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Chulin Xie

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12 papers

2 author rows

TMLR Journal 2026 Journal Article

Adaptive Online Mirror Descent for Tchebycheff Scalarization in Multi-Objective Learning

Meitong Liu
Xiaoyuan Zhang
Chulin Xie
Kate Donahue
Han Zhao

Multi-objective learning (MOL) aims to learn under multiple potentially conflicting objectives and strike a proper balance. While recent preference-guided MOL methods often rely on additional optimization objectives or constraints, we consider the classic Tchebycheff scalarization (TCH) that naturally allows for locating solutions with user-specified trade-offs. Due to its minimax formulation, directly optimizing TCH often leads to training oscillation and stagnation. In light of this limitation, we propose an adaptive online mirror descent algorithm for TCH, called (Ada)OMD-TCH. One of our main ingredients is an adaptive online-to-batch conversion that significantly improves solution optimality over traditional conversion in practice while maintaining the same theoretical convergence guarantees. We show that (Ada)OMD-TCH achieves a convergence rate of $\mathcal O(\sqrt{\log m/T})$, where $m$ is the number of objectives and $T$ is the number of rounds, providing a tighter dependency on $m$ in the offline setting compared to existing work. Empirically, we demonstrate on both synthetic problems and federated learning tasks that (Ada)OMD-TCH effectively smooths the training process and yields preference-guided, specific, diverse, and fair solutions.

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ICML Conference 2025 Conference Paper

GuardAgent: Safeguard LLM Agents via Knowledge-Enabled Reasoning

Zhen Xiang
Linzhi Zheng
Yanjie Li
Junyuan Hong
Qinbin Li
Han Xie
Jiawei Zhang 0013
Zidi Xiong

The rapid advancement of large language model (LLM) agents has raised new concerns regarding their safety and security. In this paper, we propose GuardAgent, the first guardrail agent to protect target agents by dynamically checking whether their actions satisfy given safety guard requests. Specifically, GuardAgent first analyzes the safety guard requests to generate a task plan, and then maps this plan into guardrail code for execution. By performing the code execution, GuardAgent can deterministically follow the safety guard request and safeguard target agents. In both steps, an LLM is utilized as the reasoning component, supplemented by in-context demonstrations retrieved from a memory module storing experiences from previous tasks. In addition, we propose two novel benchmarks: EICU-AC benchmark to assess the access control for healthcare agents and Mind2Web-SC benchmark to evaluate the safety policies for web agents. We show that GuardAgent effectively moderates the violation actions for different types of agents on these two benchmarks with over 98% and 83% guardrail accuracies, respectively. Project page: https: //guardagent. github. io/

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ICLR Conference 2025 Conference Paper

MMDT: Decoding the Trustworthiness and Safety of Multimodal Foundation Models

Chejian Xu
Jiawei Zhang 0013
Zhaorun Chen
Chulin Xie
Mintong Kang
Yujin Potter
Zhun Wang
Zhuowen Yuan

Multimodal foundation models (MMFMs) play a crucial role in various applications, including autonomous driving, healthcare, and virtual assistants. However, several studies have revealed vulnerabilities in these models, such as generating unsafe content by text-to-image models. Existing benchmarks on multimodal models either predominantly assess the helpfulness of these models, or only focus on limited perspectives such as fairness and privacy. In this paper, we present the first unified platform, MMDT (Multimodal DecodingTrust), designed to provide a comprehensive safety and trustworthiness evaluation for MMFMs. Our platform assesses models from multiple perspectives, including safety, hallucination, fairness/bias, privacy, adversarial robustness, and out-of-distribution (OOD) generalization. We have designed various evaluation scenarios and red teaming algorithms under different tasks for each perspective to generate challenging data, forming a high-quality benchmark. We evaluate a range of multimodal models using MMDT, and our findings reveal a series of vulnerabilities and areas for improvement across these perspectives. This work introduces the first comprehensive and unique safety and trustworthiness evaluation platform for MMFMs, paving the way for developing safer and more reliable MMFMs and systems. Our platform and benchmark are available at https://mmdecodingtrust.github.io/.

