-of-distribution detection, we depart from small-scale settings and explore large-scale multiclass and multi-label settings with high-resolution images and thousands of classes. To make future work in real-world settings possible, we create new benchmarks for three large-scale settings. To test ImageNet multiclass anomaly detectors, we introduce the Species dataset containing over 700, 000 images and over a thousand anomalous species. We leverage ImageNet-21K to evaluate PASCAL VOC and COCO multilabel anomaly detectors. Third, we introduce a new benchmark for anomaly segmentation by introducing a segmentation benchmark with road anomalies. We conduct extensive experiments in these more realistic settings for out-of-distribution detection and find that a surprisingly simple detector based on the maximum logit outperforms prior methods in all the large-scale multi-class, multi-label, and segmentation tasks, establishing a simple new baseline for future work.

ICLR Conference 2021 Conference Paper

Aligning AI With Shared Human Values

Dan Hendrycks
Collin Burns
Steven Basart
Andrew Critch
Jerry Li 0001
Dawn Song
Jacob Steinhardt

We show how to assess a language model's knowledge of basic concepts of morality. We introduce the ETHICS dataset, a new benchmark that spans concepts in justice, well-being, duties, virtues, and commonsense morality. Models predict widespread moral judgments about diverse text scenarios. This requires connecting physical and social world knowledge to value judgements, a capability that may enable us to steer chatbot outputs or eventually regularize open-ended reinforcement learning agents. With the ETHICS dataset, we find that current language models have a promising but incomplete ability to predict basic human ethical judgements. Our work shows that progress can be made on machine ethics today, and it provides a steppingstone toward AI that is aligned with human values.

NeurIPS Conference 2021 Conference Paper

CUAD: An Expert-Annotated NLP Dataset for Legal Contract Review

Dan Hendrycks
Collin Burns
Anya Chen
Spencer Ball

Many specialized domains remain untouched by deep learning, as large labeled datasets require expensive expert annotators. We address this bottleneck within the legal domain by introducing the Contract Understanding Atticus Dataset (CUAD), a new dataset for legal contract review. CUAD was created with dozens of legal experts from The Atticus Project and consists of over 13, 000 annotations. The task is to highlight salient portions of a contract that are important for a human to review. We find that Transformer models have nascent performance, but that this performance is strongly influenced by model design and training dataset size. Despite these promising results, there is still substantial room for improvement. As one of the only large, specialized NLP benchmarks annotated by experts, CUAD can serve as a challenging research benchmark for the broader NLP community.

NeurIPS Conference 2021 Conference Paper

Measuring Coding Challenge Competence With APPS

Dan Hendrycks
Steven Basart
Saurav Kadavath
Mantas Mazeika
Akul Arora
Ethan Guo
Collin Burns
Samir Puranik

While programming is one of the most broadly applicable skills in modern society, it is unclear how well state-of-the-art machine learning models can write code. Despite its importance, there has been surprisingly little work on evaluating code generation, and it can be difficult to assess code generation performance in an accurate and rigorous manner. To meet this challenge, we introduce APPS, a benchmark for code generation. Unlike prior work in more restricted settings, our benchmark measures the ability of models to take an arbitrary natural language specification and generate satisfactory Python code. Similar to how companies assess candidate software developers, we evaluate models by checking their generated code on test cases. Our benchmark includes 10, 000 problems, which range from having simple one-line solutions to being substantial algorithmic challenges. We fine-tune large language models on both GitHub and our training set, and we find that the prevalence of syntax errors is decreasing exponentially as models improve. Recent models such as GPT-Neo can pass approximately 20% of the test cases of introductory problems, so we find that machine learning models are now beginning to learn how to code. As the social significance of automatic code generation increases over the coming years, our benchmark can provide an objective measure for tracking advancements.

