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Bo Dai

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65

TMLR Journal 2026 Journal Article

Beyond Expectations: Learning with Stochastic Dominance Made Practical

  • Shicong Cen
  • Jincheng Mei
  • Hanjun Dai
  • Dale Schuurmans
  • Yuejie Chi
  • Bo Dai

Stochastic dominance serves as a general framework for modeling a broad spectrum of decision preferences under uncertainty, with risk aversion as one notable example, as it naturally captures the intrinsic structure of the underlying uncertainty, in contrast to simply resorting to the expectations. Despite theoretically appealing, the application of stochastic dominance in machine learning has been scarce, due to the following challenges: i), the original concept of stochastic dominance only provides a partial order, therefore, is not amenable to serve as a general optimality criterion; and ii), an efficient computational recipe remains lacking due to the continuum nature of evaluating stochastic dominance. In this work, we make the first attempt towards establishing a general framework of learning with stochastic dominance. We first generalize the stochastic dominance concept to enable feasible comparisons between any arbitrary pair of random variables. We next develop a simple and computationally efficient approach for finding the optimal solution in terms of stochastic dominance, which can be seamlessly plugged into many learning tasks. Numerical experiments demonstrate that the proposed method achieves comparable performance as standard risk-neutral strategies and obtains better trade-offs against risk across a variety of applications including supervised learning, reinforcement learning, and portfolio optimization.

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AAAI Conference 2026 Conference Paper

Reasoning with Exploration: An Entropy Perspective

  • Daixuan Cheng
  • Shaohan Huang
  • Xuekai Zhu
  • Bo Dai
  • Xin Zhao
  • Zhenliang Zhang
  • Furu Wei

Balancing exploration and exploitation is a central goal in reinforcement learning (RL). Despite recent advances in enhancing language model (LM) reasoning, most methods lean toward exploitation, and increasingly encounter performance plateaus. In this work, we revisit entropy -- a signal of exploration in RL -- and examine its relationship to exploratory reasoning in LMs. Through empirical analysis, we uncover positive correlations between high-entropy regions and three types of exploratory reasoning actions: (1) pivotal tokens that determine or connect logical steps, (2) reflective actions such as self-verification and correction, and (3) rare behaviors under-explored by the base LMs. Motivated by this, we introduce a minimal modification to standard RL with only one line of code: augmenting the advantage function with an entropy-based term. Unlike traditional maximum-entropy methods which encourage exploration by promoting uncertainty, we encourage exploration by promoting deeper and longer reasoning chains. Notably, our method achieves significant gains on the Pass@K metric -- an upper-bound estimator of LM reasoning capabilities -- even when evaluated with extremely large K values, pushing the boundaries of LM reasoning.

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NeurIPS Conference 2025 Conference Paper

AmorLIP: Efficient Language-Image Pretraining via Amortization

  • Haotian Sun
  • Yitong Li
  • Yuchen Zhuang
  • Niao He
  • Hanjun Dai
  • Bo Dai

Contrastive Language-Image Pretraining (CLIP) has demonstrated strong zero-shot performance across diverse downstream text-image tasks. Existing CLIP methods typically optimize a contrastive objective using negative samples drawn from each minibatch. To achieve robust representation learning, these methods require extremely large batch sizes and escalate computational demands to hundreds or even thousands of GPUs. Prior approaches to mitigate this issue often compromise downstream performance, prolong training duration, or face scalability challenges with very large datasets. To overcome these limitations, we propose AmorLIP, an efficient CLIP pretraining framework that amortizes expensive computations involved in contrastive learning through lightweight neural networks, which substantially improves training efficiency and performance. Leveraging insights from a spectral factorization of energy-based models, we introduce novel amortization objectives along with practical techniques to improve training stability. Extensive experiments across 38 downstream tasks demonstrate the superior zero-shot classification and retrieval capabilities of AmorLIP, consistently outperforming standard CLIP baselines with substantial relative improvements of up to 12. 24%.

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NeurIPS Conference 2025 Conference Paper

An Analysis of Causal Effect Estimation using Outcome Invariant Data Augmentation

  • Uzair Akbar
  • Niki Kilbertus
  • Hao Shen
  • Krikamol Muandet
  • Bo Dai

The technique of data augmentation (DA) is often used in machine learning for regularization purposes to better generalize under i. i. d. settings. In this work, we present a unifying framework with topics in causal inference to make a case for the use of DA beyond just the i. i. d. setting, but for generalization across interventions as well. Specifically, we argue that when the outcome generating mechanism is invariant to our choice of DA, then such augmentations can effectively be thought of as interventions on the treatment generating mechanism itself. This can potentially help to reduce bias in causal effect estimation arising from hidden confounders. In the presence of such unobserved confounding we typically make use of instrumental variables (IVs)—sources of treatment randomization that are conditionally independent of the outcome. However, IVs may not be as readily available as DA for many applications, which is the main motivation behind this work. By appropriately regularizing IV based estimators, we introduce the concept of IV-like (IVL) regression for mitigating confounding bias and improving predictive performance across interventions even when certain IV properties are relaxed. Finally, we cast parameterized DA as an IVL regression problem and show that when used in composition can simulate a worst-case application of such DA, further improving performance on causal estimation and generalization tasks beyond what simple DA may offer. This is shown both theoretically for the population case and via simulation experiments for the finite sample case using a simple linear example. We also present real data experiments to support our case.

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NeurIPS Conference 2025 Conference Paper

Direct Numerical Layout Generation for 3D Indoor Scene Synthesis via Spatial Reasoning

  • Xingjian Ran
  • Yixuan Li
  • Linning Xu
  • Mulin Yu
  • Bo Dai

Realistic 3D indoor scene synthesis is vital for embodied AI and digital content creation. It can be naturally divided into two subtasks: object generation and layout generation. While recent generative models have significantly advanced object-level quality and controllability, layout generation remains challenging due to limited datasets. Existing methods either overfit to these datasets or rely on predefined constraints to optimize numerical layout that sacrifice flexibility. As a result, they fail to generate scenes that are both open-vocabulary and aligned with fine-grained user instructions. We introduce DirectLayout, a framework that directly generates numerical 3D layouts from text descriptions using generalizable spatial reasoning of large language models (LLMs). DirectLayout decomposes the generation into three stages: producing a Bird's-Eye View (BEV) layout, lifting it into 3D space, and refining object placements. To enable explicit spatial reasoning and help the model grasp basic principles of object placement, we employ Chain-of-Thought (CoT) Activation based on the 3D-Front dataset. Additionally, we design CoT-Grounded Generative Layout Reward to enhance generalization and spatial planning. During inference, DirectLayout addresses asset-layout mismatches via Iterative Asset-Layout Alignment through in-context learning. Extensive experiments demonstrate that DirectLayout achieves impressive semantic consistency, generalization and physical plausibility.

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NeurIPS Conference 2025 Conference Paper

Exploration from a Primal-Dual Lens: Value-Incentivized Actor-Critic Methods for Sample-Efficient Online RL

  • Tong Yang
  • Bo Dai
  • Lin Xiao
  • Yuejie Chi

Online reinforcement learning (RL) with complex function approximations such as transformers and deep neural networks plays a significant role in the modern practice of artificial intelligence. Despite its popularity and importance, balancing the fundamental trade-off between exploration and exploitation remains a long-standing challenge; in particular, we are still in lack of efficient and practical schemes that are backed by theoretical performance guarantees. Motivated by recent developments in exploration via optimistic regularization, this paper provides an interpretation of the principle of optimism through the lens of primal-dual optimization. From this fresh perspective, we set forth a new value-incentivized actor-critic (VAC) method, which optimizes a single easy-to-optimize objective integrating exploration and exploitation --- it promotes state-action and policy estimates that are both consistent with collected data transitions and result in higher value functions. Theoretically, the proposed VAC method has near-optimal regret guarantees under linear Markov decision processes (MDPs) in both finite-horizon and infinite-horizon settings, which can be extended to the general function approximation setting under appropriate assumptions.

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NeurIPS Conference 2025 Conference Paper

InternScenes: A Large-scale Simulatable Indoor Scene Dataset with Realistic Layouts

  • Weipeng Zhong
  • Peizhou Cao
  • Yichen Jin
  • Luo Li
  • Wenzhe Cai
  • Jingli Lin
  • Hanqing Wang
  • Zhaoyang Lyu

The advancement of Embodied AI heavily relies on large-scale, simulatable 3D scene datasets characterized by scene diversity and realistic layouts. However, existing datasets typically suffer from limitations in data scale or diversity, sanitized layouts lacking small items, and severe object collisions. To address these shortcomings, we introduce \textbf{InternScenes}, a novel large-scale simulatable indoor scene dataset comprising approximately 40, 000 diverse scenes by integrating three disparate scene sources, \ie, real-world scans, procedurally generated scenes, and designer-created scenes, including 1. 96M 3D objects and covering 15 common scene types and 288 object classes. We particularly preserve massive small items in the scenes, resulting in realistic and complex layouts with an average of 41. 5 objects per region. Our comprehensive data processing pipeline ensures simulatability by creating real-to-sim replicas for real-world scans, enhances interactivity by incorporating interactive objects into these scenes, and resolves object collisions by physical simulations. We demonstrate the value of InternScenes with two benchmark applications: scene layout generation and point-goal navigation. Both show the new challenges posed by the complex and realistic layouts. More importantly, InternScenes paves the way for scaling up the model training for both tasks, making the generation and navigation in such complex scenes possible. We commit to open-sourcing the data and benchmarks to benefit the whole community.

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NeurIPS Conference 2025 Conference Paper

Matryoshka Pilot: Learning to Drive Black-Box LLMs with LLMs

  • ChangHao Li
  • Yuchen Zhuang
  • Rushi Qiang
  • Haotian Sun
  • Hanjun Dai
  • Chao Zhang
  • Bo Dai

Despite the impressive generative abilities of black-box large language models (LLMs), their inherent opacity hinders further advancements in capabilities such as reasoning, planning, and personalization. Existing works aim to enhance LLM capabilities via domain-specific adaptation, which require additional training on accessible model parameters, an infeasible option for black-box LLMs. To address this challenge, we introduce Matryoshka Pilot (M-Pilot), a lightweight white-box LLM controller that guides a large-scale black-box LLM generator by decomposing complex tasks into a series of intermediate outputs. Specifically, we consider the black-box LLM as an environment, with M-Pilot serving as a policy to provide intermediate guidance through prompts for driving the black-box LLM. M-Pilot is trained to pivot the outputs of the black-box LLM aligning with preferences during iterative interaction, which enables controllable multi-turn generation and self-improvement in optimizing intermediate guidance. Empirical evaluations on diverse tasks demonstrate that our method effectively enhances the capabilities of black-box LLMs in complex, long-horizon tasks.