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ICML Conference 2024 Conference Paper

Decoding Compressed Trust: Scrutinizing the Trustworthiness of Efficient LLMs Under Compression

Junyuan Hong
Jinhao Duan
Chenhui Zhang
Zhangheng Li
Chulin Xie
Kelsey Lieberman
James Diffenderfer
Brian R. Bartoldson

Compressing high-capability Large Language Models (LLMs) has emerged as a favored strategy for resource-efficient inferences. While state-of-the-art (SoTA) compression methods boast impressive advancements in preserving benign task performance, the potential risks of compression in terms of safety and trustworthiness have been largely neglected. This study conducts the first, thorough evaluation of three (3) leading LLMs using five (5) SoTA compression techniques across eight (8) trustworthiness dimensions. Our experiments highlight the intricate interplay between compression and trustworthiness, revealing some interesting patterns. We find that quantization is currently a more effective approach than pruning in achieving efficiency and trustworthiness simultaneously. For instance, a 4-bit quantized model retains the trustworthiness of its original counterpart, but model pruning significantly degrades trustworthiness, even at 50% sparsity. Moreover, employing quantization within a moderate bit range could unexpectedly improve certain trustworthiness dimensions such as ethics and fairness. Conversely, extreme quantization to very low bit levels (3 bits) tends to reduce trustworthiness significantly. This increased risk cannot be uncovered by looking at benign performance alone, in turn, mandating comprehensive trustworthiness evaluation in practice. These findings culminate in practical recommendations for simultaneously achieving high utility, efficiency, and trustworthiness in LLMs. Code and models are available at https: //decoding-comp-trust. github. io.

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ICML Conference 2024 Conference Paper

Differentially Private Synthetic Data via Foundation Model APIs 2: Text

Chulin Xie
Zinan Lin 0001
Arturs Backurs
Sivakanth Gopi
Da Yu
Huseyin A. Inan
Harsha Nori
Haotian Jiang

Text data has become extremely valuable due to the emergence of machine learning algorithms that learn from it. A lot of high-quality text data generated in the real world is private and therefore cannot be shared or used freely due to privacy concerns. Generating synthetic replicas of private text data with a formal privacy guarantee, i. e. , differential privacy (DP), offers a promising and scalable solution. However, existing methods necessitate DP finetuning of large language models (LLMs) on private data to generate DP synthetic data. This approach is not viable for proprietary LLMs (e. g. , GPT-3. 5) and also demands considerable computational resources for open-source LLMs. Lin et al. (2024) recently introduced the Private Evolution (PE) algorithm to generate DP synthetic images with only API access to diffusion models. In this work, we propose an augmented PE algorithm, named Aug-PE, that applies to the complex setting of text. We use API access to an LLM and generate DP synthetic text without any model training. We conduct comprehensive experiments on three benchmark datasets. Our results demonstrate that Aug-PE produces DP synthetic text that yields competitive utility with the SOTA DP finetuning baselines. This underscores the feasibility of relying solely on API access of LLMs to produce high-quality DP synthetic texts, thereby facilitating more accessible routes to privacy-preserving LLM applications.

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ICLR Conference 2024 Conference Paper

Effective and Efficient Federated Tree Learning on Hybrid Data

Qinbin Li
Chulin Xie
Xiaojun Xu
Xiaoyuan Liu
Ce Zhang 0001
Bo Li 0026
Bingsheng He
Dawn Song

Federated learning has emerged as a promising distributed learning paradigm that facilitates collaborative learning among multiple parties without transferring raw data. However, most existing federated learning studies focus on either horizontal or vertical data settings, where the data of different parties are assumed to be from the same feature or sample space. In practice, a common scenario is the hybrid data setting, where data from different parties may differ both in the features and samples. To address this, we propose HybridTree, a novel federated learning approach that enables federated tree learning on hybrid data. We observe the existence of consistent split rules in trees. With the help of these split rules, we theoretically show that the knowledge of parties can be incorporated into the lower layers of a tree. Based on our theoretical analysis, we propose a layer-level solution that does not need frequent communication traffic to train a tree. Our experiments demonstrate that HybridTree can achieve comparable accuracy to the centralized setting with low computational and communication overhead. HybridTree can achieve up to 8 times speedup compared with the other baselines.

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NeurIPS Conference 2024 Conference Paper