ICLR Conference 2021 Conference Paper

Measuring Massive Multitask Language Understanding

Dan Hendrycks
Collin Burns
Steven Basart
Andy Zou
Mantas Mazeika
Dawn Song
Jacob Steinhardt

We propose a new test to measure a text model's multitask accuracy. The test covers 57 tasks including elementary mathematics, US history, computer science, law, and more. To attain high accuracy on this test, models must possess extensive world knowledge and problem solving ability. We find that while most recent models have near random-chance accuracy, the very largest GPT-3 model improves over random chance by almost 20 percentage points on average. However, on every one of the 57 tasks, the best models still need substantial improvements before they can reach expert-level accuracy. Models also have lopsided performance and frequently do not know when they are wrong. Worse, they still have near-random accuracy on some socially important subjects such as morality and law. By comprehensively evaluating the breadth and depth of a model's academic and professional understanding, our test can be used to analyze models across many tasks and to identify important shortcomings.

NeurIPS Conference 2021 Conference Paper

Measuring Mathematical Problem Solving With the MATH Dataset

Dan Hendrycks
Collin Burns
Saurav Kadavath
Akul Arora
Steven Basart
Eric Tang
Dawn Song
Jacob Steinhardt

Many intellectual endeavors require mathematical problem solving, but this skill remains beyond the capabilities of computers. To measure this ability in machine learning models, we introduce MATH, a new dataset of 12, 500 challenging competition mathematics problems. Each problem in MATH has a full step-by-step solution which can be used to teach models to generate answer derivations and explanations. To facilitate future research and increase accuracy on MATH, we also contribute a large auxiliary pretraining dataset which helps teach models the fundamentals of mathematics. Even though we are able to increase accuracy on MATH, our results show that accuracy remains relatively low, even with enormous Transformer models. Moreover, we find that simply increasing budgets and model parameter counts will be impractical for achieving strong mathematical reasoning if scaling trends continue. While scaling Transformers is automatically solving most other text-based tasks, scaling is not currently solving MATH. To have more traction on mathematical problem solving we will likely need new algorithmic advancements from the broader research community.

NeurIPS Conference 2021 Conference Paper

What Would Jiminy Cricket Do? Towards Agents That Behave Morally

Dan Hendrycks
Mantas Mazeika
Andy Zou
Sahil Patel
Christine Zhu
Jesus Navarro
Dawn Song
Bo Li

When making everyday decisions, people are guided by their conscience, an internal sense of right and wrong, to behave morally. By contrast, artificial agents may behave immorally when trained on environments that ignore moral concerns, such as violent video games. With the advent of generally capable agents that pretrain on many environments, mitigating inherited biases towards immoral behavior will become necessary. However, prior work on aligning agents with human values and morals focuses on small-scale settings lacking in semantic complexity. To enable research in larger, more realistic settings, we introduce Jiminy Cricket, an environment suite of 25 text-based adventure games with thousands of semantically rich, morally salient scenarios. Via dense annotations for every possible action, Jiminy Cricket environments robustly evaluate whether agents can act morally while maximizing reward. To improve moral behavior, we leverage language models with commonsense moral knowledge and develop strategies to mediate this knowledge into actions. In extensive experiments, we find that our artificial conscience approach can steer agents towards moral behavior without sacrificing performance.

ICLR Conference 2020 Conference Paper

AugMix: A Simple Data Processing Method to Improve Robustness and Uncertainty

Dan Hendrycks
Norman Mu
Ekin Dogus Cubuk
Barret Zoph
Justin Gilmer
Balaji Lakshminarayanan

Modern deep neural networks can achieve high accuracy when the training distribution and test distribution are identically distributed, but this assumption is frequently violated in practice. When the train and test distributions are mismatched, accuracy can plummet. Currently there are few techniques that improve robustness to unforeseen data shifts encountered during deployment. In this work, we propose a technique to improve the robustness and uncertainty estimates of image classifiers. We propose AugMix, a data processing technique that is simple to implement, adds limited computational overhead, and helps models withstand unforeseen corruptions. AugMix significantly improves robustness and uncertainty measures on challenging image classification benchmarks, closing the gap between previous methods and the best possible performance in some cases by more than half.