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NeurIPS Conference 2025 Conference Paper

MeshCoder: LLM-Powered Structured Mesh Code Generation from Point Clouds

  • Bingquan Dai
  • Luo Li
  • Qihong Tang
  • Jie Wang
  • Xinyu Lian
  • Hao Xu
  • Minghan Qin
  • Xudong XU

Reconstructing 3D objects into editable programs is pivotal for applications like reverse engineering and shape editing. However, existing methods often rely on limited domain-specific languages (DSLs) and small-scale datasets, restricting their ability to model complex geometries and structures. To address these challenges, we introduce MeshLLM, a novel framework that reconstructs complex 3D objects from point clouds into editable Blender Python scripts. We develop a comprehensive set of expressive Blender Python APIs capable of synthesizing intricate geometries. Leveraging these APIs, we construct a large-scale paired object-code dataset, where the code for each object is decomposed into distinct semantic parts. Subsequently, we train a multimodal large language model (LLM) that translates 3D point cloud into executable Blender Python scripts. Our approach not only achieves superior performance in shape-to-code reconstruction tasks but also facilitates intuitive geometric and topological editing through convenient code modifications. Furthermore, our code-based representation enhances the reasoning capabilities of LLMs in 3D shape understanding tasks. Together, these contributions establish MeshLLM as a powerful and flexible solution for programmatic 3D shape reconstruction and understanding.

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NeurIPS Conference 2025 Conference Paper

MLE-Dojo: Interactive Environments for Empowering LLM Agents in Machine Learning Engineering

  • Rushi Qiang
  • Yuchen Zhuang
  • Yinghao Li
  • Dingu Sagar V K
  • Rongzhi Zhang
  • ChangHao Li
  • Ian Wong
  • Sherry Yang

We introduce MLE-Dojo, a Gym-style framework for systematically reinforcement learning, evaluating, and improving autonomous large language model (LLM) agents in iterative machine learning engineering (MLE) workflows. Unlike existing benchmarks that primarily rely on static datasets or single-attempt evaluations, MLE-Dojo provides an interactive environment enabling agents to iteratively experiment, debug, and refine solutions through structured feedback loops. Built upon 200+ real-world Kaggle challenges, MLE-Dojo covers diverse, open-ended MLE tasks carefully curated to reflect realistic engineering scenarios such as data processing, architecture search, hyperparameter tuning, and code debugging. Its fully executable environment supports comprehensive agent training via both supervised fine-tuning and reinforcement learning, facilitating iterative experimentation, realistic data sampling, and real-time outcome verification. Extensive evaluations of eight frontier LLMs reveal that while current models achieve meaningful iterative improvements, they still exhibit significant limitations in autonomously generating long-horizon solutions and efficiently resolving complex errors. Furthermore, MLE-Dojo’s flexible and extensible architecture seamlessly integrates diverse data sources, tools, and evaluation protocols, uniquely enabling model-based agent tuning and promoting interoperability, scalability, and reproducibility. We open-source our framework and benchmarks to foster community-driven innovation towards next-generation MLE agents.

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NeurIPS Conference 2025 Conference Paper

MV-CoLight: Efficient Object Compositing with Consistent Lighting and Shadow Generation

  • Kerui Ren
  • Jiayang Bai
  • Linning Xu
  • Lihan Jiang
  • Jiangmiao Pang
  • Mulin Yu
  • Bo Dai

Object compositing offers significant promise for augmented reality (AR) and embodied intelligence applications. Existing approaches predominantly focus on single-image scenarios or intrinsic decomposition techniques, facing challenges with multi-view consistency, complex scenes, and diverse lighting conditions. Recent inverse rendering advancements, such as 3D Gaussian and diffusion-based methods, have enhanced consistency but are limited by scalability, heavy data requirements, or prolonged reconstruction time per scene. To broaden its applicability, we introduce MV-CoLight, a two-stage framework for illumination-consistent object compositing in both 2D images and 3D scenes. Our novel feed-forward architecture models lighting and shadows directly, avoiding the iterative biases of diffusion-based methods. We employ a Hilbert curve-based mapping to align 2D image inputs with 3D Gaussian scene representations seamlessly. To facilitate training and evaluation, we further introduce a large-scale 3D compositing dataset. Experiments demonstrate state-of-the-art harmonized results across standard benchmarks and our dataset, as well as casually captured real-world scenes demonstrate the framework's robustness and wide generalization.

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NeurIPS Conference 2025 Conference Paper

REINFORCE Converges to Optimal Policies with Any Learning Rate

  • Samuel Robertson
  • Thang Chu
  • Bo Dai
  • Dale Schuurmans
  • Csaba Szepesvari
  • Jincheng Mei

We prove that the classic REINFORCE stochastic policy gradient (SPG) method converges to globally optimal policies in finite-horizon Markov Decision Processes (MDPs) with $\textit{any}$ constant learning rate. To avoid the need for small or decaying learning rates, we introduce two key innovations in the stochastic bandit setting, which we then extend to MDPs. $\textbf{First}$, we identify a new exploration property of SPG: the online SPG method samples every action infinitely often (i. o. ), improving on previous results that only guaranteed at least two actions would be sampled i. o. This means SPG inherently achieves asymptotic exploration without modification. $\textbf{Second}$, we eliminate the assumption of unique mean reward values, a condition that previous convergence analyses in the bandit setting relied on, but that does not translate to MDPs. Our results deepen the theoretical understanding of SPG in both bandit problems and MDPs, with a focus on how it handles the exploration-exploitation trade-off when standard optimization and stochastic approximation methods cannot be applied, as is the case with large constant learning rates.

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NeurIPS Conference 2025 Conference Paper

Vision Transformers with Self-Distilled Registers

  • Zipeng Yan
  • Yinjie Chen
  • Chong Zhou
  • Bo Dai
  • Andrew Luo

Vision Transformers (ViTs) have emerged as the dominant architecture for visual processing tasks, demonstrating excellent scalability with increased training data and model size. However, recent work has identified the emergence of artifact tokens in ViTs that are incongruous with local semantics. These anomalous tokens degrade ViT performance in tasks that require fine-grained localization or structural coherence. An effective mitigation of this issue is the addition of register tokens to ViTs, which implicitly ''absorb'' the artifact term during training. Given the availability of existing large-scale pre-trained ViTs, in this paper we seek to add register tokens to existing models without retraining the models from scratch, which is infeasible considering their size. Specifically, we propose Post Hoc Registers ( PH-Reg ), an efficient self-distillation method that integrates registers into an existing ViT without requiring additional labeled data and full retraining. PH-Reg initializes both teacher and student networks from the same pre-trained ViT. The teacher remains frozen and unmodified, while the student is augmented with randomly initialized register tokens. By applying test-time augmentation to the teacher’s inputs, we generate denoised dense embeddings free of artifacts, which are then used to optimize only a small subset of unlocked student weights. We show that our approach can effectively reduce the number of artifact tokens, improving the segmentation and depth prediction of the student ViT under zero-shot and linear probing.

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NeurIPS Conference 2024 Conference Paper

Diffusion Spectral Representation for Reinforcement Learning

  • Dmitry Shribak
  • Chen-Xiao Gao
  • Yitong Li
  • Chenjun Xiao
  • Bo Dai

Diffusion-based models have achieved notable empirical successes in reinforcement learning (RL) due to their expressiveness in modeling complex distributions. Despite existing methods being promising, the key challenge of extending existing methods for broader real-world applications lies in the computational cost at inference time, i. e. , sampling from a diffusion model is considerably slow as it often requires tens to hundreds of iterations to generate even one sample. To circumvent this issue, we propose to leverage the flexibility of diffusion models for RL from a representation learning perspective. In particular, by exploiting the connection between diffusion models and energy-based models, we develop Diffusion Spectral Representation (Diff-SR), a coherent algorithm framework that enables extracting sufficient representations for value functions in Markov decision processes (MDP) and partially observable Markov decision processes (POMDP). We further demonstrate how Diff-SR facilitates efficient policy optimization and practical algorithms while explicitly bypassing the difficulty and inference cost of sampling from the diffusion model. Finally, we provide comprehensive empirical studies to verify the benefits of Diff-SR in delivering robust and advantageous performance across various benchmarks with both fully and partially observable settings.

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NeurIPS Conference 2024 Conference Paper

Director3D: Real-world Camera Trajectory and 3D Scene Generation from Text

  • Xinyang Li
  • Zhangyu Lai
  • Linning Xu
  • Yansong Qu
  • Liujuan Cao
  • Shengchuan Zhang
  • Bo Dai
  • Rongrong Ji

Recent advancements in 3D generation have leveraged synthetic datasets with ground truth 3D assets and predefined camera trajectories. However, the potential of adopting real-world datasets, which can produce significantly more realistic 3D scenes, remains largely unexplored. In this work, we delve into the key challenge of the complex and scene-specific camera trajectories found in real-world captures. We introduce Director3D, a robust open-world text-to-3D generation framework, designed to generate both real-world 3D scenes and adaptive camera trajectories. To achieve this, (1) we first utilize a Trajectory Diffusion Transformer, acting as the \emph{Cinematographer}, to model the distribution of camera trajectories based on textual descriptions. Next, a Gaussian-driven Multi-view Latent Diffusion Model serves as the \emph{Decorator}, modeling the image sequence distribution given the camera trajectories and texts. This model, fine-tuned from a 2D diffusion model, directly generates pixel-aligned 3D Gaussians as an immediate 3D scene representation for consistent denoising. Lastly, the 3D Gaussians are further refined by a novel SDS++ loss as the \emph{Detailer}, which incorporates the prior of the 2D diffusion model. Extensive experiments demonstrate that Director3D outperforms existing methods, offering superior performance in real-world 3D generation.