RedCode: Risky Code Execution and Generation Benchmark for Code Agents

Chengquan Guo
Xun Liu
Chulin Xie
Andy Zhou
Yi Zeng
Zinan Lin
Dawn Song
Bo Li

With the rapidly increasing capabilities and adoption of code agents for AI-assisted coding and software development, safety and security concerns, such as generating or executing malicious code, have become significant barriers to the real-world deployment of these agents. To provide comprehensive and practical evaluations on the safety of code agents, we propose RedCode, an evaluation platform with benchmarks grounded in four key principles: real interaction with systems, holistic evaluation of unsafe code generation and execution, diverse input formats, and high-quality safety scenarios and tests. RedCode consists of two parts to evaluate agents’ safety in unsafe code execution and generation: (1) RedCode-Exec provides challenging code prompts in Python as inputs, aiming to evaluate code agents’ ability to recognize and handle unsafe code. We then map the Python code to other programming languages (e. g. , Bash) and natural text summaries or descriptions for evaluation, leading to a total of over 4, 000 testing instances. We provide 25 types of critical vulnerabilities spanning various domains, such as websites, file systems, and operating systems. We provide a Docker sandbox environment to evaluate the execution capabilities of code agents and design corresponding evaluation metrics to assess their execution results. (2) RedCode-Gen provides 160 prompts with function signatures and docstrings as input to assess whether code agents will follow instructions to generate harmful code or software. Our empirical findings, derived from evaluating three agent frameworks based on 19 LLMs, provide insights into code agents’ vulnerabilities. For instance, evaluations on RedCode-Exec show that agents are more likely to reject executing unsafe operations on the operating system, but are less likely to reject executing technically buggy code, indicating high risks. Unsafe operations described in natural text lead to a lower rejection rate than those in code format. Additionally, evaluations on RedCode-Gen reveal that more capable base models and agents with stronger overall coding abilities, such as GPT4, tend to produce more sophisticated and effective harmful software. Our findings highlight the need for stringent safety evaluations for diverse code agents. Our dataset and code are publicly available at https: //github. com/AI-secure/RedCode.

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ICLR Conference 2024 Conference Paper

Ring-A-Bell! How Reliable are Concept Removal Methods For Diffusion Models?

Yu-Lin Tsai
Chia-Yi Hsu
Chulin Xie
Chih-Hsun Lin
Jia-You Chen 0001
Bo Li 0026
Pin-Yu Chen
Chia-Mu Yu

Diffusion models for text-to-image (T2I) synthesis, such as Stable Diffusion (SD), have recently demonstrated exceptional capabilities for generating high-quality content. However, this progress has raised several concerns of potential misuse, particularly in creating copyrighted, prohibited, and restricted content, or NSFW (not safe for work) images. While efforts have been made to mitigate such problems, either by implementing a safety filter at the evaluation stage or by fine-tuning models to eliminate undesirable concepts or styles, the effectiveness of these safety measures in dealing with a wide range of prompts remains largely unexplored. In this work, we aim to investigate these safety mechanisms by proposing one novel concept retrieval algorithm for evaluation. We introduce Ring-A-Bell, a model-agnostic red-teaming scheme for T2I diffusion models, where the whole evaluation can be prepared in advance without prior knowledge of the target model. Specifically, Ring-A-Bell first performs concept extraction to obtain holistic representations for sensitive and inappropriate concepts. Subsequently, by leveraging the extracted concept, Ring-A-Bell automatically identifies problematic prompts for diffusion models with the corresponding generation of inappropriate content, allowing the user to assess the reliability of deployed safety mechanisms. Finally, we empirically validate our method by testing online services such as Midjourney and various methods of concept removal. Our results show that Ring-A-Bell, by manipulating safe prompting benchmarks, can transform prompts that were originally regarded as safe to evade existing safety mechanisms, thus revealing the defects of the so-called safety mechanisms which could practically lead to the generation of harmful contents. In essence, Ring-A-Bell could serve as a red-teaming tool to understand the limitations of deployed safety mechanisms and to explore the risk under plausible attacks. Our codes are available at https://github.com/chiayi-hsu/Ring-A-Bell.

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NeurIPS Conference 2023 Conference Paper

DecodingTrust: A Comprehensive Assessment of Trustworthiness in GPT Models

Boxin Wang
Weixin Chen
Hengzhi Pei
Chulin Xie
Mintong Kang
Chenhui Zhang
Chejian Xu
Zidi Xiong

Generative Pre-trained Transformer (GPT) models have exhibited exciting progress in capabilities, capturing the interest of practitioners and the public alike. Yet, while the literature on the trustworthiness of GPT models remains limited, practitioners have proposed employing capable GPT models for sensitive applications to healthcare and finance – where mistakes can be costly. To this end, this work proposes a comprehensive trustworthiness evaluation for large language models with a focus on GPT-4 and GPT-3. 5, considering diverse perspectives – including toxicity, stereotype bias, adversarial robustness, out-of-distribution robustness, robustness on adversarial demonstrations, privacy, machine ethics, and fairness. Based on our evaluations, we discover previously unpublished vulnerabilities to trustworthiness threats. For instance, we find that GPT models can be easily misled to generate toxic and biased outputs and leak private information in both training data and conversation history. We also find that although GPT-4 is usually more trustworthy than GPT-3. 5 on standard benchmarks, GPT-4 is more vulnerable given jailbreaking system or user prompts, potentially due to the reason that GPT-4 follows the (misleading) instructions more precisely. Our work illustrates a comprehensive trustworthiness evaluation of GPT models and sheds light on the trustworthiness gaps. Our benchmark is publicly available at https: //decodingtrust. github. io/.