ICML Conference 2019 Conference Paper

Using Pre-Training Can Improve Model Robustness and Uncertainty

Dan Hendrycks
Kimin Lee
Mantas Mazeika

He et al. (2018) have called into question the utility of pre-training by showing that training from scratch can often yield similar performance to pre-training. We show that although pre-training may not improve performance on traditional classification metrics, it improves model robustness and uncertainty estimates. Through extensive experiments on label corruption, class imbalance, adversarial examples, out-of-distribution detection, and confidence calibration, we demonstrate large gains from pre-training and complementary effects with task-specific methods. We show approximately a 10% absolute improvement over the previous state-of-the-art in adversarial robustness. In some cases, using pre-training without task-specific methods also surpasses the state-of-the-art, highlighting the need for pre-training when evaluating future methods on robustness and uncertainty tasks.

NeurIPS Conference 2019 Conference Paper

Using Self-Supervised Learning Can Improve Model Robustness and Uncertainty

Dan Hendrycks
Mantas Mazeika
Saurav Kadavath
Dawn Song

Self-supervision provides effective representations for downstream tasks without requiring labels. However, existing approaches lag behind fully supervised training and are often not thought beneficial beyond obviating or reducing the need for annotations. We find that self-supervision can benefit robustness in a variety of ways, including robustness to adversarial examples, label corruption, and common input corruptions. Additionally, self-supervision greatly benefits out-of-distribution detection on difficult, near-distribution outliers, so much so that it exceeds the performance of fully supervised methods. These results demonstrate the promise of self-supervision for improving robustness and uncertainty estimation and establish these tasks as new axes of evaluation for future self-supervised learning research.

ICML Conference 2018 Conference Paper

Open Category Detection with PAC Guarantees

Si Liu
Risheek Garrepalli
Thomas G. Dietterich
Alan Fern
Dan Hendrycks

Open category detection is the problem of detecting "alien" test instances that belong to categories or classes that were not present in the training data. In many applications, reliably detecting such aliens is central to ensuring the safety and accuracy of test set predictions. Unfortunately, there are no algorithms that provide theoretical guarantees on their ability to detect aliens under general assumptions. Further, while there are algorithms for open category detection, there are few empirical results that directly report alien detection rates. Thus, there are significant theoretical and empirical gaps in our understanding of open category detection. In this paper, we take a step toward addressing this gap by studying a simple, but practically-relevant variant of open category detection. In our setting, we are provided with a "clean" training set that contains only the target categories of interest and an unlabeled "contaminated” training set that contains a fraction alpha of alien examples. Under the assumption that we know an upper bound on alpha we develop an algorithm with PAC-style guarantees on the alien detection rate, while aiming to minimize false alarms. Empirical results on synthetic and standard benchmark datasets demonstrate the regimes in which the algorithm can be effective and provide a baseline for further advancements.

NeurIPS Conference 2018 Conference Paper

Using Trusted Data to Train Deep Networks on Labels Corrupted by Severe Noise

Dan Hendrycks
Mantas Mazeika
Duncan Wilson
Kevin Gimpel

The growing importance of massive datasets with the advent of deep learning makes robustness to label noise a critical property for classifiers to have. Sources of label noise include automatic labeling for large datasets, non-expert labeling, and label corruption by data poisoning adversaries. In the latter case, corruptions may be arbitrarily bad, even so bad that a classifier predicts the wrong labels with high confidence. To protect against such sources of noise, we leverage the fact that a small set of clean labels is often easy to procure. We demonstrate that robustness to label noise up to severe strengths can be achieved by using a set of trusted data with clean labels, and propose a loss correction that utilizes trusted examples in a data-efficient manner to mitigate the effects of label noise on deep neural network classifiers. Across vision and natural language processing tasks, we experiment with various label noises at several strengths, and show that our method significantly outperforms existing methods.