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NeurIPS Conference 2024 Conference Paper

GSDF: 3DGS Meets SDF for Improved Neural Rendering and Reconstruction

  • Mulin Yu
  • Tao Lu
  • Linning Xu
  • Lihan Jiang
  • Yuanbo Xiangli
  • Bo Dai

Representing 3D scenes from multiview images remains a core challenge in computer vision and graphics, requiring both reliable rendering and reconstruction, which often conflicts due to the mismatched prioritization of image quality over precise underlying scene geometry. Although both neural implicit surfaces and explicit Gaussian primitives have advanced with neural rendering techniques, current methods impose strict constraints on density fields or primitive shapes, which enhances the affinity for geometric reconstruction at the sacrifice of rendering quality. To address this dilemma, we introduce GSDF, a dual-branch architecture combining 3D Gaussian Splatting (3DGS) and neural Signed Distance Fields (SDF). Our approach leverages mutual guidance and joint supervision during the training process to mutually enhance reconstruction and rendering. Specifically, our method guides the Gaussian primitives to locate near potential surfaces and accelerates the SDF convergence. This implicit mutual guidance ensures robustness and accuracy in both synthetic and real-world scenarios. Experimental results demonstrate that our method boosts the SDF optimization process to reconstruct more detailed geometry, while reducing floaters and blurry edge artifacts in rendering by aligning Gaussian primitives with the underlying geometry.

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NeurIPS Conference 2024 Conference Paper

HumanVid: Demystifying Training Data for Camera-controllable Human Image Animation

  • Zhenzhi Wang
  • Yixuan Li
  • Yanhong Zeng
  • Youqing Fang
  • Yuwei Guo
  • Wenran Liu
  • Jing Tan
  • Kai Chen

Human image animation involves generating videos from a character photo, allowing user control and unlocking the potential for video and movie production. While recent approaches yield impressive results using high-quality training data, the inaccessibility of these datasets hampers fair and transparent benchmarking. Moreover, these approaches prioritize 2D human motion and overlook the significance of camera motions in videos, leading to limited control and unstable video generation. To demystify the training data, we present HumanVid, the first large-scale high-quality dataset tailored for human image animation, which combines crafted real-world and synthetic data. For the real-world data, we compile a vast collection of real-world videos from the internet. We developed and applied careful filtering rules to ensure video quality, resulting in a curated collection of 20K high-resolution (1080P) human-centric videos. Human and camera motion annotation is accomplished using a 2D pose estimator and a SLAM-based method. To expand our synthetic dataset, we collected 10K 3D avatar assets and leveraged existing assets of body shapes, skin textures and clothings. Notably, we introduce a rule-based camera trajectory generation method, enabling the synthetic pipeline to incorporate diverse and precise camera motion annotation, which can rarely be found in real-world data. To verify the effectiveness of HumanVid, we establish a baseline model named CamAnimate, short for Camera-controllable Human Animation, that considers both human and camera motions as conditions. Through extensive experimentation, we demonstrate that such simple baseline training on our HumanVid achieves state-of-the-art performance in controlling both human pose and camera motions, setting a new benchmark. Demo, data and code could be found in the project website: https: //humanvid. github. io/.

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NeurIPS Conference 2024 Conference Paper

HYDRA: Model Factorization Framework for Black-Box LLM Personalization

  • Yuchen Zhuang
  • Haotian Sun
  • Yue Yu
  • Rushi Qiang
  • Qifan Wang
  • Chao Zhang
  • Bo Dai

Personalization has emerged as a critical research area in modern intelligent systems, focusing on mining users' behavioral history and adapting to their preferences for delivering tailored experiences. Despite the remarkable few-shot capabilities exhibited by black-box large language models (LLMs), the inherent opacity of their model parameters presents significant challenges in aligning the generated output with individual expectations. Existing solutions have primarily focused on prompt design to incorporate user-specific profiles and behaviors; however, such approaches often struggle to generalize effectively due to their inability to capture shared knowledge among all users. To address these challenges, we propose HYDRA, a model factorization framework that captures both user-specific behavior patterns from historical data and shared general knowledge among all users to deliver personalized generation. In order to capture user-specific behavior patterns, we first train a reranker to prioritize the most useful information from top-retrieved relevant historical records. By combining the prioritized history with the corresponding query, we train an adapter to align the output with individual user-specific preferences, eliminating the reliance on access to inherent model parameters of black-box LLMs. Both the reranker and the adapter can be decomposed into a base model with multiple user-specific heads, resembling a hydra. The base model maintains shared knowledge across users, while the multiple personal heads capture user-specific preferences. Experimental results demonstrate that \method outperforms existing state-of-the-art prompt-based methods by an average relative improvement of 9. 01% across five diverse personalization tasks in the LaMP benchmark.

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NeurIPS Conference 2024 Conference Paper

InterControl: Zero-shot Human Interaction Generation by Controlling Every Joint

  • Zhenzhi Wang
  • Jingbo Wang
  • Yixuan Li
  • Dahua Lin
  • Bo Dai

Text-conditioned motion synthesis has made remarkable progress with the emergence of diffusion models. However, the majority of these motion diffusion models are primarily designed for a single character and overlook multi-human interactions. In our approach, we strive to explore this problem by synthesizing human motion with interactions for a group of characters of any size in a zero-shot manner. The key aspect of our approach is the adaptation of human-wise interactions as pairs of human joints that can be either in contact or separated by a desired distance. In contrast to existing methods that necessitate training motion generation models on multi-human motion datasets with a fixed number of characters, our approach inherently possesses the flexibility to model human interactions involving an arbitrary number of individuals, thereby transcending the limitations imposed by the training data. We introduce a novel controllable motion generation method, InterControl, to encourage the synthesized motions maintaining the desired distance between joint pairs. It consists of a motion controller and an inverse kinematics guidance module that realistically and accurately aligns the joints of synthesized characters to the desired location. Furthermore, we demonstrate that the distance between joint pairs for human-wise interactions can be generated using an off-the-shelf Large Language Model (LLM). Experimental results highlight the capability of our framework to generate interactions with multiple human characters and its potential to work with off-the-shelf physics-based character simulators. Code is available at https: //github. com/zhenzhiwang/intercontrol.

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NeurIPS Conference 2024 Conference Paper

Learning 3D Garment Animation from Trajectories of A Piece of Cloth

  • Yidi Shao
  • Chen C. Loy
  • Bo Dai

Garment animation is ubiquitous in various applications, such as virtual reality, gaming, and film producing. Recently, learning-based approaches obtain compelling performance in animating diverse garments under versatile scenarios. Nevertheless, to mimic the deformations of the observed garments, data-driven methods require large scale of garment data, which are both resource-wise expensive and time-consuming. In addition, forcing models to match the dynamics of observed garment animation may hinder the potentials to generalize to unseen cases. In this paper, instead of using garment-wise supervised-learning we adopt a disentangled scheme to learn how to animate observed garments: 1). learning constitutive behaviors from the observed cloth; 2). dynamically animate various garments constrained by the learned constitutive laws. Specifically, we propose Energy Unit network (EUNet) to model the constitutive relations in the format of energy. Without the priors from analytical physics models and differentiable simulation engines, EUNet is able to directly capture the constitutive behaviors from the observed piece of cloth and uniformly describes the change of energy caused by deformations, such as stretching and bending. We further apply the pre-trained EUNet to animate various garments based on energy optimizations. The disentangled scheme alleviates the need of garment data and enables us to utilize the dynamics of a piece of cloth for animating garments. Experiments show that while EUNet effectively delivers the energy gradients due to the deformations, models constrained by EUNet achieve more stable and physically plausible performance comparing with those trained in garment-wise supervised manner.

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NeurIPS Conference 2024 Conference Paper

PhyRecon: Physically Plausible Neural Scene Reconstruction

  • Junfeng Ni
  • Yixin Chen
  • Bohan Jing
  • Nan Jiang
  • Bin Wang
  • Bo Dai
  • Puhao Li
  • Yixin Zhu

We address the issue of physical implausibility in multi-view neural reconstruction. While implicit representations have gained popularity in multi-view 3D reconstruction, previous work struggles to yield physically plausible results, limiting their utility in domains requiring rigorous physical accuracy. This lack of plausibility stems from the absence of physics modeling in existing methods and their inability to recover intricate geometrical structures. In this paper, we introduce PHYRECON, the first approach to leverage both differentiable rendering and differentiable physics simulation to learn implicit surface representations. PHYRECON features a novel differentiable particle-based physical simulator built on neural implicit representations. Central to this design is an efficient transformation between SDF-based implicit representations and explicit surface points via our proposed Surface Points Marching Cubes (SP-MC), enabling differentiable learning with both rendering and physical losses. Additionally, PHYRECON models both rendering and physical uncertainty to identify and compensate for inconsistent and inaccurate monocular geometric priors. The physical uncertainty further facilitates physics-guided pixel sampling to enhance the learning of slender structures. By integrating these techniques, our model supports differentiable joint modeling of appearance, geometry, and physics. Extensive experiments demonstrate that PHYRECON significantly improves the reconstruction quality. Our results also exhibit superior physical stability in physical simulators, with at least a 40% improvement across all datasets, paving the way for future physics-based applications.

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NeurIPS Conference 2024 Conference Paper

Small steps no more: Global convergence of stochastic gradient bandits for arbitrary learning rates

  • Jincheng Mei
  • Bo Dai
  • Alekh Agarwal
  • Sharan Vaswani
  • Anant Raj
  • Csaba Szepesvári
  • Dale Schuurmans

We provide a new understanding of the stochastic gradient bandit algorithm by showing that it converges to a globally optimal policy almost surely using \emph{any} constant learning rate. This result demonstrates that the stochastic gradient algorithm continues to balance exploration and exploitation appropriately even in scenarios where standard smoothness and noise control assumptions break down. The proofs are based on novel findings about action sampling rates and the relationship between cumulative progress and noise, and extend the current understanding of how simple stochastic gradient methods behave in bandit settings.