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NeurIPS Conference 2022 Conference Paper

CoPur: Certifiably Robust Collaborative Inference via Feature Purification

Jing Liu
Chulin Xie
Sanmi Koyejo
Bo Li

Collaborative inference leverages diverse features provided by different agents (e. g. , sensors) for more accurate inference. A common setup is where each agent sends its embedded features instead of the raw data to the Fusion Center (FC) for joint prediction. In this setting, we consider the inference-time attacks when a small fraction of agents are compromised. The compromised agent either does not send embedded features to the FC, or sends arbitrarily embedded features. To address this, we propose a certifiably robust COllaborative inference framework via feature PURification (CoPur), by leveraging the block-sparse nature of adversarial perturbations on the feature vector, as well as exploring the underlying redundancy across the embedded features (by assuming the overall features lie on an underlying lower dimensional manifold). We theoretically show that the proposed feature purification method can robustly recover the true feature vector, despite adversarial corruptions and/or incomplete observations. We also propose and test an untargeted distributed feature-flipping attack, which is agnostic to the model, training data, label, as well as the features held by other agents, and is shown to be effective in attacking state-of-the-art defenses. Experiments on ExtraSensory and NUS-WIDE datasets show that CoPur significantly outperforms existing defenses in terms of robustness against targeted and untargeted adversarial attacks.

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ICML Conference 2021 Conference Paper

CRFL: Certifiably Robust Federated Learning against Backdoor Attacks

Chulin Xie
Minghao Chen 0001
Pin-Yu Chen
Bo Li 0026

Federated Learning (FL) as a distributed learning paradigm that aggregates information from diverse clients to train a shared global model, has demonstrated great success. However, malicious clients can perform poisoning attacks and model replacement to introduce backdoors into the trained global model. Although there have been intensive studies designing robust aggregation methods and empirical robust federated training protocols against backdoors, existing approaches lack robustness certification. This paper provides the first general framework, Certifiably Robust Federated Learning (CRFL), to train certifiably robust FL models against backdoors. Our method exploits clipping and smoothing on model parameters to control the global model smoothness, which yields a sample-wise robustness certification on backdoors with limited magnitude. Our certification also specifies the relation to federated learning parameters, such as poisoning ratio on instance level, number of attackers, and training iterations. Practically, we conduct comprehensive experiments across a range of federated datasets, and provide the first benchmark for certified robustness against backdoor attacks in federated learning. Our code is publicaly available at https: //github. com/AI-secure/CRFL.

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ICLR Conference 2020 Conference Paper

DBA: Distributed Backdoor Attacks against Federated Learning

Chulin Xie
Keli Huang
Pin-Yu Chen
Bo Li 0026

Backdoor attacks aim to manipulate a subset of training data by injecting adversarial triggers such that machine learning models trained on the tampered dataset will make arbitrarily (targeted) incorrect prediction on the testset with the same trigger embedded. While federated learning (FL) is capable of aggregating information provided by different parties for training a better model, its distributed learning methodology and inherently heterogeneous data distribution across parties may bring new vulnerabilities. In addition to recent centralized backdoor attacks on FL where each party embeds the same global trigger during training, we propose the distributed backdoor attack (DBA) --- a novel threat assessment framework developed by fully exploiting the distributed nature of FL. DBA decomposes a global trigger pattern into separate local patterns and embed them into the training set of different adversarial parties respectively. Compared to standard centralized backdoors, we show that DBA is substantially more persistent and stealthy against FL on diverse datasets such as finance and image data. We conduct extensive experiments to show that the attack success rate of DBA is significantly higher than centralized backdoors under different settings. Moreover, we find that distributed attacks are indeed more insidious, as DBA can evade two state-of-the-art robust FL algorithms against centralized backdoors. We also provide explanations for the effectiveness of DBA via feature visual interpretation and feature importance ranking. To further explore the properties of DBA, we test the attack performance by varying different trigger factors, including local trigger variations (size, gap, and location), scaling factor in FL, data distribution, and poison ratio and interval. Our proposed DBA and thorough evaluation results shed lights on characterizing the robustness of FL.

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