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Alex Mallen

Possible papers associated with this exact author name in Arrow. This page groups case-insensitive exact name matches and is not a full identity disambiguation profile.

3 papers
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3

ICML Conference 2025 Conference Paper

Automatically Interpreting Millions of Features in Large Language Models

  • Gonçalo Paulo
  • Alex Mallen
  • Caden Juang
  • Nora Belrose

While the activations of neurons in deep neural networks usually do not have a simple human-understandable interpretation, sparse autoencoders (SAEs) can be used to transform these activations into a higher-dimensional latent space which can be more easily interpretable. However, SAEs can have millions of distinct latents, making it infeasible for humans to manually interpret each one. In this work, we build an open-source automated pipeline to generate and evaluate natural language interpretations for SAE latents using LLMs. We test our framework on SAEs of varying sizes, activation functions, and losses, trained on two different open-weight LLMs. We introduce five new techniques to score the quality of interpretations that are cheaper to run than the previous state of the art. One of these techniques, intervention scoring, evaluates the interpretability of the effects of intervening on a latent, which we find explains latents that are not recalled by existing methods. We propose guidelines for generating better interpretations that remain valid for a broader set of activating contexts, and discuss pitfalls with existing scoring techniques. Our code is available at https: //github. com/EleutherAI/delphi.

NeurIPS Conference 2025 Conference Paper

Why Do Some Language Models Fake Alignment While Others Don't?

  • Abhay Sheshadri
  • John Hughes
  • Julian Michael
  • Alex Mallen
  • Arun Jose
  • Fabien Roger

Alignment Faking in Large Language Models presented a demonstration of Claude 3 Opus and Claude 3. 5 Sonnet selectively complying with a helpful-only training objective to prevent modification of their behavior outside of training. We expand this analysis to 25 models and find that only 5 (Claude 3 Opus, Claude 3. 5 Sonnet, Llama 3 405B, Grok 3, Gemini 2. 0 Flash) comply with harmful queries more when they infer they are in training than when they infer they are in deployment. First, we study the motivations of these 5 models. Results from perturbing details of the scenario suggest that only Claude 3 Opus's compliance gap is primarily and consistently motivated by trying to keep its goals. Second, we investigate why many chat models don't fake alignment. Our results suggest this is not entirely due to a lack of capabilities: many base models fake alignment some of the time, and post-training eliminates alignment-faking for some models and amplifies it for others. We investigate 5 hypotheses for how post-training may suppress alignment faking and find that variations in refusal behavior may account for a significant portion of differences in alignment faking.

ICML Conference 2024 Conference Paper

Neural Networks Learn Statistics of Increasing Complexity

  • Nora Belrose
  • Quintin Pope
  • Lucia Quirke
  • Alex Mallen
  • Xiaoli Z. Fern

The distributional simplicity bias (DSB) posits that neural networks learn low-order moments of the data distribution first, before moving on to higher-order correlations. In this work, we present compelling new evidence for the DSB by showing that networks automatically learn to perform well on maximum-entropy distributions whose low-order statistics match those of the training set early in training, then lose this ability later. We also extend the DSB to discrete domains by proving an equivalence between token $n$-gram frequencies and the moments of embedding vectors, and by finding empirical evidence for the bias in LLMs. Finally we use optimal transport methods to surgically edit the low-order statistics of one class to match those of another, and show that early-training networks treat the edited samples as if they were drawn from the target class. Code is available at https: //github. com/EleutherAI/features-across-time.