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NeurIPS Conference 2024 Conference Paper

UQE: A Query Engine for Unstructured Databases

  • Hanjun Dai
  • Bethany Y. Wang
  • Xingchen Wan
  • Bo Dai
  • Sherry Yang
  • Azade Nova
  • Pengcheng Yin
  • Phitchaya M. Phothilimthana

Analytics on structured data is a mature field with many successful methods. However, most real world data exists in unstructured form, such as images and conversations. We investigate the potential of Large Language Models (LLMs) to enable unstructured data analytics. In particular, we propose a new Universal Query Engine (UQE) that directly interrogates and draws insights from unstructured data collections. This engine accepts queries in a Universal Query Language (UQL), a dialect of SQL that provides full natural language flexibility in specifying conditions and operators. The new engine leverages the ability of LLMs to conduct analysis of unstructured data, while also allowing us to exploit advances in sampling and optimization techniques to achieve efficient and accurate query execution. In addition, we borrow techniques from classical compiler theory to better orchestrate the workflow between sampling methods and foundation model calls. We demonstrate the efficiency of UQE on data analytics across different modalities, including images, dialogs and reviews, across a range of useful query types, including conditional aggregation, semantic retrieval and abstraction aggregation.

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NeurIPS Conference 2023 Conference Paper

AdaPlanner: Adaptive Planning from Feedback with Language Models

  • Haotian Sun
  • Yuchen Zhuang
  • Lingkai Kong
  • Bo Dai
  • Chao Zhang

Large language models (LLMs) have recently demonstrated the potential in acting as autonomous agents for sequential decision-making tasks. However, most existing methods either take actions greedily without planning or rely on static plans that are not adaptable to environmental feedback. Consequently, the sequential decision-making performance of LLM agents degenerates with problem complexity and plan horizons increase. We propose a closed-loop approach, AdaPlanner, which allows the LLM agent to refine its self-generated plan adaptively in response to environmental feedback. In AdaPlanner, the LLM agent adaptively refines its plan from feedback with both in-plan and out-of-plan refinement strategies. To mitigate hallucination, we develop a code-style LLM prompt structure that facilitates plan generation across a variety of tasks, environments, and agent capabilities. Furthermore, we propose a skill discovery mechanism that leverages successful plans as few-shot exemplars, enabling the agent to plan and refine with fewer task demonstrations. Our experiments in the ALFWorld and MiniWoB++ environments demonstrate that AdaPlanner outperforms state-of-the-art baselines by 3. 73% and 4. 11% while utilizing 2x and 600x fewer samples, respectively. The implementation of AdaPlanner is available at https: //github. com/haotiansun14/AdaPlanner.

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IJCAI Conference 2023 Conference Paper

HireVAE: An Online and Adaptive Factor Model Based on Hierarchical and Regime-Switch VAE

  • Zikai Wei
  • Anyi Rao
  • Bo Dai
  • Dahua Lin

Factor model is a fundamental investment tool in quantitative investment, which can be empowered by deep learning to become more flexible and efficient in practical complicated investing situations. However, it is still an open question to build a factor model that can conduct stock prediction in an online and adaptive setting, where the model can adapt itself to match the current market regime identified based on only point-in-time market information. To tackle this problem, we propose the first deep learning based online and adaptive factor model, HireVAE, at the core of which is a hierarchical latent space that embeds the underlying relationship between the market situation and stock-wise latent factors, so that HireVAE can effectively estimate useful latent factors given only historical market information and subsequently predict accurate stock returns. Across four commonly used real stock market benchmarks, the proposed HireVAE demonstrate superior performance in terms of active returns over previous methods, verifying the potential of such online and adaptive factor model.

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NeurIPS Conference 2023 Conference Paper

Learning Modulated Transformation in GANs

  • Ceyuan Yang
  • Qihang Zhang
  • Yinghao Xu
  • Jiapeng Zhu
  • Yujun Shen
  • Bo Dai

The success of style-based generators largely benefits from style modulation, which helps take care of the cross-instance variation within data. However, theinstance-wise stochasticity is typically introduced via regular convolution, wherekernels interact with features at some fixed locations, limiting its capacity formodeling geometric variation. To alleviate this problem, we equip the generatorin generative adversarial networks (GANs) with a plug-and-play module, termedas modulated transformation module (MTM). This module predicts spatial offsetsunder the control of latent codes, based on which the convolution operation canbe applied at variable locations for different instances, and hence offers the modelan additional degree of freedom to handle geometry deformation. Extensiveexperiments suggest that our approach can be faithfully generalized to variousgenerative tasks, including image generation, 3D-aware image synthesis, andvideo generation, and get compatible with state-of-the-art frameworks withoutany hyper-parameter tuning. It is noteworthy that, towards human generation onthe challenging TaiChi dataset, we improve the FID of StyleGAN3 from 21. 36 to13. 60, demonstrating the efficacy of learning modulated geometry transformation. Code and models are available at https: //github. com/limbo0000/mtm.

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NeurIPS Conference 2023 Conference Paper

Learning Universal Policies via Text-Guided Video Generation

  • Yilun Du
  • Sherry Yang
  • Bo Dai
  • Hanjun Dai
  • Ofir Nachum
  • Josh Tenenbaum
  • Dale Schuurmans
  • Pieter Abbeel

A goal of artificial intelligence is to construct an agent that can solve a wide variety of tasks. Recent progress in text-guided image synthesis has yielded models with an impressive ability to generate complex novel images, exhibiting combinatorial generalization across domains. Motivated by this success, we investigate whether such tools can be used to construct more general-purpose agents. Specifically, we cast the sequential decision making problem as a text-conditioned video generation problem, where, given a text-encoded specification of a desired goal, a planner synthesizes a set of future frames depicting its planned actions in the future, after which control actions are extracted from the generated video. By leveraging text as the underlying goal specification, we are able to naturally and combinatorially generalize to novel goals. The proposed policy-as-video formulation can further represent environments with different state and action spaces in a unified space of images, which, for example, enables learning and generalization across a variety of robot manipulation tasks. Finally, by leveraging pretrained language embeddings and widely available videos from the internet, the approach enables knowledge transfer through predicting highly realistic video plans for real robots.

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NeurIPS Conference 2023 Conference Paper

Ordering-based Conditions for Global Convergence of Policy Gradient Methods

  • Jincheng Mei
  • Bo Dai
  • Alekh Agarwal
  • Mohammad Ghavamzadeh
  • Csaba Szepesvari
  • Dale Schuurmans

We prove that, for finite-arm bandits with linear function approximation, the global convergence of policy gradient (PG) methods depends on inter-related properties between the policy update and the representation. textcolor{blue}{First}, we establish a few key observations that frame the study: \textbf{(i)} Global convergence can be achieved under linear function approximation without policy or reward realizability, both for the standard Softmax PG and natural policy gradient (NPG). \textbf{(ii)} Approximation error is not a key quantity for characterizing global convergence in either algorithm. \textbf{(iii)} The conditions on the representation that imply global convergence are different between these two algorithms. Overall, these observations call into question approximation error as an appropriate quantity for characterizing the global convergence of PG methods under linear function approximation. \textcolor{blue}{Second}, motivated by these observations, we establish new general results: \textbf{(i)} NPG with linear function approximation achieves global convergence \emph{if and only if} the projection of the reward onto the representable space preserves the optimal action's rank, a quantity that is not strongly related to approximation error. \textbf{(ii)} The global convergence of Softmax PG occurs if the representation satisfies a non-domination condition and can preserve the ranking of rewards, which goes well beyond policy or reward realizability. We provide experimental results to support these theoretical findings.

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NeurIPS Conference 2023 Conference Paper

RenderMe-360: A Large Digital Asset Library and Benchmarks Towards High-fidelity Head Avatars

  • Dongwei Pan
  • Long Zhuo
  • Jingtan Piao
  • Huiwen Luo
  • Wei Cheng
  • Yuxin Wang
  • Siming Fan
  • Shengqi Liu

Synthesizing high-fidelity head avatars is a central problem for computer vision and graphics. While head avatar synthesis algorithms have advanced rapidly, the best ones still face great obstacles in real-world scenarios. One of the vital causes is the inadequate datasets -- 1) current public datasets can only support researchers to explore high-fidelity head avatars in one or two task directions; 2) these datasets usually contain digital head assets with limited data volume, and narrow distribution over different attributes, such as expressions, ages, and accessories. In this paper, we present RenderMe-360, a comprehensive 4D human head dataset to drive advance in head avatar algorithms across different scenarios. It contains massive data assets, with 243+ million complete head frames and over 800k video sequences from 500 different identities captured by multi-view cameras at 30 FPS. It is a large-scale digital library for head avatars with three key attributes: 1) High Fidelity: all subjects are captured in 360 degrees via 60 synchronized, high-resolution 2K cameras. 2) High Diversity: The collected subjects vary from different ages, eras, ethnicities, and cultures, providing abundant materials with distinctive styles in appearance and geometry. Moreover, each subject is asked to perform various dynamic motions, such as expressions and head rotations, which further extend the richness of assets. 3) Rich Annotations: the dataset provides annotations with different granularities: cameras' parameters, background matting, scan, 2D/3D facial landmarks, FLAME fitting, and text description. Based on the dataset, we build a comprehensive benchmark for head avatar research, with 16 state-of-the-art methods performed on five main tasks: novel view synthesis, novel expression synthesis, hair rendering, hair editing, and talking head generation. Our experiments uncover the strengths and flaws of state-of-the-art methods. RenderMe-360 opens the door for future exploration in modern head avatars. All of the data, code, and models will be publicly available at https: //renderme-360. github. io/.

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NeurIPS Conference 2023 Conference Paper

Revisiting the Evaluation of Image Synthesis with GANs

  • Mengping Yang
  • Ceyuan Yang
  • Yichi Zhang
  • Qingyan Bai
  • Yujun Shen
  • Bo Dai

A good metric, which promises a reliable comparison between solutions, is essential for any well-defined task. Unlike most vision tasks that have per-sample ground-truth, image synthesis tasks target generating unseen data and hence are usually evaluated through a distributional distance between one set of real samples and another set of generated samples. This study presents an empirical investigation into the evaluation of synthesis performance, with generative adversarial networks (GANs) as a representative of generative models. In particular, we make in-depth analyses of various factors, including how to represent a data point in the representation space, how to calculate a fair distance using selected samples, and how many instances to use from each set. Extensive experiments conducted on multiple datasets and settings reveal several important findings. Firstly, a group of models that include both CNN-based and ViT-based architectures serve as reliable and robust feature extractors for measurement evaluation. Secondly, Centered Kernel Alignment (CKA) provides a better comparison across various extractors and hierarchical layers in one model. Finally, CKA is more sample-efficient and enjoys better agreement with human judgment in characterizing the similarity between two internal data correlations. These findings contribute to the development of a new measurement system, which enables a consistent and reliable re-evaluation of current state-of-the-art generative models.

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NeurIPS Conference 2022 Conference Paper

Improving GANs with A Dynamic Discriminator

  • Ceyuan Yang
  • Yujun Shen
  • Yinghao Xu
  • Deli Zhao
  • Bo Dai
  • Bolei Zhou

Discriminator plays a vital role in training generative adversarial networks (GANs) via distinguishing real and synthesized samples. While the real data distribution remains the same, the synthesis distribution keeps varying because of the evolving generator, and thus effects a corresponding change of the bi-classification task assigned to the discriminator. We argue that a discriminator with an on-the-fly adjustment on its capacity can better accommodate such a time-varying task. A comprehensive empirical study confirms that the proposed training strategy, termed as DynamicD, improves the synthesis performance without incurring any additional computation cost or training objectives. Two capacity adjusting schemes are developed for training GANs under different data regimes: i) given a sufficient amount of training data, the discriminator benefits from a progressively increased learning capacity, and ii) when the training data is limited, gradually decreasing the layer width mitigates the over-fitting issue of the discriminator. Experiments on both 2D and 3D-aware image synthesis tasks conducted on a range of datasets substantiate the generalizability of our DynamicD as well as its substantial improvement over the baselines. Furthermore, DynamicD is synergistic to other discriminator-improving approaches (including data augmentation, regularizers, and pre-training), and brings continuous performance gain when combined with them for learning GANs. Code will be made publicly available.

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NeurIPS Conference 2022 Conference Paper

On the Global Convergence Rates of Decentralized Softmax Gradient Play in Markov Potential Games

  • Runyu Zhang
  • Jincheng Mei
  • Bo Dai
  • Dale Schuurmans
  • Na Li

Softmax policy gradient is a popular algorithm for policy optimization in single-agent reinforcement learning, particularly since projection is not needed for each gradient update. However, in multi-agent systems, the lack of central coordination introduces significant additional difficulties in the convergence analysis. Even for a stochastic game with identical interest, there can be multiple Nash Equilibria (NEs), which disables proof techniques that rely on the existence of a unique global optimum. Moreover, the softmax parameterization introduces non-NE policies with zero gradient, making it difficult for gradient-based algorithms in seeking NEs. In this paper, we study the finite time convergence of decentralized softmax gradient play in a special form of game, Markov Potential Games (MPGs), which includes the identical interest game as a special case. We investigate both gradient play and natural gradient play, with and without $\log$-barrier regularization. The established convergence rates for the unregularized cases contain a trajectory dependent constant that can be \emph{arbitrarily large}, whereas the $\log$-barrier regularization overcomes this drawback, with the cost of slightly worse dependence on other factors such as the action set size. An empirical study on an identical interest matrix game confirms the theoretical findings.

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NeurIPS Conference 2022 Conference Paper

Oracle Inequalities for Model Selection in Offline Reinforcement Learning

  • Jonathan N Lee
  • George Tucker
  • Ofir Nachum
  • Bo Dai
  • Emma Brunskill

In offline reinforcement learning (RL), a learner leverages prior logged data to learn a good policy without interacting with the environment. A major challenge in applying such methods in practice is the lack of both theoretically principled and practical tools for model selection and evaluation. To address this, we study the problem of model selection in offline RL with value function approximation. The learner is given a nested sequence of model classes to minimize squared Bellman error and must select among these to achieve a balance between approximation and estimation error of the classes. We propose the first model selection algorithm for offline RL that achieves minimax rate-optimal oracle inequalities up to logarithmic factors. The algorithm, ModBE, takes as input a collection of candidate model classes and a generic base offline RL algorithm. By successively eliminating model classes using a novel one-sided generalization test, ModBE returns a policy with regret scaling with the complexity of the minimally complete model class. In addition to its theoretical guarantees, it is conceptually simple and computationally efficient, amounting to solving a series of square loss regression problems and then comparing relative square loss between classes. We conclude with several numerical simulations showing it is capable of reliably selecting a good model class.

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AAAI Conference 2022 Conference Paper

Self-Adaptive Imitation Learning: Learning Tasks with Delayed Rewards from Sub-optimal Demonstrations

  • Zhuangdi Zhu
  • Kaixiang Lin
  • Bo Dai
  • Jiayu Zhou

Reinforcement learning (RL) has demonstrated its superiority in solving sequential decision-making problems. However, heavy dependence on immediate reward feedback impedes the wide application of RL. On the other hand, imitation learning (IL) tackles RL without relying on environmental supervision by leveraging external demonstrations. In practice, however, collecting sufficient expert demonstrations can be prohibitively expensive, yet the quality of demonstrations typically limits the performance of the learning policy. To address a practical scenario, in this work, we propose Self- Adaptive Imitation Learning (SAIL), which, provided with a few demonstrations from a sub-optimal teacher, can perform well in RL tasks with extremely delayed rewards, where the only reward feedback is trajectory-wise ranking. SAIL bridges the advantages of IL and RL by interactively exploiting the demonstrations to catch up with the teacher and exploring the environment to yield demonstrations that surpass the teacher. Extensive empirical results show that not only does SAIL significantly improve the sample efficiency, but it also leads to higher asymptotic performance across different continuous control tasks, compared with the state-of-the-art.

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NeurIPS Conference 2022 Conference Paper

The Role of Baselines in Policy Gradient Optimization

  • Jincheng Mei
  • Wesley Chung
  • Valentin Thomas
  • Bo Dai
  • Csaba Szepesvari
  • Dale Schuurmans

We study the effect of baselines in on-policy stochastic policy gradient optimization, and close the gap between the theory and practice of policy optimization methods. Our first contribution is to show that the \emph{state value} baseline allows on-policy stochastic \emph{natural} policy gradient (NPG) to converge to a globally optimal policy at an $O(1/t)$ rate, which was not previously known. The analysis relies on two novel findings: the expected progress of the NPG update satisfies a stochastic version of the non-uniform \L{}ojasiewicz (N\L{}) inequality, and with probability 1 the state value baseline prevents the optimal action's probability from vanishing, thus ensuring sufficient exploration. Importantly, these results provide a new understanding of the role of baselines in stochastic policy gradient: by showing that the variance of natural policy gradient estimates remains unbounded with or without a baseline, we find that variance reduction \emph{cannot} explain their utility in this setting. Instead, the analysis reveals that the primary effect of the value baseline is to \textbf{reduce the aggressiveness of the updates} rather than their variance. That is, we demonstrate that a finite variance is \emph{not necessary} for almost sure convergence of stochastic NPG, while controlling update aggressiveness is both necessary and sufficient. Additional experimental results verify these theoretical findings.

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NeurIPS Conference 2021 Conference Paper

A Shading-Guided Generative Implicit Model for Shape-Accurate 3D-Aware Image Synthesis

  • Xingang Pan
  • Xudong XU
  • Chen Change Loy
  • Christian Theobalt
  • Bo Dai

The advancement of generative radiance fields has pushed the boundary of 3D-aware image synthesis. Motivated by the observation that a 3D object should look realistic from multiple viewpoints, these methods introduce a multi-view constraint as regularization to learn valid 3D radiance fields from 2D images. Despite the progress, they often fall short of capturing accurate 3D shapes due to the shape-color ambiguity, limiting their applicability in downstream tasks. In this work, we address this ambiguity by proposing a novel shading-guided generative implicit model that is able to learn a starkly improved shape representation. Our key insight is that an accurate 3D shape should also yield a realistic rendering under different lighting conditions. This multi-lighting constraint is realized by modeling illumination explicitly and performing shading with various lighting conditions. Gradients are derived by feeding the synthesized images to a discriminator. To compensate for the additional computational burden of calculating surface normals, we further devise an efficient volume rendering strategy via surface tracking, reducing the training and inference time by 24% and 48%, respectively. Our experiments on multiple datasets show that the proposed approach achieves photorealistic 3D-aware image synthesis while capturing accurate underlying 3D shapes. We demonstrate improved performance of our approach on 3D shape reconstruction against existing methods, and show its applicability on image relighting. Our code is available at https: //github. com/XingangPan/ShadeGAN.

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NeurIPS Conference 2021 Conference Paper

Combiner: Full Attention Transformer with Sparse Computation Cost

  • Hongyu Ren
  • Hanjun Dai
  • Zihang Dai
  • Mengjiao Yang
  • Jure Leskovec
  • Dale Schuurmans
  • Bo Dai

Transformers provide a class of expressive architectures that are extremely effective for sequence modeling. However, the key limitation of transformers is their quadratic memory and time complexity $\mathcal{O}(L^2)$ with respect to the sequence length in attention layers, which restricts application in extremely long sequences. Most existing approaches leverage sparsity or low-rank assumptions in the attention matrix to reduce cost, but sacrifice expressiveness. Instead, we propose Combiner, which provides full attention capability in each attention head while maintaining low computation and memory complexity. The key idea is to treat the self-attention mechanism as a conditional expectation over embeddings at each location, and approximate the conditional distribution with a structured factorization. Each location can attend to all other locations, either via direct attention, or through indirect attention to abstractions, which are again conditional expectations of embeddings from corresponding local regions. We show that most sparse attention patterns used in existing sparse transformers are able to inspire the design of such factorization for full attention, resulting in the same sub-quadratic cost ($\mathcal{O}(L\log(L))$ or $\mathcal{O}(L\sqrt{L})$). Combiner is a drop-in replacement for attention layers in existing transformers and can be easily implemented in common frameworks. An experimental evaluation on both autoregressive and bidirectional sequence tasks demonstrates the effectiveness of this approach, yielding state-of-the-art results on several image and text modeling tasks.

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NeurIPS Conference 2021 Conference Paper

Deceive D: Adaptive Pseudo Augmentation for GAN Training with Limited Data

  • Liming Jiang
  • Bo Dai
  • Wayne Wu
  • Chen Change Loy

Generative adversarial networks (GANs) typically require ample data for training in order to synthesize high-fidelity images. Recent studies have shown that training GANs with limited data remains formidable due to discriminator overfitting, the underlying cause that impedes the generator's convergence. This paper introduces a novel strategy called Adaptive Pseudo Augmentation (APA) to encourage healthy competition between the generator and the discriminator. As an alternative method to existing approaches that rely on standard data augmentations or model regularization, APA alleviates overfitting by employing the generator itself to augment the real data distribution with generated images, which deceives the discriminator adaptively. Extensive experiments demonstrate the effectiveness of APA in improving synthesis quality in the low-data regime. We provide a theoretical analysis to examine the convergence and rationality of our new training strategy. APA is simple and effective. It can be added seamlessly to powerful contemporary GANs, such as StyleGAN2, with negligible computational cost. Code: https: //github. com/EndlessSora/DeceiveD.

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NeurIPS Conference 2021 Conference Paper

Generative Occupancy Fields for 3D Surface-Aware Image Synthesis

  • Xudong XU
  • Xingang Pan
  • Dahua Lin
  • Bo Dai

The advent of generative radiance fields has significantly promoted the development of 3D-aware image synthesis. The cumulative rendering process in radiance fields makes training these generative models much easier since gradients are distributed over the entire volume, but leads to diffused object surfaces. In the meantime, compared to radiance fields occupancy representations could inherently ensure deterministic surfaces. However, if we directly apply occupancy representations to generative models, during training they will only receive sparse gradients located on object surfaces and eventually suffer from the convergence problem. In this paper, we propose Generative Occupancy Fields (GOF), a novel model based on generative radiance fields that can learn compact object surfaces without impeding its training convergence. The key insight of GOF is a dedicated transition from the cumulative rendering in radiance fields to rendering with only the surface points as the learned surface gets more and more accurate. In this way, GOF combines the merits of two representations in a unified framework. In practice, the training-time transition of start from radiance fields and march to occupancy representations is achieved in GOF by gradually shrinking the sampling region in its rendering process from the entire volume to a minimal neighboring region around the surface. Through comprehensive experiments on multiple datasets, we demonstrate that GOF can synthesize high-quality images with 3D consistency and simultaneously learn compact and smooth object surfaces. Our code is available at https: //github. com/SheldonTsui/GOF_NeurIPS2021.

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NeurIPS Conference 2021 Conference Paper

Nearly Horizon-Free Offline Reinforcement Learning

  • Tongzheng Ren
  • Jialian Li
  • Bo Dai
  • Simon S. Du
  • Sujay Sanghavi

We revisit offline reinforcement learning on episodic time-homogeneous Markov Decision Processes (MDP). For tabular MDP with $S$ states and $A$ actions, or linear MDP with anchor points and feature dimension $d$, given the collected $K$ episodes data with minimum visiting probability of (anchor) state-action pairs $d_m$, we obtain nearly horizon $H$-free sample complexity bounds for offline reinforcement learning when the total reward is upper bounded by 1. Specifically: • For offline policy evaluation, we obtain an $\tilde{O}\left(\sqrt{\frac{1}{Kd_m}} \right)$ error bound for the plug-in estimator, which matches the lower bound up to logarithmic factors and does not have additional dependency on $\mathrm{poly}(H, S, A, d)$ in higher-order term. • For offline policy optimization, we obtain an $\tilde{O}\left(\sqrt{\frac{1}{Kd_m}} + \frac{\min(S, d)}{Kd_m}\right)$ sub-optimality gap for the empirical optimal policy, which approaches the lower bound up to logarithmic factors and a high-order term, improving upon the best known result by [Cui and Yang 2020] that has additional $\mathrm{poly} (H, S, d)$ factors in the main term. To the best of our knowledge, these are the first set of nearly horizon-free bounds for episodic time-homogeneous offline tabular MDP and linear MDP with anchor points. Central to our analysis is a simple yet effective recursion based method to bound a "total variance" term in the offline scenarios, which could be of individual interest.

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NeurIPS Conference 2021 Conference Paper

Towards understanding retrosynthesis by energy-based models

  • Ruoxi Sun
  • Hanjun Dai
  • Li Li
  • Steven Kearnes
  • Bo Dai

Retrosynthesis is the process of identifying a set of reactants to synthesize a target molecule. It is of vital importance to material design and drug discovery. Existing machine learning approaches based on language models and graph neural networks have achieved encouraging results. However, the inner connections of these models are rarely discussed, and rigorous evaluations of these models are largely in need. In this paper, we propose a framework that unifies sequence- and graph-based methods as energy-based models (EBMs) with different energy functions. This unified view establishes connections and reveals the differences between models, thereby enhancing our understanding of model design. We also provide a comprehensive assessment of performance to the community. Moreover, we present a novel dual variant within the framework that performs consistent training to induce the agreement between forward- and backward-prediction. This model improves the state-of-the-art of template-free methods with or without reaction types.

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NeurIPS Conference 2021 Conference Paper

Understanding the Effect of Stochasticity in Policy Optimization

  • Jincheng Mei
  • Bo Dai
  • Chenjun Xiao
  • Csaba Szepesvari
  • Dale Schuurmans

We study the effect of stochasticity in on-policy policy optimization, and make the following four contributions. \emph{First}, we show that the preferability of optimization methods depends critically on whether stochastic versus exact gradients are used. In particular, unlike the true gradient setting, geometric information cannot be easily exploited in the stochastic case for accelerating policy optimization without detrimental consequences or impractical assumptions. \emph{Second}, to explain these findings we introduce the concept of committal rate for stochastic policy optimization, and show that this can serve as a criterion for determining almost sure convergence to global optimality. \emph{Third}, we show that in the absence of external oracle information, which allows an algorithm to determine the difference between optimal and sub-optimal actions given only on-policy samples, there is an inherent trade-off between exploiting geometry to accelerate convergence versus achieving optimality almost surely. That is, an uninformed algorithm either converges to a globally optimal policy with probability $1$ but at a rate no better than $O(1/t)$, or it achieves faster than $O(1/t)$ convergence but then must fail to converge to the globally optimal policy with some positive probability. \emph{Finally}, we use the committal rate theory to explain why practical policy optimization methods are sensitive to random initialization, then develop an ensemble method that can be guaranteed to achieve near-optimal solutions with high probability.

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NeurIPS Conference 2020 Conference Paper

CoinDICE: Off-Policy Confidence Interval Estimation

  • Bo Dai
  • Ofir Nachum
  • Yinlam Chow
  • Lihong Li
  • Csaba Szepesvari
  • Dale Schuurmans

We study high-confidence behavior-agnostic off-policy evaluation in reinforcement learning, where the goal is to estimate a confidence interval on a target policy's value, given only access to a static experience dataset collected by unknown behavior policies. Starting from a function space embedding of the linear program formulation of the Q-function, we obtain an optimization problem with generalized estimating equation constraints. By applying the generalized empirical likelihood method to the resulting Lagrangian, we propose CoinDICE, a novel and efficient algorithm for computing confidence intervals. Theoretically, we prove the obtained confidence intervals are valid, in both asymptotic and finite-sample regimes. Empirically, we show in a variety of benchmarks that the confidence interval estimates are tighter and more accurate than existing methods.

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NeurIPS Conference 2020 Conference Paper

Differentiable Top-k with Optimal Transport

  • Yujia Xie
  • Hanjun Dai
  • Minshuo Chen
  • Bo Dai
  • Tuo Zhao
  • Hongyuan Zha
  • Wei Wei
  • Tomas Pfister

Finding the k largest or smallest elements from a collection of scores, i. e. , top-k operation, is an important model component widely used in information retrieval, machine learning, and data mining. However, if the top-k operation is implemented in an algorithmic way, e. g. , using bubble algorithm, the resulted model cannot be trained in an end-to-end way using prevalent gradient descent algorithms. This is because these implementations typically involve swapping indices, whose gradient cannot be computed. Moreover, the corresponding mapping from the input scores to the indicator vector of whether this element belongs to the top-k set is essentially discontinuous. To address the issue, we propose a smoothed approximation, namely SOFT (Scalable Optimal transport-based diFferenTiable) top-k operator. Specifically, our SOFT top-k operator approximates the output of top-k operation as the solution of an Entropic Optimal Transport (EOT) problem. The gradient of the SOFT operator can then be efficiently approximated based on the optimality conditions of EOT problem. We then apply the proposed operator to k-nearest neighbors algorithm and beam search algorithm. The numerical experiment demonstrates their achieve improved performance.

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NeurIPS Conference 2020 Conference Paper

Escaping the Gravitational Pull of Softmax

  • Jincheng Mei
  • Chenjun Xiao
  • Bo Dai
  • Lihong Li
  • Csaba Szepesvari
  • Dale Schuurmans

The softmax is the standard transformation used in machine learning to map real-valued vectors to categorical distributions. Unfortunately, this transform poses serious drawbacks for gradient descent (ascent) optimization. We reveal this difficulty by establishing two negative results: (1) optimizing any expectation with respect to the softmax must exhibit sensitivity to parameter initialization ( softmax gravity well''), and (2) optimizing log-probabilities under the softmax must exhibit slow convergence ( softmax damping''). Both findings are based on an analysis of convergence rates using the Non-uniform \L{}ojasiewicz (N\L{}) inequalities. To circumvent these shortcomings we investigate an alternative transformation, the \emph{escort} mapping, that demonstrates better optimization properties. The disadvantages of the softmax and the effectiveness of the escort transformation are further explained using the concept of N\L{} coefficient. In addition to proving bounds on convergence rates to firmly establish these results, we also provide experimental evidence for the superiority of the escort transformation.

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NeurIPS Conference 2020 Conference Paper

Learning Discrete Energy-based Models via Auxiliary-variable Local Exploration

  • Hanjun Dai
  • Rishabh Singh
  • Bo Dai
  • Charles Sutton
  • Dale Schuurmans

Discrete structures play an important role in applications like program language modeling and software engineering. Current approaches to predicting complex structures typically consider autoregressive models for their tractability, with some sacrifice in flexibility. Energy-based models (EBMs) on the other hand offer a more flexible and thus more powerful approach to modeling such distributions, but require partition function estimation. In this paper we propose \modelshort, a new algorithm for learning conditional and unconditional EBMs for discrete structured data, where parameter gradients are estimated using a learned sampler that mimics local search. We show that the energy function and sampler can be trained efficiently via a new variational form of power iteration, achieving a better trade-off between flexibility and tractability. Experimentally, we show that learning local search leads to significant improvements in challenging application domains. Most notably, we present an energy model guided fuzzer for software testing that achieves comparable performance to well engineered fuzzing engines like libfuzzer.

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NeurIPS Conference 2020 Conference Paper

Off-Policy Evaluation via the Regularized Lagrangian

  • Mengjiao Yang
  • Ofir Nachum
  • Bo Dai
  • Lihong Li
  • Dale Schuurmans

The recently proposed distribution correction estimation (DICE) family of estimators has advanced the state of the art in off-policy evaluation from behavior-agnostic data. While these estimators all perform some form of stationary distribution correction, they arise from different derivations and objective functions. In this paper, we unify these estimators as regularized Lagrangians of the same linear program. The unification allows us to expand the space of DICE estimators to new alternatives that demonstrate improved performance. More importantly, by analyzing the expanded space of estimators both mathematically and empirically we find that dual solutions offer greater flexibility in navigating the tradeoff between optimization stability and estimation bias, and generally provide superior estimates in practice.

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NeurIPS Conference 2020 Conference Paper

Off-Policy Imitation Learning from Observations

  • Zhuangdi Zhu
  • Kaixiang Lin
  • Bo Dai
  • Jiayu Zhou

Learning from Observations (LfO) is a practical reinforcement learning scenario from which many applications can benefit through the reuse of incomplete resources. Compared to conventional imitation learning (IL), LfO is more challenging because of the lack of expert action guidance. In both conventional IL and LfO, distribution matching is at the heart of their foundation. Traditional distribution matching approaches are sample-costly which depend on on-policy transitions for policy learning. Towards sample-efficiency, some off-policy solutions have been proposed, which, however, either lack comprehensive theoretical justifications or depend on the guidance of expert actions. In this work, we propose a sample-efficient LfO approach which enables off-policy optimization in a principled manner. To further accelerate the learning procedure, we regulate the policy update with an inverse action model, which assists distribution matching from the perspective of mode-covering. Extensive empirical results on challenging locomotion tasks indicate that our approach is comparable with state-of-the-art in terms of both sample-efficiency and asymptotic performance.

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NeurIPS Conference 2020 Conference Paper

Provably Efficient Neural Estimation of Structural Equation Models: An Adversarial Approach

  • Luofeng Liao
  • You-Lin Chen
  • Zhuoran Yang
  • Bo Dai
  • Mladen Kolar
  • Zhaoran Wang

Structural equation models (SEMs) are widely used in sciences, ranging from economics to psychology, to uncover causal relationships underlying a complex system under consideration and estimate structural parameters of interest. We study estimation in a class of generalized SEMs where the object of interest is defined as the solution to a linear operator equation. We formulate the linear operator equation as a min-max game, where both players are parameterized by neural networks (NNs), and learn the parameters of these neural networks using the stochastic gradient descent. We consider both 2-layer and multi-layer NNs with ReLU activation functions and prove global convergence in an overparametrized regime, where the number of neurons is diverging. The results are established using techniques from online learning and local linearization of NNs, and improve in several aspects the current state-of-the-art. For the first time we provide a tractable estimation procedure for SEMs based on NNs with provable convergence and without the need for sample splitting.

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NeurIPS Conference 2019 Conference Paper

DualDICE: Behavior-Agnostic Estimation of Discounted Stationary Distribution Corrections

  • Ofir Nachum
  • Yinlam Chow
  • Bo Dai
  • Lihong Li

In many real-world reinforcement learning applications, access to the environment is limited to a fixed dataset, instead of direct (online) interaction with the environment. When using this data for either evaluation or training of a new policy, accurate estimates of discounted stationary distribution ratios -- correction terms which quantify the likelihood that the new policy will experience a certain state-action pair normalized by the probability with which the state-action pair appears in the dataset -- can improve accuracy and performance. In this work, we propose an algorithm, DualDICE, for estimating these quantities. In contrast to previous approaches, our algorithm is agnostic to knowledge of the behavior policy (or policies) used to generate the dataset. Furthermore, our algorithm eschews any direct use of importance weights, thus avoiding potential optimization instabilities endemic of previous methods. In addition to providing theoretical guarantees, we present an empirical study of our algorithm applied to off-policy policy evaluation and find that our algorithm significantly improves accuracy compared to existing techniques.

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NeurIPS Conference 2019 Conference Paper

Energy-Inspired Models: Learning with Sampler-Induced Distributions

  • John Lawson
  • George Tucker
  • Bo Dai
  • Rajesh Ranganath

Energy-based models (EBMs) are powerful probabilistic models, but suffer from intractable sampling and density evaluation due to the partition function. As a result, inference in EBMs relies on approximate sampling algorithms, leading to a mismatch between the model and inference. Motivated by this, we consider the sampler-induced distribution as the model of interest and maximize the likelihood of this model. This yields a class of energy-inspired models (EIMs) that incorporate learned energy functions while still providing exact samples and tractable log-likelihood lower bounds. We describe and evaluate three instantiations of such models based on truncated rejection sampling, self-normalized importance sampling, and Hamiltonian importance sampling. These models out-perform or perform comparably to the recently proposed Learned Accept/RejectSampling algorithm and provide new insights on ranking Noise Contrastive Estimation and Contrastive Predictive Coding. Moreover, EIMs allow us to generalize a recent connection between multi-sample variational lower bounds and auxiliary variable variational inference. We show how recent variational bounds can be unified with EIMs as the variational family.

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NeurIPS Conference 2019 Conference Paper

Exponential Family Estimation via Adversarial Dynamics Embedding

  • Bo Dai
  • Zhen Liu
  • Hanjun Dai
  • Niao He
  • Arthur Gretton
  • Le Song
  • Dale Schuurmans

We present an efficient algorithm for maximum likelihood estimation (MLE) of exponential family models, with a general parametrization of the energy function that includes neural networks. We exploit the primal-dual view of the MLE with a kinetics augmented model to obtain an estimate associated with an adversarial dual sampler. To represent this sampler, we introduce a novel neural architecture, dynamics embedding, that generalizes Hamiltonian Monte-Carlo (HMC). The proposed approach inherits the flexibility of HMC while enabling tractable entropy estimation for the augmented model. By learning both a dual sampler and the primal model simultaneously, and sharing parameters between them, we obviate the requirement to design a separate sampling procedure once the model has been trained, leading to more effective learning. We show that many existing estimators, such as contrastive divergence, pseudo/composite-likelihood, score matching, minimum Stein discrepancy estimator, non-local contrastive objectives, noise-contrastive estimation, and minimum probability flow, are special cases of the proposed approach, each expressed by a different (fixed) dual sampler. An empirical investigation shows that adapting the sampler during MLE can significantly improve on state-of-the-art estimators.

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NeurIPS Conference 2019 Conference Paper

Meta Architecture Search

  • Albert Shaw
  • Wei Wei
  • Weiyang Liu
  • Le Song
  • Bo Dai

Neural Architecture Search (NAS) has been quite successful in constructing state-of-the-art models on a variety of tasks. Unfortunately, the computational cost can make it difficult to scale. In this paper, we make the first attempt to study Meta Architecture Search which aims at learning a task-agnostic representation that can be used to speed up the process of architecture search on a large number of tasks. We propose the Bayesian Meta Architecture SEarch (BASE) framework which takes advantage of a Bayesian formulation of the architecture search problem to learn over an entire set of tasks simultaneously. We show that on Imagenet classification, we can find a model that achieves 25. 7% top-1 error and 8. 1% top-5 error by adapting the architecture in less than an hour from an 8 GPU days pretrained meta-network. By learning a good prior for NAS, our method dramatically decreases the required computation cost while achieving comparable performance to current state-of-the-art methods - even finding competitive models for unseen datasets with very quick adaptation. We believe our framework will open up new possibilities for efficient and massively scalable architecture search research across multiple tasks.

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NeurIPS Conference 2019 Conference Paper

Retrosynthesis Prediction with Conditional Graph Logic Network

  • Hanjun Dai
  • Chengtao Li
  • Connor Coley
  • Bo Dai
  • Le Song

Retrosynthesis is one of the fundamental problems in organic chemistry. The task is to identify reactants that can be used to synthesize a specified product molecule. Recently, computer-aided retrosynthesis is finding renewed interest from both chemistry and computer science communities. Most existing approaches rely on template-based models that define subgraph matching rules, but whether or not a chemical reaction can proceed is not defined by hard decision rules. In this work, we propose a new approach to this task using the Conditional Graph Logic Network, a conditional graphical model built upon graph neural networks that learns when rules from reaction templates should be applied, implicitly considering whether the resulting reaction would be both chemically feasible and strategic. We also propose an efficient hierarchical sampling to alleviate the computation cost. While achieving a significant improvement of 8. 2% over current state-of-the-art methods on the benchmark dataset, our model also offers interpretations for the prediction.

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NeurIPS Conference 2018 Conference Paper

A Neural Compositional Paradigm for Image Captioning

  • Bo Dai
  • Sanja Fidler
  • Dahua Lin

Mainstream captioning models often follow a sequential structure to generate cap- tions, leading to issues such as introduction of irrelevant semantics, lack of diversity in the generated captions, and inadequate generalization performance. In this paper, we present an alternative paradigm for image captioning, which factorizes the captioning procedure into two stages: (1) extracting an explicit semantic representation from the given image; and (2) constructing the caption based on a recursive compositional procedure in a bottom-up manner. Compared to conventional ones, our paradigm better preserves the semantic content through an explicit factorization of semantics and syntax. By using the compositional generation procedure, caption construction follows a recursive structure, which naturally fits the properties of human language. Moreover, the proposed compositional procedure requires less data to train, generalizes better, and yields more diverse captions.

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NeurIPS Conference 2018 Conference Paper

Cooperative neural networks (CoNN): Exploiting prior independence structure for improved classification

  • Harsh Shrivastava
  • Eugene Bart
  • Bob Price
  • Hanjun Dai
  • Bo Dai
  • Srinivas Aluru

We propose a new approach, called cooperative neural networks (CoNN), which use a set of cooperatively trained neural networks to capture latent representations that exploit prior given independence structure. The model is more flexible than traditional graphical models based on exponential family distributions, but incorporates more domain specific prior structure than traditional deep networks or variational autoencoders. The framework is very general and can be used to exploit the independence structure of any graphical model. We illustrate the technique by showing that we can transfer the independence structure of the popular Latent Dirichlet Allocation (LDA) model to a cooperative neural network, CoNN-sLDA. Empirical evaluation of CoNN-sLDA on supervised text classification tasks demonstrate that the theoretical advantages of prior independence structure can be realized in practice - we demonstrate a 23 percent reduction in error on the challenging MultiSent data set compared to state-of-the-art.

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NeurIPS Conference 2018 Conference Paper

Coupled Variational Bayes via Optimization Embedding

  • Bo Dai
  • Hanjun Dai
  • Niao He
  • Weiyang Liu
  • Zhen Liu
  • Jianshu Chen
  • Lin Xiao
  • Le Song

Variational inference plays a vital role in learning graphical models, especially on large-scale datasets. Much of its success depends on a proper choice of auxiliary distribution class for posterior approximation. However, how to pursue an auxiliary distribution class that achieves both good approximation ability and computation efficiency remains a core challenge. In this paper, we proposed coupled variational Bayes which exploits the primal-dual view of the ELBO with the variational distribution class generated by an optimization procedure, which is termed optimization embedding. This flexible function class couples the variational distribution with the original parameters in the graphical models, allowing end-to-end learning of the graphical models by back-propagation through the variational distribution. Theoretically, we establish an interesting connection to gradient flow and demonstrate the extreme flexibility of this implicit distribution family in the limit sense. Empirically, we demonstrate the effectiveness of the proposed method on multiple graphical models with either continuous or discrete latent variables comparing to state-of-the-art methods.

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NeurIPS Conference 2018 Conference Paper

Learning towards Minimum Hyperspherical Energy

  • Weiyang Liu
  • Rongmei Lin
  • Zhen Liu
  • Lixin Liu
  • Zhiding Yu
  • Bo Dai
  • Le Song

Neural networks are a powerful class of nonlinear functions that can be trained end-to-end on various applications. While the over-parametrization nature in many neural networks renders the ability to fit complex functions and the strong representation power to handle challenging tasks, it also leads to highly correlated neurons that can hurt the generalization ability and incur unnecessary computation cost. As a result, how to regularize the network to avoid undesired representation redundancy becomes an important issue. To this end, we draw inspiration from a well-known problem in physics -- Thomson problem, where one seeks to find a state that distributes N electrons on a unit sphere as evenly as possible with minimum potential energy. In light of this intuition, we reduce the redundancy regularization problem to generic energy minimization, and propose a minimum hyperspherical energy (MHE) objective as generic regularization for neural networks. We also propose a few novel variants of MHE, and provide some insights from a theoretical point of view. Finally, we apply neural networks with MHE regularization to several challenging tasks. Extensive experiments demonstrate the effectiveness of our intuition, by showing the superior performance with MHE regularization.

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NeurIPS Conference 2018 Conference Paper

Predictive Approximate Bayesian Computation via Saddle Points

  • Yingxiang Yang
  • Bo Dai
  • Negar Kiyavash
  • Niao He

Approximate Bayesian computation (ABC) is an important methodology for Bayesian inference when the likelihood function is intractable. Sampling-based ABC algorithms such as rejection- and K2-ABC are inefficient when the parameters have high dimensions, while the regression-based algorithms such as K- and DR-ABC are hard to scale. In this paper, we introduce an optimization-based ABC framework that addresses these deficiencies. Leveraging a generative model for posterior and joint distribution matching, we show that ABC can be framed as saddle point problems, whose objectives can be accessed directly with samples. We present the predictive ABC algorithm (P-ABC), and provide a probabilistically approximately correct (PAC) bound that guarantees its learning consistency. Numerical experiment shows that P-ABC outperforms both K2- and DR-ABC significantly.

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IJCAI Conference 2018 Conference Paper

Structured Inference for Recurrent Hidden Semi-markov Model

  • Hao Liu
  • Lirong He
  • Haoli Bai
  • Bo Dai
  • Kun Bai
  • Zenglin Xu

Segmentation and labeling for high dimensional time series is an important yet challenging task in a number of applications, such as behavior understanding and medical diagnosis. Recent advances to model the nonlinear dynamics in such time series data, has suggested to involve recurrent neural networks into Hidden Markov Models. However, this involvement has caused the inference procedure much more complicated, often leading to intractable inference, especially for the discrete variables of segmentation and labeling. To achieve both flexibility and tractability in modeling nonlinear dynamics of discrete variables, we present a structured and stochastic sequential neural network (SSNN), which composes with a generative network and an inference network. In detail, the generative network aims to not only capture the long-term dependencies but also model the uncertainty of the segmentation labels via semi-Markov models. More importantly, for efficient and accurate inference, the proposed bi-directional inference network reparameterizes the categorical segmentation with the Gumbel-Softmax approximation and resorts to the Stochastic Gradient Variational Bayes. We evaluate the proposed model in a number of tasks, including speech modeling, automatic segmentation and labeling in behavior understanding, and sequential multi-objects recognition. Experimental results have demonstrated that our proposed model can achieve significant improvement over the state-of-the-art methods.

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NeurIPS Conference 2017 Conference Paper

Contrastive Learning for Image Captioning

  • Bo Dai
  • Dahua Lin

Image captioning, a popular topic in computer vision, has achieved substantial progress in recent years. However, the distinctiveness of natural descriptions is often overlooked in previous work. It is closely related to the quality of captions, as distinctive captions are more likely to describe images with their unique aspects. In this work, we propose a new learning method, Contrastive Learning (CL), for image captioning. Specifically, via two constraints formulated on top of a reference model, the proposed method can encourage distinctiveness, while maintaining the overall quality of the generated captions. We tested our method on two challenging datasets, where it improves the baseline model by significant margins. We also showed in our studies that the proposed method is generic and can be used for models with various structures.

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NeurIPS Conference 2017 Conference Paper

Deep Hyperspherical Learning

  • Weiyang Liu
  • Yan-Ming Zhang
  • Xingguo Li
  • Zhiding Yu
  • Bo Dai
  • Tuo Zhao
  • Le Song

Convolution as inner product has been the founding basis of convolutional neural networks (CNNs) and the key to end-to-end visual representation learning. Benefiting from deeper architectures, recent CNNs have demonstrated increasingly strong representation abilities. Despite such improvement, the increased depth and larger parameter space have also led to challenges in properly training a network. In light of such challenges, we propose hyperspherical convolution (SphereConv), a novel learning framework that gives angular representations on hyperspheres. We introduce SphereNet, deep hyperspherical convolution networks that are distinct from conventional inner product based convolutional networks. In particular, SphereNet adopts SphereConv as its basic convolution operator and is supervised by generalized angular softmax loss - a natural loss formulation under SphereConv. We show that SphereNet can effectively encode discriminative representation and alleviate training difficulty, leading to easier optimization, faster convergence and comparable (even better) classification accuracy over convolutional counterparts. We also provide some theoretical insights for the advantages of learning on hyperspheres. In addition, we introduce the learnable SphereConv, i. e. , a natural improvement over prefixed SphereConv, and SphereNorm, i. e. , hyperspherical learning as a normalization method. Experiments have verified our conclusions.

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NeurIPS Conference 2014 Conference Paper

Scalable Kernel Methods via Doubly Stochastic Gradients

  • Bo Dai
  • Bo Xie
  • Niao He
  • Yingyu Liang
  • Anant Raj
  • Maria-Florina Balcan
  • Le Song

The general perception is that kernel methods are not scalable, so neural nets become the choice for large-scale nonlinear learning problems. Have we tried hard enough for kernel methods? In this paper, we propose an approach that scales up kernel methods using a novel concept called ``doubly stochastic functional gradients''. Based on the fact that many kernel methods can be expressed as convex optimization problems, our approach solves the optimization problems by making two unbiased stochastic approximations to the functional gradient---one using random training points and another using random features associated with the kernel---and performing descent steps with this noisy functional gradient. Our algorithm is simple, need no commit to a preset number of random features, and allows the flexibility of the function class to grow as we see more incoming data in the streaming setting. We demonstrate that a function learned by this procedure after t iterations converges to the optimal function in the reproducing kernel Hilbert space in rate O(1/t), and achieves a generalization bound of O(1/\sqrt{t}). Our approach can readily scale kernel methods up to the regimes which are dominated by neural nets. We show competitive performances of our approach as compared to neural nets in datasets such as 2. 3 million energy materials from MolecularSpace, 8 million handwritten digits from MNIST, and 1 million photos from ImageNet using convolution features.

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JMLR Journal 2013 Journal Article

Maximum Volume Clustering: A New Discriminative Clustering Approach

  • Gang Niu
  • Bo Dai
  • Lin Shang
  • Masashi Sugiyama

The large volume principle proposed by Vladimir Vapnik, which advocates that hypotheses lying in an equivalence class with a larger volume are more preferable, is a useful alternative to the large margin principle. In this paper, we introduce a new discriminative clustering model based on the large volume principle called maximum volume clustering (MVC), and then propose two approximation schemes to solve this MVC model: A soft-label MVC method using sequential quadratic programming and a hard-label MVC method using semi-definite programming, respectively. The proposed MVC is theoretically advantageous for three reasons. The optimization involved in hard-label MVC is convex, and under mild conditions, the optimization involved in soft-label MVC is akin to a convex one in terms of the resulting clusters. Secondly, the soft-label MVC method possesses a clustering error bound. Thirdly, MVC includes the optimization problems of a spectral clustering, two relaxed $k$-means clustering and an information-maximization clustering as special limit cases when its regularization parameter goes to infinity. Experiments on several artificial and benchmark data sets demonstrate that the proposed MVC compares favorably with state-of-the-art clustering methods. [abs] [ pdf ][ bib ] &copy JMLR 2013. ( edit, beta )

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NeurIPS Conference 2013 Conference Paper

Robust Low Rank Kernel Embeddings of Multivariate Distributions

  • Le Song
  • Bo Dai

Kernel embedding of distributions has led to many recent advances in machine learning. However, latent and low rank structures prevalent in real world distributions have rarely been taken into account in this setting. Furthermore, no prior work in kernel embedding literature has addressed the issue of robust embedding when the latent and low rank information are misspecified. In this paper, we propose a hierarchical low rank decomposition of kernels embeddings which can exploit such low rank structures in data while being robust to model misspecification. We also illustrate with empirical evidence that the estimated low rank embeddings lead to improved performance in density estimation.

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